2025-11-05T09:35:10-06:00 2025-06-30 273858252 DEAN DORTON ALLEN FORD PLLC 250 W MAIN STREET STE 1400 LEXINGTON KY 40507 990 2024-07-01 611034871 KENTUCKY THOROUGHBRED ASSOCIATION INC KENT 8593811414 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 8593811414 2025-11-03 1 0 ALLISON C CARTER P01242412 8592552341 2024 2025-03-06 01:10:19Z CHAUNCEY MORRIS 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 1669011 0 X WWW.KTA-KTOB.COM X 1983 KY TO ADVERTISE, FOSTER AND PROMOTE THE THOROUGHBRED HORSE INDUSTRY 37 37 4 37 0 0 0 0 800142 840396 42107 483544 0 0 842249 1323940 51386 121998 0 0 292318 318297 0 0 0 516539 433069 860243 873364 -17994 450576 852998 897478 11288 3497 841710 893981 TO ADVERTISE, FOSTER AND PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN THE COMMONWEALTH OF KENTUCKY 0 0 569205 121998 840396 KTA PROMOTED THE THOROUGHBRED HORSE INDUSTRY AND, IN GENERAL, ASSISTED, PROMOTED, AND ENCOURAGED COOPERATIVE EFFORT AMONG RACETRACKS, TRAINERS, AND OWNERS FOR THE BENEFIT OF THE INDUSTRY. 569205 0 0 0 1 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 4 1 0 0 0 0 0 0 0 0 X 37 37 1 0 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 X THE ORGANIZATION 8593811414 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 X BILL DAUGHERTY PRESIDENT 1.00 1.00 X 0 0 0 NED TOFFEY VICE PRESIDENT 1.00 1.00 X 0 0 0 WALKER HANCOCK SECRETARY 1.00 1.00 X 0 0 0 DERMOT RYAN TREASURER 1.00 1.00 X 0 0 0 J E STEPHEN HORN ASSISTANT TREASURER 1.00 1.00 X 0 0 0 MICHAEL BANAHAN DIRECTOR 1.00 1.00 X 0 0 0 CONRAD BANDOROFF DIRECTOR 1.00 1.00 X 0 0 0 D WHITWORTH BECKMAN DIRECTOR 1.00 1.00 X 0 0 0 PRICE BELL DIRECTOR 1.00 1.00 X 0 0 0 CRAIG BROGDEN DIRECTOR 1.00 1.00 X 0 0 0 STUART E BROWN II DVM DIRECTOR 1.00 1.00 X 0 0 0 KELSEY DANNER DIRECTOR 1.00 1.00 X 0 0 0 THOMAS DRURY JR DIRECTOR 1.00 1.00 X 0 0 0 FERGUS GALVIN DIRECTOR 1.00 1.00 X 0 0 0 ROWLAND HANCOCK DIRECTOR 1.00 1.00 X 0 0 0 AUSTIN LUTTRELL DIRECTOR 1.00 1.00 X 0 0 0 PAUL J MCGEE DIRECTOR 1.00 1.00 X 0 0 0 DR NATANYA NIEMAN DIRECTOR 1.00 1.00 X 0 0 0 NEIL PESSIN DIRECTOR 1.00 1.00 X 0 0 0 KIM SMITH DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL J SNYDER DIRECTOR 1.00 1.00 X 0 0 0 JEFFERY D THORNBURY DIRECTOR 1.00 1.00 X 0 0 0 CHRISTOPHER L BAKER DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 CLIFFORD BARRY DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 JAMES G BELL DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 DELL HANCOCK DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 NEIL HOWARD DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 WILLIAM LS LANDES III DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 BRAXTON LYNCH DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 POPE MCLEAN JR DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 GARRETT O'ROURKE DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 FRANK PENN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 R ALEX RANKIN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 DON M ROBINSON DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 FREDERICK J SEITZ DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 JOSEPH SEITZ DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 R ERIC WALDMAN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 20.00 20.00 X 130363 126143 43562 130363 126143 43562 1 0 1 0 0 PURSE INCOME 711210 680556 680556 DERBY TRAINERS EVENT 711110 128150 128150 MEMBERSHIP DUES 711210 31690 31690 840396 15383 15383 813232 345050 21 468182 -21 468161 468161 1323940 840396 0 483544 87998 87998 34000 34000 154783 68105 86678 125345 55152 70193 5480 2411 3069 19501 11913 7588 13188 6726 6462 39646 39646 22539 22539 4391 4391 28468 28468 43193 22028 21165 3367 3367 6300 3213 3087 26607 13570 13037 1346 686 660 4869 2483 2386 DERBY TRAINERS EXPENSE 167550 167550 BACKSIDE PROGRAMS 46020 46020 MISCELLANEOUS 16015 16015 DUES AND SUBSCRIPTIONS 14781 7538 7243 7977 7977 873364 569205 304159 0 320036 296301 11288 6474 77982 74392 4956 3590 179763 169556 336955 421557 852998 897478 0 3497 11288 0 11288 3497 X 833733 893981 7977 0 841710 893981 852998 897478 450576 -398305 0 X X 0 1 X 1 0 1 0 1 31690 32758 -15780 16978 15845 1133 77982 74392 3590 3590 ISHARES CORE S&P US 191158 F SCHWAB US DIVIDEND 79686 F WISDOMTREE EMRG MRKT HG 62047 F WISDOMTREE INTERNATIONAL 88666 F 421557 921265 -398305 -398305 1319570 4391 -21 4370 1323940 868994 21 21 868973 4391 4391 873364 PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF ASSETS -21. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF ASSETS 21. 1 DEMOCRATIC GOVERNORS ASSOCIATION 1225 EYE ST NW SUITE 1100 WASHINGTON DC 20005 521304889 527 10000 0 SUPPORT FOR ISSUES RELATED TO THE THOROUGHBRED HORSE INDUSTRY THE FOUNDATION FOR THE HORSE 4033 IRON WORKS PARKWAY LEXINGTON KY 40511 611259683 501(C)(3) 37500 0 PROGRAM SUPPORT 1 1 SCHOLARSHIPS 17 34000 PART I, LINE 2: THE ORGANIZATION MONITORS THE USE OF THE FUNDS OF PROJECTS BY UNRELATED ORGANIZATIONS. X 0 0 0 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 125246 121026 5117 5117 0 0 6307 6307 15474 15474 152144 147924 0 0 FORM 990, PART VI, SECTION A, LINE 1A THE ORGANIZATION HAS AN EXECUTIVE COMMITTEE WHO HAS THE POWER TO APPOINT A NOMINATING COMMITTEE. FORM 990, PART VI, SECTION A, LINE 2 DUE TO THE NATURE OF THE INDUSTRY, IT IS POSSIBLE THAT CERTAIN DIRECTORS COULD HAVE BUSINESS RELATIONSHIPS WITH ONE ANOTHER. FORM 990, PART VI, SECTION A, LINE 6 KTA IS COMPRISED OF MEMBER THOROUGHBRED OWNERS AND BREEDERS. FORM 990, PART VI, SECTION A, LINE 7A KTA IS COMPRISED OF MEMBER THOROUGHBRED OWNERS AND BREEDERS WHO ELECT BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE DIRECTOR AND ASSISTANT TREASURER REVIEWS, APPROVES, AND SIGNS FORM 990. THE ORGANIZATION MAKES FORM 990 AVAILABLE FOR INSPECTION BY THE BOARD UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12 THE ORGANIZATION OBTAINS CONFLICT OF INTEREST DISCLOSURE STATEMENTS FROM OFFICERS AND DIRECTORS ANNUALLY. BOARD MEMBERS ARE REQUIRED TO RECUSE THEMSELVES FROM THE DISCUSSION AND/OR VOTE IF A CONFLICT ARISES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AT THE DISCRETION OF THE BOARD OF DIRECTORS AND MANAGEMENT. THE ORGANIZATION DOES NOT HAVE A CONFLICT OF INTEREST POLICY. FORM 990, PART VII THE EXECUTIVE DIRECTOR SPLITS HIS TIME BETWEEN THE ORGANIZATION AND A RELATED ORGANIZATION, KENTUCKY THOROUGHBRED OWNERS AND BREEDERS. HE SPENDS APPROXIMATELY 20 HOURS A WEEK ON EACH ORGANIZATION. FORM 990, PART XII, LINE 2C: THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 610590716 ADVERTISE, FOSTER & PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN KENTUCKY KY 501(C)(6) N/A 0 KENTUCKY THOROUGHBRED BUILDING INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 311534901 OWN AND LEASE BUILDING FOR EQUINE RELATED TAX-EXEMPT ENTITIES KY 501(C)(2) KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 0 KENTUCKY THOROUGHBRED OWNERS AND BREEDERS FOUNDATION INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 352171379 SUPPORT AND FUND EQUINE RESEARCH KY 501(C)(3) 509(A)(3), TYPE I KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0