Nonprofit · EIN 52-1935145
ABA SECURITIES ASSOCIATION
Also known as ABASA
Tax-exempt · WASHINGTON, DC 20036
Financials
| Year ended | Form | Revenue | Expenses | Net income | Total assets | Liabilities | Net assets |
|---|---|---|---|---|---|---|---|
| August 31, 2025 | 990 | $368,000 | $378,644 | -$10,644 | $0 | $3,759,563 | -$3,759,563 |
| August 31, 2024 | 990 | $414,000 | $390,982 | $23,018 | $0 | $3,748,919 | -$3,748,919 |
| August 31, 2023 | 990 | $414,000 | $349,894 | $64,106 | $0 | $3,771,937 | -$3,771,937 |
Financial details: 990 for the year ended August 31, 2025
Revenue
- Contributions, gifts and grants
- $0
- Program service revenue
- $368,000
- Investment income
- $0
- Other revenue
- $0
Expenses
- Grants and similar amounts paid
- $0
- Compensation of officers, directors and key employees
- $132,063
- Other salaries and wages
- $35,519
- Salaries, compensation and benefits (total)
- $185,237
- Professional fundraising fees
- $0
- Legal fees
- $120,000
- Accounting fees
- $3,578
- Occupancy
- $16,837
- Travel
- $321
Balance sheet and other
- Total assets, start of year
- $0
- Total assets, end of year
- $0
- Total liabilities, end of year
- $3,759,563
- Net assets, end of year
- -$3,759,563
- Net assets without donor restrictions
- -$3,759,563
- Gross receipts
- $368,000
- Employees
- 0
- Volunteers
- 22
- Year formed
- 1995
- State of legal domicile
- DE
From the e-filed returns the IRS publishes as XML (latest three processing years; amended returns replace the original). PDF copies at the IRS.
Officers, directors and key employees
As listed on the 990 for the year ended August 31, 2025, highest compensation first.
| Name | Title | Hours / week | Compensation | From related orgs | Other / benefits |
|---|---|---|---|---|---|
| KARIN PETERSEN FLYNN | CFAO Officer | 1 | $0 | $656,638 | $124,160 |
| ANANDA RADHAKRISHNAN | TREASURER & EXECUTIVE DIRECTOR Officer | 7.5 | $0 | $329,435 | $55,191 |
| ROBERT MUNSEY | CHAIRMAN Trustee or director, Officer | 1 | $0 | $0 | $0 |
| PETER PHELAN | VICE CHAIRMAN (UNTIL MARCH 2025) Trustee or director, Officer | 1 | $0 | $0 | $0 |
| MATTHEW MILCETICH | VICE CHAIRMAN (FROM MARCH 2025) Trustee or director, Officer | 1 | $0 | $0 | $0 |
| JAMES BERNIER | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| REBECCA CROWE | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| SHANNON M DONNELLY | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| PER DYRVIK | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| MICHAEL FORLENZA | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| JASON HENDERSON | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| AMANDA KAN | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| ADAM KEZSBOM | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| STEVE KIKER | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| WILLIAM L KUHN IV | MEMBER (UNTIL MARCH 2025) Trustee or director | 1 | $0 | $0 | $0 |
9 more people on this return
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| CHARLOTTE B MCLAUGHLIN | MEMBER (UNTIL DECEMBER 2024) Trustee or director | 1 | $0 |
| DANIEL MORGAN | MEMBER Trustee or director | 1 | $0 |
| DOUGLAS W PREISER | MEMBER Trustee or director | 1 | $0 |
| PETER ROBERSON | MEMBER Trustee or director | 1 | $0 |
| C KYLE RUSS | MEMBER Trustee or director | 1 | $0 |
| KEVIN W STONE | MEMBER Trustee or director | 1 | $0 |
| MARY STROTH | MEMBER Trustee or director | 1 | $0 |
| HIREN THADANI | MEMBER (UNTIL MARCH 2025) Trustee or director | 1 | $0 |
| W PETER O'TOOLE | MEMBER Trustee or director | 1 | $0 |
990 for the year ended August 31, 2024: 20 people
| Name | Title | Hours / week | Compensation | From related orgs | Other / benefits |
|---|---|---|---|---|---|
| KARIN PETERSEN FLYNN | CFAO Officer | 1 | $0 | $629,792 | $119,748 |
| ANANDA RADHAKRISHNAN | TREASURER & EXECUTIVE DIRECTOR Officer | 7.5 | $0 | $290,259 | $49,971 |
| ROBERT MUNSEY | CHAIRMAN Trustee or director, Officer | 1 | $0 | $0 | $0 |
| PETER PHELAN | VICE CHAIRMAN Trustee or director, Officer | 1 | $0 | $0 | $0 |
| REBECCA CROWE | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| SHANNON M DONNELLY | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| PER DYRVIK | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| MICHAEL FORLENZA | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| STEVE KIKER | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| WILLIAM L KUHN IV | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| CHARLOTTE B MCLAUGHLIN | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| MATTHEW MILCETICH | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| DANIEL MORGAN | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| DOUGLAS W PREISER | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| PETER ROBERSON | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| C KYLE RUSS | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| KEVIN W STONE | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| MARY STROTH | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| HIREN THADANI | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| W PETER O'TOOLE | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
990 for the year ended August 31, 2023: 21 people
| Name | Title | Hours / week | Compensation | From related orgs | Other / benefits |
|---|---|---|---|---|---|
| KARIN PETERSEN FLYNN | CHIEF FINANCIAL OFFICER Officer | 1 | $0 | $648,376 | $103,398 |
| ANANDA RADHAKRISHNAN | TREASURER & EXECUTIVE DIRECTOR Officer | 7.5 | $0 | $257,680 | $39,468 |
| JUSTIN M UNDERWOOD | TREASURER & EXEC DIR. THRU 09/22 Officer | 7.5 | $0 | $152,468 | $19,049 |
| STEPHEN PHILIPSON | CHAIRMAN Trustee or director, Officer | 1 | $0 | $0 | $0 |
| ROBERT MUNSEY | VICE CHAIRMAN Trustee or director, Officer | 1 | $0 | $0 | $0 |
| JEFFREY T BROWN | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| REBECCA CROWE | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| PER DYRVIK | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| JOHN GREGG | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| STEVE KIKER | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| WILLIAM L KUHN IV | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| CHARLOTTE B MCLAUGHLIN | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| MATTHEW MILCETICH | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| DANIEL MORGAN | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| PETER PHELAN | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| DOUGLAS W PREISER | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| BRAD A ROTHBAUM | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| C KYLE RUSS | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| KEVIN W STONE | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| HIREN THADANI | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
| BOB TULL | MEMBER Trustee or director | 1 | $0 | $0 | $0 |
Address and contacts
- Address (IRS master file)
- 1333 NEW HAMPSHIRE NW, WASHINGTON, DC 20036-1511
- Principal officer (990 for 2024)
- ANANDA RADHAKRISHNAN, 1333 NEW HAMPSHIRE NW, WASHINGTON, DC 20036
- Signed the 990
- KARIN PETERSEN FLYNN, CFAO
- Phone
- (202) 663-5054
- Return prepared by
- CLIFTONLARSONALLEN LLP
Mission
SEE SCHEDULE OTHE ABA SECURITIES ASSOCIATION (ABASA) IS A SEPARATELY CHARTERED TRADE ASSOCIATION AND NON-PROFIT SUBSIDIARY OF THE AMERICAN BANKERS ASSOCIATION WHOSE MISSION IS TO REPRESENT THE INTERESTS OF BANKS UNDERWRITING AND DEALING IN SECURITIES, PROPRIETARY MUTUAL FUNDS AND DERIVATIVES BEFORE CONGRESS AND THE FEDERAL GOVERNMENT. ABASA MEMBERS ARE LARGE FINANCIAL INSTITUTIONS WITH SIGNIFICANT CAPITAL MARKETS BUSINESSES.
Program accomplishments
- ABASA REPRESENTS THE INTERESTS OF BANKS UNDERWRITING AND DEALING IN SECURITIES, PROPRIETARY MUTUAL FUNDS, AND DERIVATIVES BEFORE CONGRESS, AND FEDERAL AND STATE GOVERNMENTS. ABASA SUPPORTS BANK SECURITIES OPERATIONS THROUGH RESEARCH, EDUCATION, COMPLIANCE ASSISTANCE AND 'PEER GROUP' OPPORTUNITIES.
What it must file and when
IRS records say it files Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N. Its accounting year ends in August, so each return is due on the 15th day of the 5th month after that.
| Tax year | Year ended | Due | IRS public records |
|---|---|---|---|
| 2025 | August 31, 2026 | January 15, 2027 | Not due yet |
| 2024 | August 31, 2025 | January 15, 2026 | 990 on file |
| 2023 | August 31, 2024 | January 15, 2025 | 990 on file |
IRS record
- EIN
- 52-1935145
- Tax-exempt status
- 501(c)(6): Business league or chamber of commerce
- Donations deductible
- No
- Exempt since
- 1996
- Accounting year ends
- August
- Files
- Form 990 or 990-EZ
- Income (IRS master file)
- $368,000
Filing history
| Form | Year ended | Revenue | Expenses | Assets | Return |
|---|---|---|---|---|---|
| 990 | August 2025 | $368,000 | $378,644 | $0 | XML |
| 990 | August 2024 | $414,000 | $390,982 | $0 | XML |
| 990 | August 2023 | $414,000 | $349,894 | $0 | XML |
| 990 | August 2022 | $414,000 | $421,197 | $13,000 | IRS |
| 990 | August 2021 | – | – | – | IRS |
| 990 | August 2020 | – | – | – | IRS |
990-N: the IRS bulk file holds only the latest e-Postcard per organization; earlier years come from archived copies of that file since 2020 and can have gaps (the IRS e-Postcard search lists every one). 990, 990-EZ, 990-PF, 990-T: every e-filed return in the IRS e-file index since 2019; XML for the latest three processing years, amounts from the IRS Statistics of Income extracts before that. PDF copies and determination letters at the IRS (search EIN 52-1935145).
Questions about ABA SECURITIES ASSOCIATION
- What is the EIN of ABA SECURITIES ASSOCIATION?
- The employer identification number (EIN) of ABA SECURITIES ASSOCIATION is 52-1935145.
- Is ABA SECURITIES ASSOCIATION tax-exempt?
- Yes. The IRS lists it as tax-exempt under section 501(c)(6) since 1996.
- Are donations to ABA SECURITIES ASSOCIATION tax-deductible?
- No. The IRS master file says contributions to it are not deductible.
- Which annual return does ABA SECURITIES ASSOCIATION file?
- Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N.
- When is the next return of ABA SECURITIES ASSOCIATION due?
- The return for tax year 2025 (the year ending August 31, 2026) is due January 15, 2027. Form 8868 extends it by six months; the 990-N cannot be extended.
- When did ABA SECURITIES ASSOCIATION last file with the IRS?
- The latest return in the IRS public files is the 990 for the year ended August 2025.
- Who is the principal officer of ABA SECURITIES ASSOCIATION?
- The 990 for the year ended August 31, 2025 names ANANDA RADHAKRISHNAN.
- Who are the officers and directors of ABA SECURITIES ASSOCIATION?
- The 990 for the year ended August 31, 2025 lists 24 people; 0 received compensation from the organization.
- How much revenue does ABA SECURITIES ASSOCIATION have?
- On its 990 for the year ended August 31, 2025 it reported revenue of $368,000, expenses of $378,644 and total assets of $0 at year end.
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