2025-10-07T21:46:25-05:00 2024-12-31 861065772 DELOITTE TAX LLP 1015 SECOND AVE SUITE 500 SEATTLE WA 981041001 990PF 2024-01-01 832870553 GUPTA FAMILY FOUNDATION GUPT 2064627400 999 3RD AVENUE 3050 SEATTLE WA 98104 SACHIN GUPTA DIRECTOR 2064627400 2025-10-07 1 0 BERNARD T BOTZ P01882181 2067167000 2024 2025-03-06 01:10:19Z X 27865041 X X 612955 612955 1704026 14527714 1704026 13216 13216 2330197 2330197 0 0 0 270 135 135 5445 2723 2723 29746 29746 0 24703 24703 0 60164 57307 2858 2130000 2130000 2190164 57307 2132858 140033 2272890 414579 65970 65970 18715538 16451559 21378365 3680889 6058742 6032881 50000 359292 387825 22861006 22935563 27865041 0 0 X 0 0 0 0 22861006 22935563 22861006 22935563 22861006 22935563 22861006 140033 0 23001039 65476 22935563 BAIRD SHORT-TERM BOND P 2024-09-25 2024-12-04 100000 100759 -759 -759 BAIRD SHORT-TERM BOND P 2024-04-15 2024-11-21 45814 40158 5656 5656 BAIRD SHORT-TERM BOND P 2024-02-15 2024-11-21 87707 75272 12435 12435 BAIRD SHORT-TERM BOND P 2024-02-14 2024-12-04 100238 83740 16498 16498 BAIRD SHORT-TERM BOND P 2024-02-14 2024-11-21 525473 447267 78206 78206 DODGE & COX INCOME P 2024-09-25 2024-12-17 90000 92237 -2237 -2237 DODGE & COX INCOME P 2024-09-25 2024-12-04 425000 430355 -5355 -5355 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2023-07-27 2024-02-14 19 20 -1 -1 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2023-07-27 2024-02-14 145200 148138 -2938 -2938 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2023-07-27 2024-02-14 20 20 0 0 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2023-07-27 2024-02-14 417352 418934 -1582 -1582 ISHARES MSCI ACWI ETF P 2023-07-27 2024-02-14 860169 819209 40960 40960 MORGAN STANLEY GLOBAL FRANCHISE P 2023-09-25 2024-02-14 487831 445000 42831 42831 POLARIS GLOBAL VALUE P 2023-09-25 2024-02-14 485643 445000 40643 40643 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY ETF P 2023-07-27 2024-02-14 50621 52035 -1414 -1414 ABSOLUTE CONVERTIBLE ARBITRAGE FUND INSTITUTIONAL SHARES P 2022-12-21 2024-09-25 142869 136000 6869 6869 ABSOLUTE CONVERTIBLE ARBITRAGE FUND INSTITUTIONAL SHARES P 2021-12-31 2024-09-25 142862 140000 2862 2862 ABSOLUTE CONVERTIBLE ARBITRAGE FUND INSTITUTIONAL SHARES P 2021-12-22 2024-09-25 146594 143400 3194 3194 ABSOLUTE CONVERTIBLE ARBITRAGE FUND INSTITUTIONAL SHARES P 2021-01-21 2024-05-09 25000 25083 -83 -83 ABSOLUTE CONVERTIBLE ARBITRAGE FUND INSTITUTIONAL SHARES P 2021-01-21 2024-09-25 316503 312917 3586 3586 BAIRD ULTRA-SHORT BOND INSTITUTIONAL P 2021-12-31 2024-07-16 150000 148839 1161 1161 BLACKROCK EVENT DRIVEN EQUITY FUND INSTITUTIONAL P 2022-12-21 2024-09-25 129593 122000 7593 7593 BLACKROCK EVENT DRIVEN EQUITY FUND INSTITUTIONAL P 2021-12-31 2024-09-25 125920 122000 3920 3920 BLACKROCK EVENT DRIVEN EQUITY FUND INSTITUTIONAL P 2020-11-19 2024-09-25 56009 54000 2009 2009 BLACKROCK EVENT DRIVEN EQUITY FUND INSTITUTIONAL P 2020-11-16 2024-09-25 15531 15000 531 531 BLACKROCK EVENT DRIVEN EQUITY FUND INSTITUTIONAL P 2019-12-31 2024-09-25 158498 150000 8498 8498 BLACKROCK EVENT DRIVEN EQUITY FUND INSTITUTIONAL P 2019-10-31 2024-05-09 25000 24703 297 297 BLACKROCK EVENT DRIVEN EQUITY FUND INSTITUTIONAL P 2019-10-31 2024-09-25 256185 248441 7744 7744 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2023-02-01 2024-02-14 33188 32975 213 213 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2021-12-31 2024-02-14 98708 111668 -12960 -12960 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2020-12-30 2024-02-14 5413 5800 -387 -387 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2019-12-31 2024-02-14 159263 174536 -15273 -15273 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2019-10-21 2024-02-14 29156 31018 -1862 -1862 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2019-09-16 2024-02-14 29637 30830 -1193 -1193 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2019-08-14 2024-02-14 30945 30800 145 145 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2019-07-15 2024-02-14 29183 31038 -1855 -1855 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2019-06-14 2024-02-14 80553 85024 -4471 -4471 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2019-05-15 2024-02-14 22134 23038 -904 -904 HARTFORD MULTIFACTOR DEVELOPED MARKETS (EXUS) ETF P 2019-03-19 2024-02-14 16847 17937 -1090 -1090 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2022-06-27 2024-02-14 8291 6965 1326 1326 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2021-12-31 2024-02-14 79947 80822 -875 -875 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2021-01-04 2024-02-14 9969 7887 2082 2082 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2019-12-31 2024-02-14 893435 595630 297805 297805 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2019-10-21 2024-02-14 117734 72938 44796 44796 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2019-09-16 2024-02-14 114569 72892 41677 41677 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2019-08-14 2024-02-14 125624 72400 53224 53224 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2019-07-15 2024-02-14 120599 72984 47615 47615 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2019-06-14 2024-02-14 229791 135086 94705 94705 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2019-05-15 2024-02-14 70751 40592 30159 30159 INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF P 2019-04-15 2024-02-14 94318 55159 39159 39159 ISHARES CORE MSCI EMERGING MARKETS ETF P 2023-07-27 2024-12-18 342761 330577 12184 12184 ISHARES CORE MSCI EMERGING MARKETS ETF P 2023-02-01 2024-12-18 84890 81399 3491 3491 ISHARES CORE MSCI EMERGING MARKETS ETF P 2021-12-31 2024-12-16 37167 40567 -3400 -3400 ISHARES CORE MSCI EMERGING MARKETS ETF P 2021-12-31 2024-04-02 100248 116059 -15811 -15811 ISHARES CORE MSCI EMERGING MARKETS ETF P 2021-12-31 2024-11-21 249399 276346 -26947 -26947 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-12-31 2024-12-16 63009 61469 1540 1540 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-12-31 2024-12-18 240701 242122 -1421 -1421 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-10-21 2024-12-18 40792 38839 1953 1953 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-09-16 2024-12-18 40792 38446 2346 2346 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-08-14 2024-12-18 44312 38746 5566 5566 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-07-15 2024-12-18 40419 39193 1226 1226 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-06-14 2024-12-18 96782 90028 6754 6754 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-05-15 2024-12-18 33327 31091 2236 2236 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-04-15 2024-12-18 30981 30885 96 96 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-03-19 2024-12-18 31514 30971 543 543 ISHARES CORE MSCI EMERGING MARKETS ETF P 2019-02-15 2024-12-18 65214 61753 3461 3461 ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF P 2021-12-31 2024-11-21 200567 205004 -4437 -4437 MORGAN STANLEY GLOBAL FRANCHISE P 2021-12-31 2024-02-14 141002 146852 -5850 -5850 MORGAN STANLEY GLOBAL FRANCHISE P 2020-12-31 2024-02-14 113828 100000 13828 13828 MORGAN STANLEY GLOBAL FRANCHISE P 2020-10-28 2024-02-14 12113 10000 2113 2113 MORGAN STANLEY GLOBAL FRANCHISE P 2020-10-13 2024-02-14 11313 10000 1313 1313 MORGAN STANLEY GLOBAL FRANCHISE P 2020-09-28 2024-02-14 5819 5000 819 819 MORGAN STANLEY GLOBAL FRANCHISE P 2020-09-11 2024-02-14 5773 5000 773 773 MORGAN STANLEY GLOBAL FRANCHISE P 2020-08-28 2024-02-14 5614 5000 614 614 MORGAN STANLEY GLOBAL FRANCHISE P 2020-08-13 2024-02-14 5783 5000 783 783 MORGAN STANLEY GLOBAL FRANCHISE P 2020-07-30 2024-02-14 5830 5000 830 830 MORGAN STANLEY GLOBAL FRANCHISE P 2020-07-15 2024-02-14 5920 5000 920 920 MORGAN STANLEY GLOBAL FRANCHISE P 2020-06-30 2024-02-14 12353 10000 2353 2353 MORGAN STANLEY GLOBAL FRANCHISE P 2020-06-15 2024-02-14 12689 10000 2689 2689 MORGAN STANLEY GLOBAL FRANCHISE P 2020-05-29 2024-02-14 12595 10000 2595 2595 MORGAN STANLEY GLOBAL FRANCHISE P 2020-05-15 2024-02-14 13378 10000 3378 3378 MORGAN STANLEY GLOBAL FRANCHISE P 2020-04-30 2024-02-14 8503 6500 2003 2003 MORGAN STANLEY GLOBAL FRANCHISE P 2019-12-31 2024-02-14 336130 270000 66130 66130 MORGAN STANLEY GLOBAL FRANCHISE P 2019-10-21 2024-02-14 38092 30000 8092 8092 MORGAN STANLEY GLOBAL FRANCHISE P 2019-09-16 2024-02-14 38589 30000 8589 8589 MORGAN STANLEY GLOBAL FRANCHISE P 2019-08-14 2024-02-14 38913 30000 8913 8913 MORGAN STANLEY GLOBAL FRANCHISE P 2019-07-15 2024-02-14 37502 30000 7502 7502 MORGAN STANLEY GLOBAL FRANCHISE P 2019-06-14 2024-02-14 32283 25000 7283 7283 MORGAN STANLEY GLOBAL FRANCHISE P 2019-05-15 2024-02-14 39756 30000 9756 9756 MORGAN STANLEY GLOBAL FRANCHISE P 2019-04-15 2024-02-14 40313 30000 10313 10313 MORGAN STANLEY GLOBAL FRANCHISE P 2019-03-19 2024-02-14 40667 30000 10667 10667 MORGAN STANLEY GLOBAL FRANCHISE P 2019-02-15 2024-02-14 85568 60000 25568 25568 MUZINICH CREDIT OPPORTUNITY FUND P 2019-12-17 2024-12-04 200000 226548 -26548 -26548 POLARIS GLOBAL VALUE P 2021-12-31 2024-02-14 208118 217546 -9428 -9428 POLARIS GLOBAL VALUE P 2020-10-28 2024-02-14 19664 15000 4664 4664 POLARIS GLOBAL VALUE P 2020-10-13 2024-02-14 18908 15000 3908 3908 POLARIS GLOBAL VALUE P 2020-09-28 2024-02-14 19731 15000 4731 4731 POLARIS GLOBAL VALUE P 2020-09-11 2024-02-14 19287 15000 4287 4287 POLARIS GLOBAL VALUE P 2020-08-28 2024-02-14 18839 15000 3839 3839 POLARIS GLOBAL VALUE P 2020-08-13 2024-02-14 18901 15000 3901 3901 POLARIS GLOBAL VALUE P 2020-07-30 2024-02-14 19765 15000 4765 4765 POLARIS GLOBAL VALUE P 2020-07-15 2024-02-14 19739 15000 4739 4739 POLARIS GLOBAL VALUE P 2020-06-30 2024-02-14 13727 10000 3727 3727 POLARIS GLOBAL VALUE P 2020-06-15 2024-02-14 13600 10000 3600 3600 POLARIS GLOBAL VALUE P 2020-05-29 2024-02-14 13995 10000 3995 3995 POLARIS GLOBAL VALUE P 2020-05-15 2024-02-14 15699 10000 5699 5699 POLARIS GLOBAL VALUE P 2020-04-30 2024-02-14 19866 13500 6366 6366 POLARIS GLOBAL VALUE P 2019-12-31 2024-02-14 289472 260000 29472 29472 POLARIS GLOBAL VALUE P 2019-10-21 2024-02-14 34378 30000 4378 4378 POLARIS GLOBAL VALUE P 2019-09-16 2024-02-14 34752 30000 4752 4752 POLARIS GLOBAL VALUE P 2019-08-14 2024-02-14 37529 30000 7529 7529 POLARIS GLOBAL VALUE P 2019-07-15 2024-02-14 34700 30000 4700 4700 POLARIS GLOBAL VALUE P 2019-06-14 2024-02-14 35856 30000 5856 5856 POLARIS GLOBAL VALUE P 2019-05-15 2024-02-14 35898 30000 5898 5898 POLARIS GLOBAL VALUE P 2019-04-15 2024-02-14 34532 30000 4532 4532 POLARIS GLOBAL VALUE P 2019-03-19 2024-02-14 35095 30000 5095 5095 POLARIS GLOBAL VALUE P 2019-02-15 2024-02-14 72291 60000 12291 12291 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY ETF P 2023-02-01 2024-02-14 977 977 0 0 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY ETF P 2021-12-31 2024-02-14 38631 42992 -4361 -4361 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY ETF P 2019-12-31 2024-02-14 50688 49884 804 804 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY ETF P 2019-09-16 2024-02-14 5759 5313 446 446 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY ETF P 2019-08-14 2024-02-14 17311 14875 2436 2436 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY ETF P 2019-05-15 2024-02-14 25428 23101 2327 2327 SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY ETF P 2019-02-15 2024-02-14 50789 46446 4343 4343 VANGUARD S&P 500 INDEX ADMIRAL P 2023-07-27 2024-12-04 42419 31576 10843 10843 VANGUARD S&P 500 INDEX ADMIRAL P 2023-07-27 2024-11-21 1454961 1108424 346537 346537 VANGUARD S&P 500 INDEX ADMIRAL P 2023-02-01 2024-12-04 107581 72700 34881 34881 VANGUARD S&P 500 INDEX ADMIRAL P 2021-12-31 2024-11-21 345041 276000 69041 69041 SCHWAB FUNDAMENTAL US SMALL COM P 2019-12-31 2024-04-02 98245 71424 26821 26821 SCHWAB FUNDAMENTAL US SMALL COM P 2019-12-31 2024-11-22 250635 211989 38646 38646 1704026 31593 0 31593 0 31593 24069 0 30000 0 54069 X 249 22227 22227 0 0 0 0 0 0 0 0 0 0 0 1 1 WA 1 0 0 0 1 1 N/A ROB LANE 2064627400 999 3RD AVENUE SUITE 3050 SEATTLE WA 98104 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SACHIN GUPTA 999 THIRD AVENUE SUITE 3050 SEATTLE WA 98104 DIRECTOR 1.00 0 0 0 PRERNA GUPTA 999 THIRD AVENUE SUITE 3050 SEATTLE WA 98104 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 23530667 675614 4341347 28547628 0 0 28547628 428214 28119414 1405971 1405971 31593 31593 1374378 0 1374378 0 1374378 2132858 0 2132858 1374378 1018130 2022 2021 764119 0 2132858 1018130 764119 0 350609 0 0 0 0 0 0 0 0 1023769 0 0 0 SACHIN GUPTA X COASTAL EDUCATIONAL FOUNDATION PO BOX 261954 CONWAY SC 29528 NONE PC TO SUPPORT COASTAL CAROLINA UNIVERSITY THROUGH SCHOLARSHIPS & PROGRAMS. 200000 SCHWAB CHARITABLE FUND (DAFGIVING360) PO BOX 628298 ORLANDO FL 32862 NONE PC TO SUPPORT APPROVED GRANTS TO IRS-APPROVED PUBLIC CHARITIES 1830000 UNIVERSITY OF WASHINGTON PO BOX 351210 401 ADMISTRATIVE BUILDING AI-10 SEATTLE WA 98195 NONE PC TO SUPPORT THE UNIVERSITY OF WASHINGTON THROUGH SCHOLARSHIPS & PROGRAMS. 100000 2130000 0 14 612955 18 13216 18 1704026 0 2330197 0 2330197 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 5445 2723 2723 AN APPROPRIATE FOUNDATION MANAGER HAS ELECTED UNDER TREAS. REG. 53.4942(A)-3(D)(2) TO TREAT $65,326 OF QUALIFYING DISTRIBUTIONS MADE IN THE CALENDAR YEAR ENDING 12/31/24 AS MADE OUT OF THE UNDISTRIBUTED INCOME OF 2021, AND $698,793 OF QUALIFYING DISTRIBUTIONS MADE IN THE CALENDAR YEAR ENDING 12/31/24 AS MADE OUT OF THE UNDISTRIBUTED INCOME OF TAX YEAR 2022. SEE ATTACHMENT 1 FOR ADDITIONAL DETAILS, INCLUDING THE SIGNATURE OF THE FOUNDATION MANAGER MAKING SUCH ELECTION. BAIRD SHORT-TERM BOND FUND 569468 568590 MUZINICH CREDIT OPPORTUNITY FUND 646013 622471 BAIRD INTERMEDIATE BOND 3344100 3346565 BAIRD ULTRA SHORT BOND INSTITUTIONAL 1499161 1495255 INFINITY Q DIVERSIFIED ALPHA FUND INSTITUTIONAL 152949 964 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF 616638 935837 ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF 3423351 3682720 VANGUARD S&P 500 INDEX ADMIRAL 5270300 9381969 DFA INTERNATIONAL HIGH PROFITABLITY ETF 2433854 2390618 DFA US HIGH PROFITABILITY ETF 3477059 3943935 DODGE & COX INCOME 1077408 1042322 VENTRK INVESTMENTS AT COST 50000 50000 VISTA CAPITAL SOLUTIONS FUND A AT COST 309292 337825 LEGAL FEES 270 135 135 UNREALIZED GAIN (LOSS) 65476 OTHER DEDUCTIONS 9855 9855 0 FOREIGN TAX PAID 14848 14848 0 ORDINARY INC/LOSS FROM A QEF 13216 13216 13216 INVESTMENT MANAGEMENT & CUSTODIAN FEES 29746 29746 0