2025-12-02T10:10:06-06:00 2025-06-30 261472386 SCHAFER TSCHOPP WHITCOMB MITCHELL & S 541 S ORLANDO AVE SUITE 312 MAITLAND FL 32751 990EZ 2024-07-01 611526448 CFA SOCIETY OF SALT LAKE CFAS 8015026520 299 S MAIN ST SUITE 1300 PMB 9092 SALT LAKE CITY UT 84111 BRYANT KRONGARD PRESIDENT 8015026520 2025-12-02 1 THOMAS V WHITCOMB P03309159 4078752760 2024 2025-03-06 01:10:19Z X X N/A X X 147757 X 67735 71981 7980 61 147757 177093 177093 -29336 307228 21656 299548 X 52217 30247 255011 269301 307228 299548 0 0 307228 299548 X OUR MISSION IS TO LEAD THE INVESTMENT PROFESSION GLOBALLY BY PROMOTING THE HIGHEST STANDARDS OF ETHICS, EDUCATION, AND PROFESSIONAL EXCELLENCE FOR THE ULTIMATE BENEFITS OF SOCIETY. OUR SOCIETY IS AN ASSOCIATION OF LOCAL INVESTMENT PROFESSIONALS. CONSISTING OF PORTFOLIO MANAGERS, SECURITY ANALYSTS, INVESTMENT ADVISORS, AND OTHER FINANCIAL PROFESSIONALS, WE PROMOTE: ETHICAL AND PROFESSIONAL STANDARDS WITHIN THE INVESTMENT INDUSTRY; ENCOURAGE PROFESSIONAL DEVELOPMENT THROUGH THE CFA PROGRAM AND CONTINUING EDUCATION; FACILITATE THE EXCHANGE OF INFORMATION AND OPINIONS AMONG PEOPLE WITHIN THE LOCAL INVESTMENT COMMUNITY AND BEYOND, AND; WORK TO FURTHER THE PUBLIC'S UNDERSTANDING OF THE CFA DESIGNATION AND INVESTMENT INDUSTRY. AS ONE OF CFA INSTITUTE MEMBER SOCIETIES, OUR SOCIETY CONNECTS MEMBERS TO A GLOBAL NETWORK OF INVESTMENT PROFESSIONALS. EDUCATIONAL EVENTS: WE TYPICALLY HOST 8 LECTURES PER YEAR. SPEAKERS COME IN FROM ALL OVER THE COUNTRY AND ARE EXPERTS IN A CERTAIN FACET OF INVESTING. BOARD MEMBERS USE PROFESSIONAL CONTACTS TO ATTRACT THE SPEAKERS. WE OCCASIONALLY REIMBURSE TRAVEL EXPENSES. CONTINUING EDUCATION: CFAI HAS INSTITUTED A VOLUNTARY CE PROGRAM AS A FRAMEWORK TO IDENTIFY, TRACK, AND REPORT EDUCATIONAL ACTIVITIES. WE SUPPORT MEMBER ACTIVITIES BY REPORTING ATTENDANCE AT THE EDUCATIONAL EVENTS TO CFAI. 0 116581 COLLEGE RESEARCH CHALLENGE: THE CFAI RESEARCH CHALLENGE IS AN ANNUAL, GLOBAL COMPETITION THAT PROVIDES UNIVERSITY STUDENTS WITH HANDS-ON MENTORING AND INTENSIVE TRAINING IN FINANCIAL ANALYSIS. THE SOCIETY PARTICIPATES EACH YEAR BY SPONSORING A COMPETITION WITH AROUND EIGHT LOCAL UNIVERSITIES. THE SOCIETY SELECTS A LOCAL, PUBLIC COMPANY, ARRANGES A MANAGEMENT MEETING, PROVIDES INVESTMENT INDUSTRY MENTORS, WORKS WITH UNIVERSITIES TO ORGANIZE TEAMS, PROVIDES GRADERS, COMPETITION JUDGES, AN AWARDS DINNER AND PRIZES. 0 14112 LEADERSHIP DEVELOPMENT: WITH A ROTATING BOARD, LOCAL MEMBERS OF THE INVESTMENT COMMUNITY ARE GIVEN AN OPPORTUNITY TO SERVE AS EITHER A BOARD OR COMMITTEE MEMBER. CFAI OFFERS VARIOUS LEADERSHIP TRAINING CONFERENCES THAT ARE TYPICALLY FREE OF CHARGE TO VOLUNTEER AND OFTEN TO THE SOCIETY. CFA TEST PREP: WE OFFER A MOCK EXAM FOR CANDIDATES IN CONJUNCTION WITH KAPLAN, ON OF THE LEADING EXAM PREP COMPANIES. JOB BOARD: WE ENCOURAGE LOCAL EMPLOYERS TO INFORM US OF JOB OPPORTUNITIES. THEY ARE POSTED ON OUR WEBSITE AND INCLUDED IN E-MAILS TO MEMBERS. 0 46100 176793 BRYANT KRONGARD PRESIDENT 5.00 0 0 0 KIRSTEN KELLER VICE PRESIDENT 5.00 0 0 0 BROCK ADAMS TREASURER/SECRETARY 5.00 0 0 0 JOSH FLADE PROGRAMMING CHAIR 5.00 0 0 0 BOBBI IVANOVA MEMBERSHIP CHAIR 5.00 0 0 0 WILL HENSHAW RESEARCH CHALLENEGE CHAIR 5.00 0 0 0 STEVE KINDRED PAST PRESIDENT 0.00 0 0 0 X 0 0 0 0 0 0 0 0 UT BROCK ADAMS 299 S MAIN ST SUITE 1300 PMB 90922 SALT LAKE CITY UT 84111 8015026520 0 0 0 0 0 0 0 FORM 990-EZ, PART I, LINE 4 - OTHER INVESTMENT INCOME DESCRIPTION: INVESTMENT INCOME. AMOUNT: 7,980. FORM 990-EZ, PART I, LINE 8 - OTHER REVENUE DESCRIPTION: CANDIDATE EDUCATION. AMOUNT: 61. FORM 990-EZ, PART I, LINE 16 - OTHER EXPENSES DESCRIPTION: EDUCATIONAL EVENTS. AMOUNT: 148. DESCRIPTION: CONFERENCES CONVENTIONS, AND MEETINGS. AMOUNT: 846. DESCRIPTION: STAFF COSTS. AMOUNT: 5,064. DESCRIPTION: INVESTMENT RESEARCH COMPETITION. AMOUNT: 7,752. DESCRIPTION: PROGRAMMING AND EVENTS. AMOUNT: 162,591. DESCRIPTION: GENERAL OPERATING AND OFFICE EXPENSES. AMOUNT: 75. DESCRIPTION: OTHER EXPENSES. AMOUNT: 483. DESCRIPTION: NET REALIZED LOSS ON INVESTMENTS. AMOUNT: 133. DESCRIPTION: ROUDING ERROR. AMOUNT: 1. TOTAL TO FORM 990-EZ, LINE 16: 177,093. FORM 990-EZ, PART I, LINE 20 - OTHER CHANGES IN NET ASSETS DESCRIPTION: NET CHANGE IN UNREALIZED INCOME ON INVESTMENTS. AMOUNT: 21,656. FORM 990-EZ, PART II, LINE 24 - OTHER ASSETS DESCRIPTION: INVESTMENTS AT FAIR MARKET VALUE. BEG. OF YEAR AMOUNT: 255,011. END OF YEAR AMOUNT: 269,301. THE ORGANIZATION DID NOT, DURING THE YEAR, RECEIVE ANY FUNDS, DIRECTLY,OR INDIRECTLY, TO PAY PREMIUMS ON A PERSONAL BENEFIT CONTRACT.THE ORGANIZATION, DID NOT, DURING THE YEAR, PAY ANY PREMIUMS, DIRECTLY,OR INDIRECTLY, ON A PERSONAL BENEFIT CONTRACT.