Nonprofit · EIN 13-5266605
INVESTMENT COMPANY INSTITUTE
Tax-exempt · WASHINGTON, DC 20005
Financials
| Year ended | Form | Revenue | Expenses | Net income | Total assets | Liabilities | Net assets |
|---|---|---|---|---|---|---|---|
| September 30, 2025 | 990 | $85,551,495 | $83,667,741 | $1,883,754 | $150,425,314 | $83,869,324 | $66,555,990 |
| September 30, 2024 | 990 | $83,174,498 | $84,194,621 | -$1,020,123 | $146,403,728 | $85,192,580 | $61,211,148 |
| September 30, 2023 | 990 | $84,136,163 | $77,130,848 | $7,005,315 | $148,674,197 | $85,573,922 | $63,100,275 |
Financial details: 990 for the year ended September 30, 2025
Revenue
- Contributions, gifts and grants
- $72,867,198
- Membership dues
- $72,867,198
- Program service revenue
- $7,644,437
- Investment income
- $3,733,016
- Royalties
- $778,468
- Net rental income
- $512,986
- Net gain from sales of assets
- -$564,455
- Other revenue
- $1,306,844
Expenses
- Grants and similar amounts paid
- $0
- Compensation of officers, directors and key employees
- $6,032,954
- Other salaries and wages
- $35,095,806
- Salaries, compensation and benefits (total)
- $53,593,257
- Professional fundraising fees
- $0
- Legal fees
- $1,815,391
- Accounting fees
- $326,133
- Occupancy
- $4,488,200
- Travel
- $1,422,774
- Depreciation
- $1,588,392
Balance sheet and other
- Total assets, start of year
- $146,403,728
- Total assets, end of year
- $150,425,314
- Total liabilities, end of year
- $83,869,324
- Net assets, end of year
- $66,555,990
- Land, buildings and equipment
- $13,612,836
- Publicly traded securities
- $86,901,068
- Net assets without donor restrictions
- $66,555,990
- Gross receipts
- $196,819,478
- Employees
- 194
- Volunteers
- 60
- Year formed
- 1941
- State of legal domicile
- DE
From the e-filed returns the IRS publishes as XML (latest three processing years; amended returns replace the original). PDF copies at the IRS.
Officers, directors and key employees
As listed on the 990 for the year ended September 30, 2025, highest compensation first.
| Name | Title | Hours / week | Compensation | Other / benefits |
|---|---|---|---|---|
| ERIC J PAN | PRESIDENT & CEO Officer | 40 | $2,765,246 | $84,124 |
| DONALD C AUERBACH | CHIEF OPERATING OFFICER Officer | 40 | $961,578 | $77,440 |
| JOHN G EMLING | CHIEF GOVT. AFFAIRS OFFICER Highest-paid employee | 40 | $817,385 | $80,924 |
| MICHAEL N PEDRONI | CHIEF GLOBAL AFFAIRS OFFICER Highest-paid employee | 40 | $773,330 | $84,124 |
| SUSAN M OLSON | FORMER GENERAL COUNSEL Former | 40 | $753,523 | $79,551 |
| DOROTHY M DONOHUE | DEPUTY GENERAL COUNSEL Highest-paid employee | 40 | $643,895 | $104,924 |
| SEAN S COLLINS | CHIEF ECONOMIST THRU 09/24 Key employee | 40 | $627,745 | $94,531 |
| ERICA E RICHARDSON | CHIEF STRATEGIC COMM. OFFICER Highest-paid employee | 40 | $642,522 | $71,531 |
| THOMAS T KIM | MANAGING DIRECTOR - IDC Highest-paid employee | 40 | $584,862 | $80,701 |
| PAUL CELLUPICA | GENERAL COUNSEL Officer | 40 | $567,540 | $56,551 |
| ROCHELLE L ANTONIEWICZ | CHIEF ECONOMIST AS OF 10/24 Key employee | 40 | $533,524 | $80,701 |
| RACHEL H GRAHAM | SECRETARY Officer | 40 | $426,212 | $105,157 |
| MARK A DELCOCO | CFO/TREASURER Officer | 40 | $413,770 | $106,893 |
| GEORGE H WALKER | CHAIR Trustee or director | 2 | $0 | $0 |
| YIE-HSIN HUNG | VICE-CHAIR Trustee or director | 2 | $0 | $0 |
61 more people on this return
| Name | Title | Hours / week | Compensation |
|---|---|---|---|
| OMAR AGUILAR | MEMBER Trustee or director | 1 | $0 |
| ANDREW G ARNOTT | MEMBER Trustee or director | 1 | $0 |
| GEORGE AYLWARD | MEMBER Trustee or director | 1 | $0 |
| KATHLEEN T BARR | MEMBER Trustee or director | 2 | $0 |
| SETH P BERNSTEIN | MEMBER Trustee or director | 1 | $0 |
| KAMAL BHATIA | MEMBER Trustee or director | 1 | $0 |
| STEPHANIE G BRAMING | MEMBER Trustee or director | 1 | $0 |
| HEATHER E BRILLIANT | MEMBER Trustee or director | 1 | $0 |
| PAMELA CARLTON | MEMBER Trustee or director | 1 | $0 |
| JANE K CARTEN | MEMBER Trustee or director | 1 | $0 |
| GALE K CARUSO | MEMBER THRU 12/24 Trustee or director | 1 | $0 |
| JAMES E DAVEY | MEMBER THRU 12/24 Trustee or director | 1 | $0 |
| GREG DAVIS | MEMBER Trustee or director | 1 | $0 |
| DAVID DIPETRILLO | MEMBER Trustee or director | 1 | $0 |
| WILLIAM EBSWORTH | MEMBER Trustee or director | 1 | $0 |
| GREG FROST | MEMBER AS OF 01/25 Trustee or director | 1 | $0 |
| DANIEL GAMBA | MEMBER THRU 09/25 Trustee or director | 1 | $0 |
| GEORGE CW GATCH | MEMBER Trustee or director | 2 | $0 |
| CAROL GEREMIA | MEMBER Trustee or director | 1 | $0 |
| PETER J GERMAIN | MEMBER Trustee or director | 1 | $0 |
| DAVID L GIUNTA | MEMBER Trustee or director | 1 | $0 |
| RYAN HICKE | MEMBER Trustee or director | 1 | $0 |
| MELLODY HOBSON | MEMBER Trustee or director | 2 | $0 |
| CYNTHIA HOSTETLER | MEMBER Trustee or director | 1 | $0 |
| BILL HUFFMAN | MEMBER Trustee or director | 1 | $0 |
| BEN HUNEKE | MEMBER Trustee or director | 1 | $0 |
| NAIM ABOU-JAOUDE | MEMBER Trustee or director | 1 | $0 |
| GREGORY E JOHNSON | MEMBER THRU 01/25 Trustee or director | 2 | $0 |
| JAMES L JOHNSON JR | MEMBER Trustee or director | 2 | $0 |
| JENNY JOHNSON | MEMBER AS OF 01/25 Trustee or director | 1 | $0 |
| LISA M JONES | MEMBER THRU 04/25 Trustee or director | 1 | $0 |
| JOANNA F JONSSON | MEMBER THRU 01/25 Trustee or director | 2 | $0 |
| THOMAS C KERSTING | MEMBER Trustee or director | 1 | $0 |
| KATHYRN KOCH | MEMBER Trustee or director | 2 | $0 |
| SHAWN K LYTLE | MEMBER Trustee or director | 2 | $0 |
| MEHDI MAHMUD | MEMBER Trustee or director | 1 | $0 |
| JAMES MCNAMARA | MEMBER Trustee or director | 2 | $0 |
| MICHAEL A MENDELSON | MEMBER Trustee or director | 1 | $0 |
| MARK D NERUD | MEMBER Trustee or director | 1 | $0 |
| CATHERINE L NEWELL | MEMBER Trustee or director | 1 | $0 |
| DAVID OESTREICHER | MEMBER Trustee or director | 2 | $0 |
| STEVEN J PAGGIOLI | MEMBER Trustee or director | 1 | $0 |
| STUART S PARKER | MEMBER Trustee or director | 2 | $0 |
| CYNTHIA R PLOUCHE | MEMBER Trustee or director | 2 | $0 |
| KARLA RABUSCH | MEMBER Trustee or director | 1 | $0 |
| MARTIN ROMO | MEMBER AS OF 01/25 Trustee or director | 1 | $0 |
| KRISTI L ROWSELL | MEMBER Trustee or director | 1 | $0 |
| ANDREW R SCHLOSSBERG | MEMBER Trustee or director | 2 | $0 |
| DOUGLAS B SIEG | MEMBER Trustee or director | 2 | $0 |
| KRISTI SLAVIN | MEMBER Trustee or director | 1 | $0 |
| MARTIN SMALL | MEMBER Trustee or director | 1 | $0 |
| MARIJN P SMIT | MEMBER Trustee or director | 1 | $0 |
| PETER G STRELOW | MEMBER Trustee or director | 2 | $0 |
| BILL STRICKLAND | MEMBER THRU 06/25 Trustee or director | 1 | $0 |
| JOSEPH SULLIVAN | MEMBER Trustee or director | 1 | $0 |
| GARY TENKMAN | MEMBER Trustee or director | 1 | $0 |
| JONATHAN S THOMAS | MEMBER Trustee or director | 1 | $0 |
| GARRETT THORNBURG | MEMBER Trustee or director | 1 | $0 |
| RONALD E TOUPIN JR | MEMBER Trustee or director | 1 | $0 |
| WILLIAM F TRUSCOTT | MEMBER Trustee or director | 2 | $0 |
| DAWN VROEGOP | MEMBER Trustee or director | 1 | $0 |
990 for the year ended September 30, 2024: 72 people
| Name | Title | Hours / week | Compensation | Other / benefits |
|---|---|---|---|---|
| ERIC J PAN | PRESIDENT & CEO Officer | 40 | $3,128,037 | $78,748 |
| SUSAN M OLSON | GENERAL COUNSEL THRU 06/24 Officer | 40 | $1,086,498 | $67,274 |
| DONALD C AUERBACH | CHIEF OPERATING OFFICER Officer | 40 | $980,941 | $65,460 |
| MICHAEL N PEDRONI | CHIEF GLOBAL AFFAIRS OFFICER Highest-paid employee | 40 | $820,371 | $78,748 |
| JOHN G EMLING | CHIEF GOVT. AFFAIRS OFFICER Highest-paid employee | 40 | $744,402 | $75,475 |
| SEAN S COLLINS | CHIEF ECONOMIST Key employee | 40 | $650,587 | $75,335 |
| DOROTHY M DONOHUE | DEPUTY GENERAL COUNSEL Highest-paid employee | 40 | $633,358 | $77,700 |
| SARAH A BESSIN | DEPUTY GENERAL COUNSEL Highest-paid employee | 40 | $616,902 | $65,445 |
| ERICA E RICHARDSON | CHIEF STRATEGIC COMM. OFFICER Highest-paid employee | 40 | $614,091 | $67,104 |
| RACHEL H GRAHAM | SECRETARY Officer | 40 | $500,841 | $78,748 |
| MARK A DELCOCO | CFO/TREASURER Officer | 40 | $397,776 | $78,748 |
| GEORGE H WALKER | CHAIR Trustee or director | 2 | $0 | $0 |
| YIE-HSIN HUNG | VICE-CHAIR Trustee or director | 2 | $0 | $0 |
| OMAR AGUILAR | MEMBER Trustee or director | 1 | $0 | $0 |
| ANDREW G ARNOTT | MEMBER Trustee or director | 1 | $0 | $0 |
| GEORGE AYLWARD | MEMBER Trustee or director | 1 | $0 | $0 |
| KATHLEEN T BARR | MEMBER Trustee or director | 2 | $0 | $0 |
| SETH P BERNSTEIN | MEMBER Trustee or director | 1 | $0 | $0 |
| KAMAL BHATIA | MEMBER Trustee or director | 1 | $0 | $0 |
| STEPHANIE G BRAMING | MEMBER Trustee or director | 1 | $0 | $0 |
| HEATHER E BRILLIANT | MEMBER Trustee or director | 1 | $0 | $0 |
| MORTIMER J BUCKLEY | MEMBER Trustee or director | 2 | $0 | $0 |
| PAMELA CARLTON | MEMBER Trustee or director | 1 | $0 | $0 |
| JANE K CARTEN | MEMBER Trustee or director | 1 | $0 | $0 |
| GALE K CARUSO | MEMBER Trustee or director | 1 | $0 | $0 |
| JAMES E DAVEY | MEMBER Trustee or director | 1 | $0 | $0 |
| DAVID DIPETRILLO | MEMBER Trustee or director | 1 | $0 | $0 |
| WILLIAM EBSWORTH | MEMBER Trustee or director | 1 | $0 | $0 |
| DANIEL GAMBA | MEMBER Trustee or director | 1 | $0 | $0 |
| GEORGE C W GATCH | MEMBER Trustee or director | 2 | $0 | $0 |
| CAROL GEREMIA | MEMBER Trustee or director | 1 | $0 | $0 |
| PETER J GERMAIN | MEMBER Trustee or director | 1 | $0 | $0 |
| DAVID L GIUNTA | MEMBER Trustee or director | 1 | $0 | $0 |
| DIANA HERRMANN | MEMBER Trustee or director | 1 | $0 | $0 |
| RYAN HICKE | MEMBER Trustee or director | 1 | $0 | $0 |
| MELLODY HOBSON | MEMBER Trustee or director | 2 | $0 | $0 |
| CYNTHIA HOSTETLER | MEMBER Trustee or director | 1 | $0 | $0 |
| BEN HUNEKE | MEMBER Trustee or director | 1 | $0 | $0 |
| NAIM ABOU-JAOUDE | MEMBER Trustee or director | 1 | $0 | $0 |
| GREGORY E JOHNSON | MEMBER Trustee or director | 2 | $0 | $0 |
| JAMES L JOHNSON JR | MEMBER Trustee or director | 2 | $0 | $0 |
| LISA M JONES | MEMBER Trustee or director | 1 | $0 | $0 |
| JOANNA F JONSSON | MEMBER Trustee or director | 2 | $0 | $0 |
| THOMAS C KERSTING | MEMBER Trustee or director | 1 | $0 | $0 |
| KATHYRN KOCH | MEMBER Trustee or director | 2 | $0 | $0 |
| SHAWN K LYTLE | MEMBER Trustee or director | 2 | $0 | $0 |
| MEHDI MAHMUD | MEMBER Trustee or director | 1 | $0 | $0 |
| JAMES MCNAMARA | MEMBER Trustee or director | 2 | $0 | $0 |
| MICHAEL A MENDELSON | MEMBER Trustee or director | 1 | $0 | $0 |
| MARK D NERUD | MEMBER Trustee or director | 1 | $0 | $0 |
| CATHERINE L NEWELL | MEMBER Trustee or director | 1 | $0 | $0 |
| DAVID OESTREICHER | MEMBER Trustee or director | 2 | $0 | $0 |
| STEVEN J PAGGIOLI | MEMBER Trustee or director | 1 | $0 | $0 |
| STUART S PARKER | MEMBER Trustee or director | 2 | $0 | $0 |
| CYNTHIA R PLOUCHE | MEMBER Trustee or director | 2 | $0 | $0 |
| KARLA RABUSCH | MEMBER Trustee or director | 1 | $0 | $0 |
| KRISTI L ROWSELL | MEMBER Trustee or director | 1 | $0 | $0 |
| ANDREW R SCHLOSSBERG | MEMBER Trustee or director | 2 | $0 | $0 |
| DOUGLAS B SIEG | MEMBER Trustee or director | 2 | $0 | $0 |
| KRISTI SLAVIN | MEMBER Trustee or director | 1 | $0 | $0 |
| MARTIN SMALL | MEMBER Trustee or director | 1 | $0 | $0 |
| MARIJN P SMIT | MEMBER Trustee or director | 1 | $0 | $0 |
| PETER G STRELOW | MEMBER Trustee or director | 2 | $0 | $0 |
| WILLIAM W STRICKLAND JR | MEMBER Trustee or director | 1 | $0 | $0 |
| JOSEPH SULLIVAN | MEMBER Trustee or director | 1 | $0 | $0 |
| GARY TENKMAN | MEMBER Trustee or director | 1 | $0 | $0 |
| JONATHAN S THOMAS | MEMBER Trustee or director | 1 | $0 | $0 |
| GARRETT THORNBURG | MEMBER Trustee or director | 1 | $0 | $0 |
| RONALD E TOUPIN JR | MEMBER Trustee or director | 1 | $0 | $0 |
| WILLIAM F TRUSCOTT | MEMBER Trustee or director | 2 | $0 | $0 |
| DAWN VROEGOP | MEMBER Trustee or director | 1 | $0 | $0 |
| PAUL CELLUPICA | GENERAL COUNSEL AS OF 06/24 Officer | 40 | $0 | $0 |
990 for the year ended September 30, 2023: 68 people
| Name | Title | Hours / week | Compensation | Other / benefits |
|---|---|---|---|---|
| ERIC J PAN | PRESIDENT & CEO Officer | 40 | $2,488,080 | $70,116 |
| SUSAN M OLSON | GENERAL COUNSEL Officer | 40 | $1,041,713 | $60,230 |
| DONALD C AUERBACH | CHIEF OPERATING OFFICER Officer | 40 | $951,244 | $62,860 |
| MICHAEL N PEDRONI | CHIEF GLOBAL AFFAIRS OFFICER Highest-paid employee | 40 | $680,176 | $66,754 |
| JOHN J EMLING | CHIEF GOVT. AFFAIRS OFFICER Highest-paid employee | 40 | $618,643 | $66,499 |
| DOROTHY M DONOHUE | DEPUTY GENERAL COUNSEL Highest-paid employee | 40 | $611,250 | $70,015 |
| SEAN S COLLINS | CHIEF ECONOMIST Key employee | 40 | $592,037 | $70,416 |
| KEITH D LAWSON | DEPUTY GENERAL COUNSEL Highest-paid employee | 40 | $561,843 | $62,960 |
| DAVID M ABBEY | DEPUTY GENERAL COUNSEL Highest-paid employee | 40 | $562,220 | $36,600 |
| RACHEL H GRAHAM | SECRETARY Officer | 40 | $407,552 | $70,015 |
| MARK A DELCOCO | CFO/TREASURER Officer | 40 | $376,819 | $70,116 |
| YIE-HSIN HUNG | CHAIRMAN Trustee or director | 2 | $0 | $0 |
| GEORGE C W GATCH | VICE-CHAIRMAN Trustee or director | 2 | $0 | $0 |
| ANDREW G ARNOTT | MEMBER Trustee or director | 1 | $0 | $0 |
| GEORGE AYLWARD | MEMBER Trustee or director | 1 | $0 | $0 |
| KATHLEEN T BARR | MEMBER Trustee or director | 2 | $0 | $0 |
| SETH P BERNSTEIN | MEMBER Trustee or director | 1 | $0 | $0 |
| STEPHANIE G BRAMING | MEMBER Trustee or director | 1 | $0 | $0 |
| HEATHER E BRILLIANT | MEMBER Trustee or director | 1 | $0 | $0 |
| MORTIMER J BUCKLEY | MEMBER Trustee or director | 2 | $0 | $0 |
| JANE K CARTEN | MEMBER Trustee or director | 1 | $0 | $0 |
| GALE K CARUSO | MEMBER Trustee or director | 1 | $0 | $0 |
| JAMES E DAVEY | MEMBER Trustee or director | 1 | $0 | $0 |
| JONATHAN DE ST PAER | MEMBER Trustee or director | 1 | $0 | $0 |
| WILLIAM EBSWORTH | MEMBER Trustee or director | 1 | $0 | $0 |
| THOMAS E FAUST JR | MEMBER Trustee or director | 2 | $0 | $0 |
| CAROL GEREMIA | MEMBER Trustee or director | 1 | $0 | $0 |
| PETER J GERMAIN | MEMBER Trustee or director | 1 | $0 | $0 |
| DAVID L GIUNTA | MEMBER Trustee or director | 1 | $0 | $0 |
| PATRICK G HALTER | MEMBER Trustee or director | 1 | $0 | $0 |
| DIANA HERRMANN | MEMBER Trustee or director | 1 | $0 | $0 |
| MELLODY HOBSON | MEMBER Trustee or director | 2 | $0 | $0 |
| CYNTHIA HOSTETLER | MEMBER Trustee or director | 1 | $0 | $0 |
| CHRISTINE L HURTSELLERS | MEMBER Trustee or director | 1 | $0 | $0 |
| GREGORY E JOHNSON | MEMBER Trustee or director | 2 | $0 | $0 |
| JAMES L JOHNSON JR | MEMBER Trustee or director | 2 | $0 | $0 |
| LISA M JONES | MEMBER Trustee or director | 1 | $0 | $0 |
| JOANNA F JONSSON | MEMBER Trustee or director | 2 | $0 | $0 |
| THOMAS C KERSTING | MEMBER Trustee or director | 1 | $0 | $0 |
| SUSAN C LIVINGSTON | MEMBER Trustee or director | 1 | $0 | $0 |
| SHAWN K LYTLE | MEMBER Trustee or director | 2 | $0 | $0 |
| JAMES MCNAMARA | MEMBER Trustee or director | 2 | $0 | $0 |
| MICHAEL A MENDELSON | MEMBER Trustee or director | 1 | $0 | $0 |
| JOSE MINAYA | MEMBER Trustee or director | 1 | $0 | $0 |
| GARRY L MOODY | MEMBER Trustee or director | 1 | $0 | $0 |
| MARK D NERUD | MEMBER Trustee or director | 1 | $0 | $0 |
| CATHERINE L NEWELL | MEMBER Trustee or director | 1 | $0 | $0 |
| DAVID OESTREICHER | MEMBER Trustee or director | 2 | $0 | $0 |
| ANDREW N OWEN | MEMBER Trustee or director | 1 | $0 | $0 |
| STEVEN J PAGGIOLI | MEMBER Trustee or director | 1 | $0 | $0 |
| STUART S PARKER | MEMBER Trustee or director | 2 | $0 | $0 |
| CYNTHIA R PLOUCHE | MEMBER Trustee or director | 2 | $0 | $0 |
| KARLA RABUSCH | MEMBER Trustee or director | 1 | $0 | $0 |
| SALIM RAMJI | MEMBER Trustee or director | 2 | $0 | $0 |
| KRISTI L ROWSELL | MEMBER Trustee or director | 1 | $0 | $0 |
| ANDREW R SCHLOSSBERG | MEMBER Trustee or director | 2 | $0 | $0 |
| DOUGLAS B SIEG | MEMBER Trustee or director | 2 | $0 | $0 |
| KRISTI SLAVIN | MEMBER Trustee or director | 1 | $0 | $0 |
| MARIJN P SMIT | MEMBER Trustee or director | 1 | $0 | $0 |
| PETER G STRELOW | MEMBER Trustee or director | 2 | $0 | $0 |
| WILLIAM W STRICKLAND JR | MEMBER Trustee or director | 1 | $0 | $0 |
| GARY TENKMAN | MEMBER Trustee or director | 1 | $0 | $0 |
| JONATHAN S THOMAS | MEMBER Trustee or director | 1 | $0 | $0 |
| GARRETT THORNBURG | MEMBER Trustee or director | 1 | $0 | $0 |
| RONALD E TOUPIN JR | MEMBER Trustee or director | 1 | $0 | $0 |
| WILLIAM F TRUSCOTT | MEMBER Trustee or director | 2 | $0 | $0 |
| DAWN VROEGOP | MEMBER Trustee or director | 1 | $0 | $0 |
| GEORGE H WALKER | MEMBER Trustee or director | 2 | $0 | $0 |
Address and contacts
- Address (IRS master file)
- 1401 H STREET NW, WASHINGTON, DC 20005-2110
- In care of
- % MARK DELCOCO
- Principal officer (990 for 2024)
- ERIC PAN, 1401 H STREET NW, WASHINGTON, DC 20005
- Signed the 990
- MARK DELCOCO, CFO
- Phone
- (202) 326-5800
- Website
- WWW.ICI.ORG
- Return prepared by
- PwC US Tax LLP
Mission
TO STRENGTHEN THE FOUNDATION OF THE ASSET MANAGEMENT INDUSTRY FOR THE ULTIMATE BENEFIT OF THE LONG-TERM INDIVIDUAL INVESTOR. MEMBERS INCLUDE MUTUAL FUNDS, EXCHANGE-TRADED FUNDS (ETFS), CLOSED-END FUNDS, AND UNIT INVESTMENT TRUSTS (UITS) IN THE UNITED STATES, AND SIMILAR FUNDS OFFERED TO INVESTORS IN EUROPE, ASIA AND OTHER JURISDICTIONS.
Program accomplishments
- PUBLIC POLICY ISSUES - ICI ADVANCES THE INTERESTS OF INVESTMENT COMPANIES, THEIR SHAREHOLDERS, DIRECTORS, AND INVESTMENT ADVISERS BY SUPPORTING EFFECTIVE LEGISLATION AND REGULATION. TO SECURE PUBLIC POLICY OBJECTIVES, ICI REPRESENTS THE FUND INDUSTRY AND ITS SHAREHOLDERS BEFORE CONGRESS, THE SECURITIES AND EXCHANGE COMMISSION, AND OTHER REGULATORY AGENCIES, AS WELL AS STATE AND FOREIGN REGULATORS.
- RESEARCH - ICI IS THE PRIMARY SOURCE FOR STATISTICAL DATA AND RESEARCH ON INVESTORS AND RETIREMENT PLANS IN THE INVESTMENT COMPANY INDUSTRY. ICI RESEARCH EXAMINES SUCH TOPICS AS THE RETIREMENT MARKET, SHAREHOLDER DEMOGRAPHICS, TRENDS IN SHAREHOLDER OWNERSHIP, FUND FEES AND EXPENSES, AND THE INDUSTRY'S ROLE IN FOREIGN MARKETS.
- STRATEGIC COMMUNICATIONS - ICI OFFERS A WIDE RANGE OF RESOURCES TO THE MEDIA, INCLUDING NEWS RELEASES, BACKGROUND INFORMATION ON THE FUND INDUSTRY, TESTIMONY BEFORE LEGISLATORS AND REGULATORS, SPEECHES AT CONFERENCES AND COMMENT LETTERS EXPRESSING INDUSTRY OPINIONS ON REGULATORY PROPOSALS. ICI ALSO PROVIDES REGULAR STATISTICAL RELEASES AND RESEARCH CONCERNING THE INDUSTRY AND ITS SHAREHOLDERS.
What it must file and when
IRS records say it files Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N. Its accounting year ends in September, so each return is due on the 15th day of the 5th month after that.
| Tax year | Year ended | Due | IRS public records |
|---|---|---|---|
| 2025 | September 30, 2026 | February 16, 2027 | Not due yet |
| 2024 | September 30, 2025 | February 17, 2026 | 990 on file |
| 2023 | September 30, 2024 | February 18, 2025 | 990 on file |
IRS record
- EIN
- 13-5266605
- Tax-exempt status
- 501(c)(6): Business league or chamber of commerce
- Donations deductible
- No
- Exempt since
- 1945
- Accounting year ends
- September
- Files
- Form 990 or 990-EZ
- Assets (IRS master file)
- $150,425,314
- Income (IRS master file)
- $196,819,478
Filing history
| Form | Year ended | Revenue | Expenses | Assets | Return |
|---|---|---|---|---|---|
| 990 | September 2025 | $85,551,495 | $83,667,741 | $150,425,314 | XML |
| 990 | September 2024 | $83,174,498 | $84,194,621 | $146,403,728 | XML |
| 990 | September 2023 | $84,136,163 | $77,130,848 | $148,674,197 | XML |
| 990 | September 2022 | $80,146,435 | $68,854,682 | $132,491,163 | IRS |
| 990 | September 2021 | – | – | – | IRS |
| 990 | September 2020 | – | – | – | IRS |
| 990 | September 2019 | – | – | – | IRS |
| 990 | September 2018 | – | – | – | IRS |
990-N: the IRS bulk file holds only the latest e-Postcard per organization; earlier years come from archived copies of that file since 2020 and can have gaps (the IRS e-Postcard search lists every one). 990, 990-EZ, 990-PF, 990-T: every e-filed return in the IRS e-file index since 2019; XML for the latest three processing years, amounts from the IRS Statistics of Income extracts before that. PDF copies and determination letters at the IRS (search EIN 13-5266605).
Questions about INVESTMENT COMPANY INSTITUTE
- What is the EIN of INVESTMENT COMPANY INSTITUTE?
- The employer identification number (EIN) of INVESTMENT COMPANY INSTITUTE is 13-5266605.
- Is INVESTMENT COMPANY INSTITUTE tax-exempt?
- Yes. The IRS lists it as tax-exempt under section 501(c)(6) since 1945.
- Are donations to INVESTMENT COMPANY INSTITUTE tax-deductible?
- No. The IRS master file says contributions to it are not deductible.
- Which annual return does INVESTMENT COMPANY INSTITUTE file?
- Form 990 or 990-EZ. Based on its last return; a smaller organization may file the 990-N.
- When is the next return of INVESTMENT COMPANY INSTITUTE due?
- The return for tax year 2025 (the year ending September 30, 2026) is due February 16, 2027. Form 8868 extends it by six months; the 990-N cannot be extended.
- When did INVESTMENT COMPANY INSTITUTE last file with the IRS?
- The latest return in the IRS public files is the 990 for the year ended September 2025.
- Who is the principal officer of INVESTMENT COMPANY INSTITUTE?
- The 990 for the year ended September 30, 2025 names ERIC PAN.
- Who are the officers and directors of INVESTMENT COMPANY INSTITUTE?
- The 990 for the year ended September 30, 2025 lists 76 people; 13 received compensation from the organization, the highest $2,765,246 (ERIC J PAN, PRESIDENT & CEO).
- How much revenue does INVESTMENT COMPANY INSTITUTE have?
- On its 990 for the year ended September 30, 2025 it reported revenue of $85,551,495, expenses of $83,667,741 and total assets of $150,425,314 at year end.
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