2026-05-26T08:45:41-05:00 2025-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2025-01-01 522213646 SECURITIES AND EXCHANGE COMMISSION HISTORICAL SOCIETY SECU 2025490158 1455 PENNSYLVANIA AVENUE NW 400 WASHINGTON DC 20004 KATHLEEN GRAHAM EXECUTIVE DIRECTOR 2025490158 2026-05-26 1 KATHRYN A MILLER P01337652 3019519090 2025 2025-03-06 01:10:19Z KATHLEEN GRAHAM 1455 PENNSYLVANIA AVENUE NW 400 WASHINGTON DC 20004 462536 0 X WWW.SECHISTORICAL.ORG X 1999 DC SEE PART III, LINE 1. 25 25 1 25 0 0 387445 408968 0 0 51219 53568 5200 0 443864 462536 0 0 0 0 215991 231266 0 0 54205 131392 191504 347383 422770 96481 39766 4321167 4457745 28773 34674 4292394 4423071 X THE SECURITIES AND EXCHANGE COMMISSION HISTORICAL SOCIETY, THROUGH ITS VIRTUAL MUSEUM AND ARCHIVE AT WWW.SECHISTORICAL.ORG, SHARES, PRESERVES AND ADVANCES KNOWLEDGE OF THE HISTORY OF FINANCIAL REGULATION BY AND THROUGH THE SECURITIES AND EXCHANGE COMMISSION. (CONTINUED ON SCH. O)THIS MISSION IS FULFILLED THROUGH THE VIRTUAL MUSEUM AND ARCHIVE OF FINANCIAL REGULATION, WHICH OFFERS A UNIQUE COLLECTION OF MATERIALS ACCESSIBLE FOR FREE AT WWW.SECHISTORICAL.ORG. 0 0 187294 THE ONLINE VIRTUAL MUSEUM AND ARCHIVE AT WWW.SECHISTORICAL.ORG CONTAINS A RICH RESOURCE OF PRIMARY AND UNIQUE MATERIALS ON THE CREATION, GROWTH AND IMPACT OF CAPITAL MARKETS REGULATION FROM THE 20TH CENTURY TO THE PRESENT. THE VIRTUAL MUSEUM HOUSES A DIGITAL COLLECTION OF MATERIALS SELECTED FOR INCLUSION BECAUSE OF THE HISTORICAL IMPORTANCE OF THE SUBJECT MATTER. TO DATE, THE PERMANENT COLLECTION INCLUDES ORAL HISTORIES, ROUNDTABLES AND PANEL PROGRAMS FEATURING EXPERTS FROM ALL CORNERS OF THE SECURITIES MARKETS - REGULATORY, CORPORATE, LEGISLATIVE, INVESTOR, AND ACADEMIC - WHO HAVE HAD A DIRECT AND SIGNIFICANT ROLE IN, OR IMPACT UPON, THE FUNCTIONING OF THE U.S. CAPITAL MARKETS. OTHER ITEMS IN THE MUSEUM INCLUDE LETTERS, PHOTOS, SPEECHES, PAPERS AND OTHER MATERIALS RELEVANT TO THE DEVELOPMENT (CONTINUED ON SCHEDULE O)OVERSIGHT AND HISTORY OF THE SECURITIES MARKETS. THE MUSEUM'S COLLECTION OF MATERIALS ASSISTS RESEARCHERS AND THE PUBLIC IN UNDERSTANDING HOW THE STATUTES, REGULATIONS AND POLICIES FOR THE CAPITAL MARKETS HAVE DEVELOPED AND BEEN INTERPRETED FROM THE 1900'S TO THE PRESENT. ENTRANCE TO THE VIRTUAL MUSEUM IS FREE TO ANYONE WITH INTERNET ACCESS. 187294 1 1 0 0 0 0 0 1 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 9 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA MD NJ NY PA VA X KATHLEEN GRAHAM 2025490158 1455 PENNSYLVANIA AVENUE NW 400 WASHINGTON DC 20004 MEREDITH CROSS CHAIR 2.00 X X 0 0 0 LORI RICHARDS PRESIDENT 2.00 X X 0 0 0 ELIZABETH GRAY PRESIDENT-ELECT 2.00 X X 0 0 0 SHELLEY PARRATT TREASURER 2.00 X X 0 0 0 CONSUELO HITCHCOCK SECRETARY 2.00 X X 0 0 0 G JEFFREY BOUJOUKOS VP OF THE MUSEUM 2.00 X X 0 0 0 RONALD LONG VP OF DEVELOPMENT 2.00 X X 0 0 0 JAMES BARRATT TRUSTEE 0.50 X 0 0 0 TAMARA BRIGHTWELL TRUSTEE 0.50 X 0 0 0 PETER CHAN TRUSTEE 0.50 X 0 0 0 DOUGLAS DAVISON TRUSTEE 0.50 X 0 0 0 ALAN DYE TRUSTEE 0.50 X 0 0 0 LORRAINE ECHAVARRIA TRUSTEE 0.50 X 0 0 0 K SUSAN GRAFTON TRUSTEE 0.50 X 0 0 0 KEIR GUMBS TRUSTEE 0.50 X 0 0 0 DANIEL HAWKE TRUSTEE 1.00 X 0 0 0 ARIAN JUNE TRUSTEE 0.50 X 0 0 0 AARON LIPSON TRUSTEE 0.50 X 0 0 0 HAIMA MARLIER TRUSTEE 0.50 X 0 0 0 CLAUDIUS MODESTI TRUSTEE 0.50 X 0 0 0 LONA NALLENGERA TRUSTEE 0.50 X 0 0 0 KRISTOFER SWANSON TRUSTEE 0.50 X 0 0 0 KEVIN VAUGHN TRUSTEE 0.50 X 0 0 0 ERICA WILLIAMS TRUSTEE 0.50 X 0 0 0 DAVID WOODCOCK TRUSTEE 0.50 X 0 0 0 KATHLEEN GRAHAM EXECUTIVE DIRECTOR 40.00 X 200688 0 10385 200688 0 10385 1 0 1 0 0 408968 408968 53568 53568 462536 0 0 53568 217005 123914 45334 47757 14261 8143 2981 3137 79958 79958 12613 12613 19827 17060 2767 12308 2318 9086 904 24782 18848 5326 608 1070 1070 7823 6284 276 1263 4975 4975 MUSEUM MAINTENANCE 10677 10677 DUES & SUBSCRIPTIONS 8372 7836 536 PAYROLL PROCESSING 8249 8249 PROFESSIONAL MEMBERSHIP 850 50 800 422770 187294 181271 54205 214306 132097 860670 128755 39080 102125 3803 2838 50027 14743 0 35284 540598 1340114 2662710 2716532 4321167 4457745 28773 34674 28773 34674 X 4259894 4345571 32500 77500 4292394 4423071 4321167 4457745 39766 90911 0 X 0 1 X 1 0 X 469354 352818 399830 387445 408968 2018415 469354 352818 399830 387445 408968 2018415 324398 1694017 9527 11989 32814 51219 53568 159117 389 302 500 5200 6391 2183923 0.77570 0.79220 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2691532 X X X X 0 50027 14743 35284 35284 VIRTUAL MUSEUM COLLECTION 2691532 DONATED ARTWORK 25000 2716532 540834 90911 90911 449923 12613 12613 462536 410157 0 410157 12613 12613 422770 PART III, LINE 1A: THE SOCIETY HAS CAPITALIZED THE COLLECTION OF THE VIRTUAL MUSEUM AND ARCHIVE SINCE THE MUSEUM'S INCEPTION IN MARCH 2002. AS OF DECEMBER 31, 2025, THE MUSEUM COLLECTION TOTALED 10,982 PRIMARY MATERIALS: PAPERS, PHOTOS, ORAL HISTORIES, PROGRAMS, FILM, RADIO AND TELEVISION MEDIA, TIMELINE DEVELOPMENTS, GALLERY ESSAYS AND EXHIBITS. NO MATERIALS WERE DE-ACCESSIONED FROM THE COLLECTION IN 2025. FOR THE YEAR ENDED DECEMBER 31, 2025, THE COSTS TO UTILIZE OUTSIDE VENDORS IN BUILDING THE COLLECTION OF THE VIRTUAL MUSEUM AND ARCHIVE TOTALED $53,822. AS OF DECEMBER 31, 2025, THE ACCUMULATED COSTS INCURRED IN BUILDING THE VIRTUAL MUSEUM AND ARCHIVE TOTALED $2,691,532. THE SOCIETY PERIODICALLY REVIEWS THE CARRYING VALUE OF THE VIRTUAL MUSEUM AND ARCHIVE COLLECTION AND PERFORM A QUALITATIVE IMPAIRMENT ANALYSIS. DURING THE YEAR ENDED DECEMBER 31, 2025, THE ASSESSMENT CONCLUDED THAT NO IMPAIRMENT PROVISION WAS DEEMED NECESSARY. PART III, LINE 4: THE VIRTUAL MUSEUM AND ARCHIVE IS THE PREEMINENT SOURCE FOR TRUSTED AND VERIFIED INFORMATION AND MATERIAL ON THE REGULATION OF THE CAPITAL MARKETS FROM THE 20TH CENTURY TO THE PRESENT, FULFILLING THE SOCIETY'S MISSION TO SHARE, PRESERVE AND ADVANCE KNOWLEDGE OF THE HISTORY OF FINANCIAL REGULATION. X 0 0 0 0 0 0 0 1 0 KATHLEEN GRAHAM EXECUTIVE DIRECTOR 190688 0 10000 0 0 0 10385 0 0 0 211073 0 0 0 PART I, LINE 7 PERFORMANCE BASED BONUS COMPENSATION IS REPORTED IN PART II, COLUMN (B)(II). FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS. THE SOCIETY BOARD OF TRUSTEES REVIEWED THE FORM 990 PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, EACH TRUSTEE AND THE EXECUTIVE DIRECTOR MUST SIGN A STATEMENT OF COMPLIANCE WITH THE CODE OF ETHICS AND DISCLOSE ANY EXCEPTIONS. THE PRESIDENT AND CHAIRMAN OF THE BOARD REVIEW ALL CONFLICTS AS THEY ARISE AND TAKE ACTIONS AS DEEMED NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 DECISIONS REGARDING THE EXECUTIVE DIRECTOR'S SALARY ARE APPROVED BY THE EXECUTIVE COMMITTEE OR BOARD OF TRUSTEES IN EXECUTIVE SESSION, AND THE EXECUTIVE DIRECTOR IS NOTIFIED OF THE DECISION. MINUTES ARE NOT TAKEN DURING EXECUTIVE SESSIONS. THE EXECUTIVE DIRECTOR RECEIVED A $10,000 BONUS FOR ACCOMPLISHMENTS FOR THE PERIOD JUNE 30, 2024, THROUGH JUNE 30, 2025. DUE TO THE UNIQUE NATURE OF THE ORGANIZATION'S BUSINESS, COMPARABLE DATA IS NOT AVAILABLE. THE LAST COMPENSATION REVIEW WAS DONE IN AUGUST 2025. FORM 990, PART VI, SECTION C, LINE 19 THE SOCIETY'S AUDITED FINANCIAL STATEMENTS ARE AVAILABLE AT ALL TIMES ON WWW.SECHISTORICAL.ORG. THE CODE OF ETHICS CAN BE ACCESSED ONLINE AT WWW.SECHISTORICAL.ORG/SEC/ABOUT. THE OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST.