2026-09-10T11:02:30+00:00 2025-09-30 415375658 CROWE ADVISORY LLC 225 WEST WACKER DRIVE SUITE 2600 CHICAGO IL 606061224 990 2024-10-01 571239010 FERMI RESEARCH ALLIANCE LLC FERM 6308408976 PO BOX 500 MS-105 WH-2E BATAVIA IL 60510 JOHN ANDERSON PRESIDENT 2026-09-10 true MALLORY FAIRLESS P01321579 3128997000 2026-09-10 2024 JOHN ANDERSON PO BOX 500 MS-105 WH-2E BATAVIA IL 60510 168510542 false X N/A X 2006 IL FRA LLC'S PURPOSE IS THE MANAGEMENT AND OPERATION OF FERMILAB, AN INTERNATIONAL SCIENTIFIC USER FACILITY OWNED BY THE US DEPARTMENT OF ENERGY AT WHICH THE FUNDAMENTAL NATURE OF MATTER AND ENERGY IS STUDIED. 4 2 2150 15 0 0 713767906 168509234 0 3006 1308 1728955 0 715499867 168510542 277569 132427 0 266863912 65141582 0 0 448450868 103134189 715592349 168408198 -92482 102344 18880484 730662 18818458 566292 62026 164370 X THE ORGANIZATION'S PRIMARY EXEMPT PURPOSE IS THE MANAGEMENT AND OPERATION OF THE FERMI NATIONAL ACCELERATOR LABORATORY ("FERMILAB") IN BATAVIA, ILLINOIS, AN INTERNATIONAL SCIENTIFIC USER FACILITY OWNED BY THE U.S. DEPARTMENT OF ENERGY AT WHICH THE FUNDAMENTAL NATURE OF MATTER AND ENERGY IS STUDIED. false true 165917672 132427 0 THE U.S. DEPARTMENT OF ENERGY (DOE) AWARDED THE MANAGEMENT AND OPERATING CONTRACT FOR FERMI NATIONAL ACCELERATOR LABORATORY (FERMILAB) TO FRA, LLC, EFFECTIVE JANUARY 1, 2007-DECEMBER 31,2025. FRA BUILDS ON UNIVERSITIES RESEARCH ASSOCIATION'S 50-YEAR RECORD OF PERFORMANCE IN THE MANAGEMENT AND OPERATION OF FERMILAB; AND THE UNIVERSITY OF CHICAGO'S LEADERSHIP OF ARGONNE NATIONAL LABORATORY (ANL) SINCE ITS FOUNDING. THE FRA TEAM BRINGS RESOURCES, COLLABORATIONS, AND BEST PRACTICES TO ADDRESS THE LABORATORY'S CHALLENGES AND OPPORTUNITIES. FRA SUPPORTS THE LABORATORY'S LONG-TERM VISION AND TOTAL COMMITMENT TO DISCOVERY, THE DOE SCIENTIFIC MISSION, AND ENSURING OUR NATION'S CONTINUED PREEMINENCE IN PARTICLE PHYSICS. PRESENTLY, FERMILAB'S PRIMARY TEN-YEAR GOAL IS TO ESTABLISH A WORLD-LEADING NEUTRINO SCIENCE PROGRAM LED BY THE LONG-BASELINE NEUTRINO FACILITY AND DEEP UNDERGROUND NEUTRINO EXPERIMENT (LBNF/DUNE). LBNF/DUNE ADVANCES THE PARTICLE PHYSICS PROJECT PRIORITIZATION PANEL (P5) PLAN BY ESTABLISHING THE FIRST PHASE OF THIS FACILITY WITH A NEW BEAMLINE AND A FAR DETECTOR SITED DEEP UNDERGROUND IN SOUTH DAKOTA IN THE 2020S. AS FERMILAB STEPS INTO THIS NEW ROLE AS HOST LAB FOR LBNF/DUNE, THE ORGANIZATIONAL STRUCTURE IS ADJUSTING TO SUPPORT THE SCIENTISTS, STUDENTS, TECHNICIANS AND ENGINEERS WHO ARE AND WILL BE WORKING AT THE SANFORD UNDERGROUND RESEARCH FACILITY (SURF) IN SOUTH DAKOTA. THE LABORATORY HAS ESTABLISHED A NEW FERMILAB DIVISION, THE SOUTH DAKOTA OPERATIONS DIVISION, WHICH IS BASED FULL-TIME AT SURF TO PROVIDE THE SAME RANGE OF OPERATIONAL AND SUPPORT SERVICES THAT EXIST AT FERMILAB'S MAIN CAMPUS IN BATAVIA, IL. IN ADDITION, FERMILAB'S MAJOR INITIATIVES INCLUDE LEADING ONE OF THE FIVE DOE NATIONAL QUANTUM INFORMATION SCIENCE (QIS) RESEARCH CENTERS. THE SUPERCONDUCTING QUANTUM MATERIALS AND SYSTEMS CENTER (SQMS) HAS THE CONCRETE AND AMBITIOUS GOAL TO DEVELOP, BUILD, AND DEPLOY THE FIRST QUANTUM COMPUTER AT FERMILAB. THE SQMS CENTER AND OTHER FERMILAB EFFORTS ARE PRODUCING HIGH-IMPACT RESULTS IN QUANTUM COMPUTING, NETWORKING, AND SENSING AND GROWING COLLABORATIONS WITH UNIVERSITIES, LABORATORIES, AND INDUSTRY LEADERS IN QIS. 165917672 true true false true false false false false false false false false false true false false false false false true true false false false false false false true true true false false false false false false true false false false false false false false false true false false false false true 1 0 true 2150 true false false false false false false false false false false false X 4 2 true false false false true true true true false false false false true true true true true true true true false false IL X MATTHEW GLOWACKY 6308404004 PO BOX 500 MS 112 WH-4E BATAVIA IL 60510 JOHN ANDERSON PRESIDENT BEGAN 1/1/25, DIRECTOR THROUGH 12/31/24 2.0 38.0 X X 0 176190 14339 ANDREA MELONI DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 DAVID MARK DIRECTOR THROUGH 12/31/24 2.0 2.0 X 0 0 0 HARDIK BHATT DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 HENRY BARTOLI DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 JIMMY SAMARTZIS DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 JOHN MESTER VICE CHAIR BEGAN 1/1/25 2.0 38.0 X 0 554905 77581 JOSEPH INCANDELA DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 KIMBERLY SAWYER DIRECTOR BEGAN 1/1/25 2.0 38.0 X 0 0 0 MAXINE SAVITZ DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 PAUL ALIVISATOS CHAIRMAN 2.0 38.0 X 0 2031564 51177 RANDY HULTGREN DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 ROLF HEUER DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 SATYAN PITRODA DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 TED WACKLER DIRECTOR BEGAN 1/1/25 2.0 0 X 0 378974 37988 WILLIAM H JOYCE DIRECTOR THROUGH 12/31/24 2.0 0 X 0 0 0 ANGELA MANNING-HARDIMON FERMILAB CFO 20.0 20.0 X 310276 0 55432 BETH FANCSALI SECRETARY THROUGH 12/31/24 40.0 0 X 267703 0 39241 FABIOLA DELGADO CHIEF FINANCIAL OFFICER AND TREASURER 2.0 38.0 X 0 338680 42701 NIKOLISTA LIA MERMINGA PRESIDENT THROUGH 12/31/24 20.0 20.0 X 772284 0 46803 TRACEY QUINN SECRETARY BEGAN 1/1/2025 2.0 38.0 X 0 328011 30370 BONNIE TAMMINGA FLEMING DEPUTY DIRECTOR/CHIEF RESEARCH OFFICER 20.0 20.0 X 513532 0 70347 DOUGLAS A GLENZINSKI DEPUTY CRO 20.0 20.0 X 342469 0 70347 GREGORY MARK STEPHENS CHIEF OPERATING OFFICER 20.0 20.0 X 466452 0 29511 JOSEPH LYKKEN DIVISION HEAD OF TECHNOLOGY 20.0 20.0 X 331257 0 58345 MARGARET VOTAVA DIVISION HEAD 20.0 20.0 X 317099 0 50065 MARTHA E MICHELS DIRECTOR OF CONTRACT ASSURANCE & PERF MNGT 20.0 20.0 X 341314 0 46398 PANTALEO RAIMONDI SCIENTIST/PIP II PROJECT DIRECTOR 20.0 20.0 X 338974 0 41867 JON A BAKKEN CIO 20.0 20.0 X 400361 0 43269 MARC CLAY INTERIM SENIOR DIRECTOR OF ENVIRONMENT, SAFETY AND HEALTH 20.0 20.0 X 427704 0 73397 RAE MOSS HEAD OF OFFICE OF COMMUNICATIONS 20.0 20.0 X 348654 0 42021 RICHARD P STANEK SQMS DEPUTY PROJECT DIRECTOR 20.0 20.0 X 349963 0 24422 VELMA GORDON CHIEF HUMAN RESOURCES OFFICER 20.0 20.0 X 359127 0 47446 ALEXANDER A VALISHEV ASSOCIATE LAB DIRECTOR OF ACCELERATORS 20.0 20.0 X 270774 0 66521 ALEXANDER ROMANENKO CHIEF PROJECT EXECUTIVE 20.0 20.0 X 249549 0 61651 CHRISTOPHER MOSSEY DEPUTY DIRECTOR LBNF, TERMED 04/18/24 20.0 20.0 X 129356 0 11767 ELIZABETH S SEXTON-KENNEDY COMPUTER SCIENCE RESEARCHER IV 20.0 20.0 X 241654 0 36596 GREGORY J BOCK DEPUTY CRO FOR SCI & TECH 20.0 20.0 X 154013 0 40804 KEVIN BURKETT HEAD OF PARTICLE PHYSICS DIVISION 20.0 20.0 X 269775 0 53414 LUCIANO FRANCESCO RISTORI SENIOR SCIENTIST 20.0 20.0 X 182847 0 43851 MARC KADUCAK CHIEF PROJECTS OFFICER 20.0 20.0 X 340619 0 71847 MARK JEFFERS FESS SECTION HEAD 20.0 20.0 X 248387 0 61574 MARY JO E LYKE DEPARTMENT HEAD 20.0 20.0 X 130925 0 36503 PATRICIA MCBRIDE DISTINGUISHED SCIENTIST 20.0 20.0 X 288658 0 37358 RONALD E RAY LBNF/DUNE US DPTY PROJ DIRECTO 20.0 20.0 X 280622 0 47432 SERGEY ANATOLIEVICH BELOMESTNYKH DIVISION HEAD 20.0 20.0 X 270882 0 55084 8945230 3808324 1617469 1231 true true false KIEWIT INFRASTRUCTURE CO 201 WEST MAIN ST STE 201 LEAD SD 57754 CONSTRUCTION 74183449 CERN 1211 GENEVA 23 SZ LHC SUPPORT 19893590 AIR PRODUCTS & CHEMICALS INC 1940 AIR PRODUCTS BLVD ALLENTOWN PA 18106 ENGINEERING SERVICES 15834251 THYSSEN MINING 377 SUNSHINE LANE SPRING CREEK NV 89815 EXCAVATION SERVICES 14498842 WHITTAKER CONSTRUCTION AND EXCAVATING 105 PARK STREET EARLVILLE IL 60518 CONSTRUCTION 7731624 331 168509234 168509234 0 0 0 0 0 1308 1308 0 0 0 0 0 0 0 0 0 168510542 0 0 1308 X 14000 14000 118427 118427 1934525 1934525 48179758 46550261 1629497 4586865 4431730 155135 6899093 6665758 233335 3541341 3421569 119772 30210 30210 62835 62835 17749395 17641527 107868 0 1632026 1626417 5609 COST OF PROPERTY, PLANT, EQU FOR DOE 72932820 72932820 MATERIALS AND SUPPLIES 5463836 5317571 146265 ELECTRICAL POWER 3976556 3976556 INVENTORY USAGE 984267 984267 302244 302244 0 0 168408198 165917672 2490526 0 681046 252958 197592 277704 0 0 0 0 283590 0 0 0 0 0 17518256 0 0 0 200000 200000 18880484 730662 1214826 566292 0 0 17603632 0 18818458 566292 62026 164370 X 62026 164370 18880484 730662 102344 0 X false false false X 577062231 593847754 656861851 713767906 168509234 2710048976 0 0 577062231 593847754 656861851 713767906 168509234 2710048976 0 2710048976 409 782 3594 3006 1308 9099 0 0 0 0 0 0 0 1883893 1728955 0 3612848 2713670923 0 0.99867 0.99882 X SCHEDULE A, PART II, LINE 10 OTHER INCOME DESCRIPTION - OTHER INCOME, COLUMN A - , COLUMN B - , COLUMN C - 1883893.0, COLUMN D - 1728955.0, COLUMN E - 0.0, COLUMN F - 3612848.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 62835 false false 62835 false SCHEDULE C, PART II-B, LINE 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY PAID THIRD-PARTY FIRMS PERFORM ACTIVITIES FOR THE ORGANIZATION, INCLUDING ESTABLISHING AND MAINTAINING CONNECTIONS TO GOVERNMENT OFFICIALS AND FEDERAL AND STATE LEGISLATORS AND THEIR STAFF MEMBERS FOR THE PRIMARY PURPOSE OF PROMOTING SCIENCE AND HIGH ENERGY PHYSICS TO MEMBERS OF THE LEGISLATION, AND DISCUSS WITH THE DEPARTMENT OF ENERGY AND THE NATIONAL SCIENCE FOUNDATION ABOUT PLANS FOR THE NEXT YEARS. ACTIVITIES INVOLVING LEGISLATORS AND THEIR STAFF MEMBERS ARE GENERALLY EDUCATIONAL AND INFORMATIONAL IN NATURE. OCCASIONALLY, THESE ACTIVITIES ARE INTENDED TO INFLUENCE CURRENT OR PENDING LEGISLATION; THOSE ACTIVITIES ARE DISCLOSED HEREIN AS LOBBYING. WORKING CAPITAL ADVANCES TO THE DEPARTMENT OF ENERGY 200000 200000 true EUROPE (INCLUDING ICELAND AND GREENLAND) 0 15 PROGRAM SERVICES RESEARCH 4570731 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 25279 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 PROGRAM SERVICES RESEARCH 367326 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 11351 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 42023 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 6548 0 15 0 0 0 15 5023258 0 5023258 false false false false false false SCHEDULE F, PART I, LINE 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS INTERNATIONAL SPONSORSHIPS ARE CLOSELY MONITORED IN ACCORDANCE WITH THE POLICIES AND PROCEDURES REQUIRED BY THE DOE TO ENSURE ARE REGULATORY REQUIREMENTS ARE BEING MET. SCHEDULE F, PART I, LINE 3 METHOD USED TO ACCOUNT FOR EXPENDITURES ON ORG'S FINANCIAL STATEMENTS EAST ASIA AND THE PACIFIC-CASH; EUROPE (INCLUDING ICELAND AND GREENLAND)-CASH; MIDDLE EAST AND NORTH AFRICA-CASH; NORTH AMERICA (CANADA & MEXICO ONLY)-CASH; SOUTH AMERICA-CASH; SOUTH ASIA-CASH SCHEDULE F, PART V COLUMN (F) ACCOUNTING METHOD EXPENDITURES REPORTED IN COLUMN (F) ARE ON THE CASH BASIS AND DO NOT INCLUDE INDIRECT COSTS. true US LARGE HADRON COLLIDER USERS LIMITED COOPERATIVE ASSOCIATION 1140 19TH ST NW SUITE 900 WASHINGTON DC 20036 463847618 501(C)(3) 14000 GENERAL ASSISTANCE 1 0 SCHOLARSHIPS-DEPENDENTS OF EMPLOYEES 49 117006 INTERNSHIPS/FELLOWSHIPS (FACCTS) 1 1421 SCHEDULE I, PART I, LINE 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS SCHOLARSHIPS ARE COMPETITIVELY AWARDED TO CERTAIN DEPENDENTS OF FERMILAB'S EMPLOYEES. CONTINUATION OF SCHOLARSHIP FOR A FULL FOUR YEARS IS CONTINGENT ON GRADES AND A LETTER FROM EACH SCHOOL. INTERNSHIPS AND FELLOWSHIPS ARE COMPETITIVELY AWARDED; THE POOL OF CANDIDATES IS OPEN TO THE GENERAL PUBLIC. X true true X X X true false false false false false false false false JOHN ANDERSON PRESIDENT BEGAN 1/1/25, DIRECTOR THROUGH 12/31/24 0 176190 0 0 0 0 0 14335 0 4 0 190529 0 0 PAUL ALIVISATOS CHAIRMAN 0 2031564 0 0 0 0 0 27600 0 23577 0 2082741 0 0 JOHN MESTER VICE CHAIR BEGAN 1/1/25 0 554905 0 0 0 0 0 34500 0 43081 0 632486 0 0 TED WACKLER DIRECTOR BEGAN 1/1/25 0 378974 0 0 0 0 0 34500 0 3488 0 416962 0 0 LUCIANO FRANCESCO RISTORI SENIOR SCIENTIST 181982 0 0 0 865 0 18866 0 24985 0 226698 0 0 0 FABIOLA DELGADO CHIEF FINANCIAL OFFICER AND TREASURER 0 338680 0 0 0 0 0 27588 0 15113 0 381381 0 0 BETH FANCSALI SECRETARY THROUGH 12/31/24 266573 0 0 0 1130 0 26938 0 12303 0 306944 0 0 0 ANGELA MANNING-HARDIMON FERMILAB CFO 309072 0 0 0 1204 0 31534 0 23898 0 365708 0 0 0 NIKOLISTA LIA MERMINGA PRESIDENT THROUGH 12/31/24 671937 0 0 0 100347 0 34500 0 12303 0 819087 0 0 0 TRACEY QUINN SECRETARY BEGAN 1/1/2025 0 328011 0 0 0 0 0 26546 0 3824 0 358381 0 0 SERGEY ANATOLIEVICH BELOMESTNYKH DIVISION HEAD 261102 0 0 0 9780 0 27099 0 27985 0 325966 0 0 0 GREGORY J BOCK DEPUTY CRO FOR SCI & TECH 151514 0 0 0 2499 0 15819 0 24985 0 194817 0 0 0 KEVIN BURKETT HEAD OF PARTICLE PHYSICS DIVISION 245609 0 0 0 24166 0 27629 0 25785 0 323189 0 0 0 MARK JEFFERS FESS SECTION HEAD 247867 0 0 0 520 0 25727 0 35847 0 309961 0 0 0 MARC KADUCAK CHIEF PROJECTS OFFICER 339097 0 0 0 1522 0 34500 0 37347 0 412466 0 0 0 MARY JO E LYKE DEPARTMENT HEAD 129628 0 0 0 1297 0 13528 0 22975 0 167428 0 0 0 PATRICIA MCBRIDE DISTINGUISHED SCIENTIST 285290 0 0 0 3368 0 27146 0 10212 0 326016 0 0 0 CHRISTOPHER MOSSEY DEPUTY DIRECTOR LBNF, TERMED 04/18/24 105111 0 0 0 24245 0 11767 0 0 0 141123 0 0 0 RONALD E RAY LBNF/DUNE US DPTY PROJ DIRECTO 254620 0 0 0 26002 0 24693 0 22739 0 328054 0 0 0 ALEXANDER ROMANENKO CHIEF PROJECT EXECUTIVE 248908 0 0 0 641 0 25804 0 35847 0 311200 0 0 0 ELIZABETH S SEXTON-KENNEDY COMPUTER SCIENCE RESEARCHER IV 240125 0 0 0 1529 0 24293 0 12303 0 278250 0 0 0 ALEXANDER A VALISHEV ASSOCIATE LAB DIRECTOR OF ACCELERATORS 269143 0 0 0 1631 0 28196 0 38325 0 337295 0 0 0 BONNIE TAMMINGA FLEMING DEPUTY DIRECTOR/CHIEF RESEARCH OFFICER 512114 0 0 0 1418 0 34500 0 35847 0 583879 0 0 0 DOUGLAS A GLENZINSKI DEPUTY CRO 340921 0 0 0 1548 0 34500 0 35847 0 412816 0 0 0 JOSEPH LYKKEN DIVISION HEAD OF TECHNOLOGY 326929 0 0 0 4328 0 33360 0 24985 0 389602 0 0 0 MARTHA E MICHELS DIRECTOR OF CONTRACT ASSURANCE & PERF MNGT 338152 0 0 0 3162 0 34095 0 12303 0 387712 0 0 0 PANTALEO RAIMONDI SCIENTIST/PIP II PROJECT DIRECTOR 321553 0 0 0 17421 0 31207 0 10660 0 380841 0 0 0 GREGORY MARK STEPHENS CHIEF OPERATING OFFICER 415862 0 0 0 50590 0 29511 0 0 0 495963 0 0 0 MARGARET VOTAVA DIVISION HEAD 169472 0 0 0 147627 0 17651 0 32414 0 367164 0 0 0 JON A BAKKEN CIO 249385 0 0 0 150976 0 21198 0 22071 0 443630 0 0 0 MARC CLAY INTERIM SENIOR DIRECTOR OF ENVIRONMENT, SAFETY AND HEALTH 372751 0 0 0 54953 0 34500 0 38897 0 501101 0 0 0 VELMA GORDON CHIEF HUMAN RESOURCES OFFICER 356117 0 0 0 3010 0 33169 0 14277 0 406573 0 0 0 RAE MOSS HEAD OF OFFICE OF COMMUNICATIONS 267548 0 0 0 81106 0 23500 0 18521 0 390675 0 0 0 RICHARD P STANEK SQMS DEPUTY PROJECT DIRECTOR 182498 0 0 0 167465 0 13387 0 11035 0 374385 0 0 0 SCHEDULE J, PART I, LINE 1A HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE HOUSING IS PROVIDED TO THE PRESIDENT. IT IS TREATED AS TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 4A SEVERANCE OR CHANGE-OF-CONTROL PAYMENT THE FOLLOWING INDIVIDUALS RECEIVED A SEVERANCE PAYMENT FROM FRA. MARGARET VOTAVA - $123,558 RICHARD P STANEK - $164,674 JON A BAKKEN - $148,385 BONNIE FLEMING KEY EMPLOYEE 14571 REIMBURSEMENT TUITION ASSISTANCE FOR DEPENDENT FORM 990, PART I, LINE 8 CONTRIBUTIONS AND GRANTS REVENUE FROM THE DEPARTMENT OF ENERGY CONTRACT HAS BEEN CLASSIFIED FOR FORM 990 PURPOSE AS CONTRIBUTION AND GRANTS. THE CONTRACT SERVES THE GENERAL PUBLIC. FORM 990, PART III, LINE 3 SIGNIFICANT CHANGES IN PROGRAM SERVICES FERMI RESEARCH ALLIANCE, LLC (FRA) CEASED OPERATIONS IN CONNECTION WITH THE TRANSITION OF THE MANAGEMENT AND OPERATION OF FERMI NATIONAL ACCELERATOR LABORATORY (FERMILAB) TO FERMI FORWARD DISCOVERY GROUP, LLC (FFDG). EFFECTIVE JANUARY 1, 2025, FFDG ASSUMED RESPONSIBILITY FOR THE MANAGEMENT AND OPERATION OF FERMILAB UNDER ITS CONTRACT WITH THE U.S. DEPARTMENT OF ENERGY, AND FRA'S RELATED PROGRAM SERVICE ACTIVITIES CEASED. FORM 990, PART VI, LINE 2 FAMILY/BUSINESS RELATIONSHIPS AMONGST INTERESTED PERSONS JOHN MESTER & PAUL ALIVISATOS - BUSINESS RELATIONSHIP, WILLIAM H. JOYCE - BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 6 CLASSES OF MEMBERS OR STOCKHOLDERS THE UNIVERSITY OF CHICAGO AND UNIVERSITIES RESEARCH ASSOCIATION REPRESENT THE MEMBERS OF THE ORGANIZATION. THE PERCENTAGE INTEREST OF EACH MEMBER IS FIFTY PERCENT. THE UNIVERSITY PRESIDENT IS THE CHAIRMAN OF THE BOARD OF DIRECTORS, AND PRESIDES OVER THE BOARD OF DIRECTORS. THE CHAIRMAN IS A VOTING MEMBER OF THE BOARD OF DIRECTORS, AND ONLY THE CHAIRMAN'S VOTE SHALL BE DECIDING IN THE EVENT OF A TIE. FORM 990, PART VI, LINE 7A MEMBERS OR STOCKHOLDERS ELECTING MEMBERS OF GOVERNING BODY THE ORGANIZATION'S MEMBERS, THE UNIVERSITY OF CHICAGO AND UNIVERSITIES RESEARCH ASSOCIATION, HAVE THE AUTHORITY TO ELECT, APPOINT OR REMOVE MEMBERS OF THE ORGANIZATION'S GOVERNING BODY. FORM 990, PART VI, LINE 7B DECISIONS REQUIRING APPROVAL BY MEMBERS OR STOCKHOLDERS DECISIONS OF GOVERNING BODY SUBJECT TO APPROVAL OF THE MEMBERS: - APPOINT OR REMOVE THE COMPANY'S AUDITORS; - ENGAGE IN CERTAIN TYPES OF BUSINESS; - ACQUIRE ANY ENTITY; - SELL, REORGANIZE, MERGE, CONSOLIDATE, DISSOLVE, WIND-UP, LIQUIDATE, OR OTHERWISE CHANGE THE CORPORATE FORM, STRUCTURE, OR CONTROL OF COMPANY; - SELL, ASSIGN, OR OTHERWISE TRANSFER OR DISPOSE OF, OR MORTGAGE, PLEDGE, OR OTHERWISE ENCUMBER ANY ASSET OR PROPERTY OF THE COMPANY, OTHER THAN IN THE ORDINARY COURSE OF THE COMPANY'S BUSINESS AND ON ARM'S-LENGTH TERMS; - MATERIAL MODIFICATION OF THE CONTRACT PROPOSED BY THE DOE; - INSTITUTE, COMPROMISE, SETTLE ANY LITIGATION, ARBITRATION PROCEEDING OR SETTLEMENT WITH THE DOE OR THE U.S. GOVERNMENT; - PURCHASE, ACQUIRE OR OBTAIN ANY ASSETS, EITHER OUTSIDE THE SCOPE OF THE COMPANY'S BUSINESS, OR NOT ON ARMS-LENGTH TERMS; - ENTER INTO ANY JOINT VENTURES OR PARTNERSHIPS OR ESTABLISH ANY SUBSIDIARIES; - COMMENCE ANY PROCEEDING OR FILE ANY PETITION SEEKING RELIEF UNDER ANY BANKRUPTCY OR INSOLVENCY LAW; - ENTER INTO CERTAIN CONTRACTS OR AGREEMENTS. FORM 990, PART VI, LINE 8B DOCUMENTATION OF MEETINGS HELD BY COMMITTEES OF GOVERNING BODY THE ORGANIZATION DID NOT UTILIZE COMMITTEES WITH BROAD AUTHORITY TO ACT ON BEHALF OF THE ORGANIZATION'S GOVERNING BODY DURING THE TAX YEAR. THIS QUESTION HAS BEEN ANSWERED "NO" IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS. FORM 990, PART VI, LINE 11B REVIEW OF FORM 990 BY GOVERNING BODY THE FORM 990 IS REVIEWED IN DETAIL BY FRA'S MANAGEMENT, IT'S GOVERNING BOARD, AND OUTSIDE ACCOUNTANTS, CROWE LLP. ONCE REVIEWED, FORM 990 WILL BE AVAILABLE ON A SECURE WEBSITE FOR ALL DIRECTORS PRIOR TO FILING. FORM 990, PART VI, LINE 12C CONFLICT OF INTEREST POLICY FRA MAINTAINS CONFLICT OF INTEREST POLICIES APPLICABLE TO ITS BOARD OF DIRECTOR, OFFICERS AND KEY EMPLOYEES. THE POLICY APPLICABLE TO THE BOARD AND OFFICERS CALL FOR INDIVIDUAL TO IDENTIFY AND ALERT THE SECRETARY OF THE BOARD, THE CHAIR OR VICE CHAIR OF THE BOARD, OR THE GENERAL COUNSEL OF EITHER OF ITS MEMBER ORGANIZATIONS - UNIVERSITIES RESEARCH ASSOCIATION AND THE UNIVERSITY OF CHICAGO - OF ANY POTENTIAL CONFLICT OF INTEREST AND TO ENSURE ANY INDIVIDUALS WITH A CONFLICT OF INTEREST ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER FOR WHICH A CONFLICT EXISTS. THE POLICY ALSO REQUIRES INDIVIDUALS TO DISCLOSE, ON AN ANNUAL BASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTEREST DISCLOSURE STATEMENT. FORM 990, PART VI, LINE 15A PROCESS TO ESTABLISH COMPENSATION OF TOP MANAGEMENT OFFICIAL THE PROCESS FOR DETERMINING THE PRESIDENT'S COMPENSATION INCLUDES THE FOLLOWING: -REVIEW AND APPROVAL BY THE FRA MEMBERS IN CONSULTATION WITH THE EXECUTIVE AND GOVERNANCE COMMITTEE; - USE OF COMPARABLE COMPENSATION DATA; - DOCUMENTATION AND RECORD KEEPING WITH RESPECT TO THE DELIBERATION AND DECISION-MAKING PROCESS. THIS PROCESS IS CONDUCTED ANNUALLY. FORM 990, PART VI, LINE 15B PROCESS TO ESTABLISH COMPENSATION OF OTHER EMPLOYEES THE PROCESS FOR DETERMINING THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES INCLUDES THE FOLLOWING: - REVIEW AND APPROVAL BY THE EXECUTIVE AND GOVERNANCE COMMITTEE; - USE OF COMPARABLE COMPENSATION DATA; - DOCUMENTATION AND RECORD KEEPING WITH RESPECT TO THE DELIBERATION AND DECISION MAKING PROCESS. THIS PROCESS IS CONDUCTED ANNUALLY. FORM 990, PART VI, LINE 19 REQUIRED DOCUMENTS AVAILABLE TO THE PUBLIC THE ORGANIZATION MAKES MOST OF ITS GOVERNING DOCUMENTS, ITS CONFLICT OF INTEREST POLICY, AND ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES SUBCONTRACTS / CONSULTANT FEES - TOTAL EXPENSE: 17749395, PROGRAM SERVICE EXPENSE: 17641527, MANAGEMENT AND GENERAL EXPENSES: 107868, FUNDRAISING EXPENSES: ; ARCH DEVELOPMENT CORPORATION 5555 S WOODLAWN AVENUE CHICAGO IL 60637 363485244 TECH TRANSFER IL 501(C)(3) TYPE I UCHICAGO true CHAPIN HALL CENTER FOR CHILDREN 1313 E 60TH STREET CHICAGO IL 60637 362167012 POLICY RESEARCH CENTER IL 501(C)(3) 7 NA false CHICAGO HOME FOR THE INCURABLES 5801 S ELLIS AVENUE CHICAGO IL 60637 362169138 SUPP RESEARCH IL 501(C)(3) TYPE I UCHICAGO true CHICAGO TUMOR INSTITUTE 5801 S ELLIS AVENUE CHICAGO IL 60637 237136019 SUPP RESEARCH IL 501(C)(3) TYPE I UCHICAGO true COURT THEATRE FUND 5535 S ELLIS AVENUE CHICAGO IL 60637 363203660 SUPP THE ARTS IL 501(C)(3) TYPE I UCHICAGO true FERMI FORWARD DISCOVERY GROUP LLC 5801 S ELLIS AVENUE CHICAGO IL 60637 933319101 MANAGEMENT IL 501(C)(3) 7 UCHICAGO true HYMEN MILGROM SUPPORTING ORGANIZATION 33 N LASALLE ST SUITE 2131 CHICAGO IL 60602 466789522 SUPP EDUCATION RESEARCH VA 501(C)(3) TYPE III-O NA false INGALLS MEMORIAL HOSPITAL ONE INGALLS DRIVE HARVEY IL 60426 362170866 HOSPITAL IL 501(C)(3) 3 UCMN true LAKE PARK ASSOCIATES 5801 S ELLIS AVENUE CHICAGO IL 60637 366111317 PROPERTY HOLDING IL 501(C)(2) UCHICAGO true NATIONAL OPINION RESEARCH CENTER 55 E MONROE AVENUE CHICAGO IL 60603 362167808 SO SCI SURVEYS IL 501(C)(3) 7 NA false QUADRANGLE CLUB 5801 S ELLIS AVENUE CHICAGO IL 60637 361655190 SOCIAL CLUB IL 501(C)(7) UCHICAGO true SOUTHEAST CHICAGO COMMISSION 1511 EAST 53RD ST CHICAGO IL 60615 362226282 ECONOMIC DEV IL 501(C)(3) 7 UCHICAGO true THE JOHN CRERAR FOUNDATION 5730 S ELLIS AVENUE CHICAGO IL 60637 363155157 SUPPORT THE LIBRARY IL 501(C)(3) TYPE III-O NA false THE MARINE BIOLOGICAL LABORATORY 7 MBL STREET WOODS HOLE MA 02543 042104690 RESEARCH AND EDUCATION MA 501(C)(3) 7 UCHICAGO true UCHICAGO MEDICINE NETWORK INC ONE INGALLS DRIVE HARVEY IL 60426 363181170 PROMOTE HEALTHY COMMUNITIES & HEALTHCARE SERVICES IL 501(C)(3) TYPE I UCMC true UCHICAGO MEDICINE NORTHWEST INDIANA INC 10855 VIRGINIA ST CROWN POINT IN 46307 922355855 HOSPITAL IN 501(C)(3) 3 UCMN true UCHICAGO RESEARCH INTERNATIONAL LTD 5801 S ELLIS AVENUE CHICAGO IL 60637 262741573 RESEARCH IL 501(C)(3) TYPE I UCHICAGO true UCM HOME CARE ONE INGALLS DRIVE HARVEY IL 60426 363367939 HEALTHCARE IL 501(C)(3) 10 UCMN true UCM MEDICAL GROUP INC 5841 S MARYLAND AVE CHICAGO IL 60637 474221241 HEALTHCARE IL 501(C)(3) 10 UCMN true UCM MEDICAL GROUP SUB LLC (FKA PRIMARY HEALTHCARE ASSOCIATES SC) 71 W 156TH STREET HARVEY IL 60426 364132865 HEALTHCARE IL 501(C)(3) 10 UCM MED GRP true UCM NETWORK DEVELOPMENT FOUNDATION ONE INGALLS DRIVE HARVEY IL 60426 363189150 SUPPORT IL 501(C)(3) 7 UCMN true UCM NFP COMMUNITY VENTURES ONE INGALLS DRIVE HARVEY IL 60426 363239703 AMBULATORY IL 501(C)(3) TYPE I UCMN true UCMC TITLE HOLDING CORPORATION 5841 S MARYLAND AVE MC 1086 CHICAGO IL 60637 812126789 TITLE HOLDING IL 501(C)(3) TYPE I UCMC true UCMC TITLE HOLDING CORPORATION II NFP 5841 S MARYLAND AVE MC 1086 CHICAGO IL 60637 821736040 TITLE HOLDING IL 501(C)(3) TYPE I UCMC true UNIV OF CHGO BOOTH SCHL OF BUSINESS ONE BARTHOLOMEW CLOSE BARTS SQUARE LONDON UK EC1A7BL EDUCATION UK UCHICAGO true UNIV OF CHGO BOOTH SCHL OF BUSINESS 101 PENANG RD SINGAPORE SN 238466 EDUCATION SN UCHICAGO true UNIV OF CHGO FOUNDATION IN HONG KONG LTD RM 100 FAR EAST CTR C/O WM FAN CO HONG KONG HK FUNDRAISING HK UCHICAGO true UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION 5801 S ELLIS AVENUE CHICAGO IL 60637 366056201 SUPP RESEARCH IL 501(C)(3) TYPE I UCHICAGO true UNIVERSITY OF CHICAGO CENTER IN PARIS 6 RUE THOMAS MANN PARIS FR 75013 EDUCATION FR UCHICAGO true UNIVERSITY OF CHICAGO CHARTER SCHOOL CORPORATION 5801 S ELLIS AVENUE CHICAGO IL 60637 364225812 EDUCATION IL 501(C)(3) 2 UCHICAGO true UNIVERSITY OF CHICAGO CLOISTERS CLUB 1212 E 59TH STREET CHICAGO IL 60637 SOCIAL CLUB IL UCHICAGO true UNIVERSITY OF CHICAGO MEDICAL CENTER 5841 S MARYLAND AVENUE CHICAGO IL 60637 363488183 HOSPITAL IL 501(C)(3) 3 UCHICAGO true UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION 5801 S ELLIS AVENUE CHICAGO IL 60637 366108743 PROPERTY HOLDING IL 501(C)(2) UCHICAGO true UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 363999692 MEDICAL TRUST IL 501(C)(3) TYPE I UCHICAGO true UNIVERSITY OF CHICAGO SELF INSURANCE TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 363020034 MALPRACTICE TRUST IL 501(C)(3) TYPE I UCHICAGO true UNIVERSITY OF CHICAGO TRUST (INDIA) L-9 EAST WING RAHEJA TOWERS MG R BANGALORE KARNATAKA IN 560001 FUNDRAISING IN UCHICAGO true UNIVERSITIES RESEARCH ASSOCIATION INC 1140 19TH STREET NW SUITE 900 WASHINGTON DC 20036 520816670 RESEARCH DC 501(C)(3) 7 NA false UNIVERSITY OF CHICAGO 6054 S DREXEL AVENUE CHICAGO IL 60637 362177139 EDUCATION IL 501(C)(3) 2 NA false false false false false false false false false false false false false false false true true true true false