2024-11-14T17:55:08-06:00 2023-12-31 Foundation Source 3333 New Hyde Park Rd Ste 406 New Hyde Park NY 11042 990PF 2023-01-01 872269674 2-4-3 Foundation % Foundation Source 2-4- 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 Jane Hoffman President 8008391754 2024-11-13 true true Jeffrey D Haskell P01345770 8008391754 2023 2024-10-15 13:58:12Z X 23678316 X 3887113 3934 3934 562427 562427 219681 12274393 0 160600 159237 4833755 725598 0 3140 0 0 3140 209342 103642 105700 12712 12712 5675 175 78162 44038 33007 309031 160567 0 141847 225000 225000 534031 160567 0 366847 4299724 565031 4770125 90041 90041 2229 2229 2229 4723597 4754225 11799478 13355481 14255753 1340608 1343109 1571544 2873915 3177959 55000 55000 18141147 22440871 23678316 0 0 X 18141147 22440871 18141147 22440871 18141147 22440871 18141147 4299724 22440871 22440871 Publicly-traded Securities 12274393 12760859 -486466 -486466 Passthrough K1 Capital Gain/(Loss) 13819 -472647 7854 7854 7854 4457 0 2200 6657 X 0 1197 false false false false false true true false true true DE true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false true false false false false false false false false false false false false false false false false false Jane Hoffman Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir, Pres, Sec, Treas 1.0 0 0 0 Summit Trail Advisors 140 E 45TH STREET 34TH FL NEW YORK NY 100175684 Investment Mgmt 103642 Makematic Limited SECOND FLOOR 19 ARTHUR STREET BELFAST UK BT1 4GA VIDEO PRODUCTION 60000 MOOD: TO RAISE AWARENESS OF THE MENTAL HEALTH CRISIS FACING YOUNG PEOPLE BY MAKING EVIDENCE BASED INFORMATION, TOOLS, & EDUCATIONAL CURRICULUM AVAILABLE TO THE PUBLIC FOR FREE. 176370 18905783 744815 2612435 22263033 0 22263033 333945 21929088 1096454 1096454 7854 7854 1088600 1088600 1088600 366847 0 55000 0 0 421847 1088600 33257 421847 33257 388590 0 0 700010 0 0 Jane Hoffman X BOSTON COMMUNITY PEDIATRICS 529 ALBANY ST BOSTON MA 02118 N/A PC General & Unrestricted 150000 DANA FARBER CANCER INSTITUTE INC 10 BROOKLINE PL WEST BROOKLINE MA 02445 N/A PC Charitable Event 25000 INTERNATIONAL RESCUE COMMITTEE INC PO BOX 6068 ALBERT LEA MN 56007 N/A PC Disaster Relief in Syria and Turkey 25000 VINFEN CORPORATION 950 CAMBRIDGE ST CAMBRIDGE MA 02141 N/A PC Gateway Arts 25000 225000 14 3934 14 562427 525990 -400 18 220081 K-1 Inc/Loss 525990 1363 14 43703 PFIC INCOME - AUDAX SENIOR LOAN FUND 14 115534 963 945679 946642 false false false false false false false false false false X X 1 The Scott Maxwell Foundation 501 Silverside Rd Suite 123 Wilmington DE 198091377 3887113 X FORM 8865 form 8865 The Foundation has prepared these forms to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. PART I LINE 6A (990-PF) PART I LINE 6A (990-PF) PART I LINE 6A (990-PF) - RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $220,081 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $(400) TOTAL PART I, LINE 6A: $219,681 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $12,274,393 BOOK BASIS: $12,068,131 NET GAIN/(LOSS): $206,262 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $13,819 ABBVIE INC - 2.950% - 11/21/20 95291 95939 APPLE INC - 2.900% - 09/12/202 96153 95831 BK OF AMERICA CORP SER M - 3.9 96529 95546 COMCAST CORP - 2.350% - 01/15/ 92873 93926 CVS HEALTH - 3.875% - 07/20/20 98032 98287 ELI LILLY &CO NOTE - 4.700% - 99623 102476 GOLDMAN SACHS GROUP INC - 3.85 98523 97275 JPMORGAN CHASE &CO NOTE - 2.95 96059 95298 MBS - 2.000% - 03/01/2037 108185 106914 MBS - 2.500% - 04/01/2037 84956 84741 MORGAN STANLEY FR - 3.700% - 1 99130 98702 SOUTHERN CALIF EDISON CO - 4.9 89771 90392 TORONTO DOMINION BANK SER C - 92077 94672 UNIFORM MBS POOL - 5.500% - 02 93406 93110 ACCENTURE PLC 58292 72287 ADOBE SYSTEMS, INC 33955 52501 ADVANCED MICRO DEVICES INC 20677 34936 AFLAC INC 1652 1980 AGILENT TECHNOLOGIES INC 1700 1668 AIR PRODS & CHEM INC 4877 4655 AIRBNB 14347 15248 AKAMAI TECH COM STK 22404 28641 ALBEMARLE CP 2253 1300 ALIGN TECHNOLOGY, INC 2192 1918 ALLSTATE CORP 1910 1960 ALTRIA GROUP INC 25811 23115 AMER INTERNATIONAL GROUP INC 12762 14160 AMERICAN EXPRESS CO 19757 21544 AMERICAN TOWER REIT INC 16591 17702 AMERICAN WATER WORKS COMPANY I 10253 9767 AMERIPRISE FINANCIAL INC 1249 1519 AMETEK INC 1566 1814 AMGEN INC 27971 32546 AMPHENOL CORPORATION 43053 52737 ANALOG DEVICES INC 5163 5560 ANSYS INC 1538 1814 AON PLC CL A 11399 10477 APPLIED MATERIALS INC 22613 31928 APTIV PLC 1854 1615 ARCH CAPITAL GROUP LTD 3791 3714 ARISTA NETWORKS 6753 11776 ARTISAN INTERNATIONAL VALUE FU 442157 568921 AT&T, INC 19378 17854 AUTODESK, INC 4043 4626 AUTOMATIC DATA PROCESSING INC 16214 16774 AUTOZONE INC 2568 2586 AVALONBAY CMNTYS INC 1703 1872 BAILLIE GIFFORD INTERNATIONAL 404291 497979 BALL CP 774 863 BANK NEW YORK MELLON CORP COM 1725 2134 BANK OF AMERICA CORP 56078 58956 BAXTER INTERNATIONAL INC 818 619 BECTON DICKINSON & CO 14399 14874 BIOGEN INC 1881 1811 BLACKROCK INC 15151 17860 BOEING CO 15569 18768 BOOKING HOLDINGS INC 25224 35472 BOSTON SCIENTIFIC 18052 21043 BRISTOL-MYERS SQUIBB CO 18593 14059 BROADCOM INC 56962 93764 BROWN & BROWN INC 1414 1707 BROWN FORMAN CORP CL B 6025 5482 CADENCE DESIGN SYSTEMS INC 12081 16342 CAESARS ENTERTAINMENT INC 1653 1688 CAMPBELL SOUP CO 1573 1297 CAPITAL ONE FINANCIAL CORP 6708 8129 CARNIVAL CORP 1295 2392 CARRIER GLOBAL 3117 3734 CATALENT INC 1851 1168 CBRE GROUP 3910 4655 CDW CORP 38928 45691 CELANESE CORPORATION 1524 2175 CENTENE CORP 1715 1855 CF INDUSTRIES HOLDINGS, INC 1824 1670 CHARLES SCHWAB CORP 16852 15411 CHARTER COMMUNICATIONS, INC 10154 10883 CHIPOTLE MEX GRILL 8552 11435 CHUBB LIMITED 22809 23730 CINTAS CRP 12041 15669 CISCO SYSTEMS INC 63411 65727 CITIGROUP INC 4825 5504 CITIZENS FINANCIAL GROUP, INC 1066 895 CME GROUP, INC 1492 1685 COGNIZANT TECHNOLOGY SOLUTIONS 40260 47131 COMCAST CORP 51078 56391 CONAGRA FOODS INC 1542 1232 CONSOLIDATED EDISON INC 5847 5822 CONSTELLATION BRANDS INC 11922 12329 CONSTELLATION ENERGY GROUP INC 28386 34366 COPART INC 4174 5439 CORNING INC 5372 5572 COSTAR GROUP, INC 11016 12497 COSTCO WHOLESALE CORPORATION 62352 81190 CROWN CASTLE INTL 2457 2189 CSX CORP 9040 10020 CUMMINS INC 1209 1198 D R HORTON 1341 2280 DANAHER CORP 36063 37477 DAVITA HEALTHCARE PARTNERS INC 677 943 DEERE CO 28905 27991 DEXCOM, INC 2783 2854 DIGITAL RLTY TR INC 3529 3768 DISCOVER FINL SVCS COM 1910 1911 DOLLAR GENERAL CORP 1730 1088 DOLLAR TREE INC 3225 3125 DOVER CORP 1817 1846 DOW INC 1929 1810 EATON CORP PLC 17482 23119 EBAY INC 18611 18539 EDWARDS LIFESCIENCES 7714 7244 ELEVANCE HEALTH INC 57890 56587 ELI LILLY & CO 53832 85106 EMERSON ELECTRIC CO 3436 3991 ENPHASE ENERGY ORD SHS 1904 1189 EQUIFAX INC 1661 2226 EQUINIX, INC 17454 17719 EQUITY RESIDENTIAL PPTYS TR 1627 1651 ESTEE LAUDER COMPANIES INC 23025 14479 ETSY INC 2940 2269 EVERSOURCE ENERGYINC 1483 1234 EXELON CORPORATION 14502 12996 EXPEDIA INC 697 1214 EXTRA SPACE STORAGE 1647 1603 FAIR ISSAC & CO INC 601 1164 FASTENAL COMPANY 1640 2008 FEDEX CORPORATION 12926 13407 FIDELITY NATIONAL INFORMATION 2044 1922 FIRST SOLAR INC 873 1034 FISERV INC 16172 19129 FISERV, INC 22141 24841 FLEETCOR TECHNOLGIES INC 1488 1978 FORD MOTOR COMPANY 2705 2633 FORTINET INC 8637 7667 FORTIVE CORPORATION 1557 1693 FOX CORP CL A 1720 1454 FOX CORP CL B 857 830 GALLAGHER ARTHUR J & CO 1574 1799 GARMIN LTD 1676 2185 GARTNER INC 18095 23458 GE HEALTHCARE TECHNOLOGIES INC 2478 2629 GEN DYNAMICS CP 46816 50636 GENERAC HOLDING INC 1522 1939 GENERAL MILLS INC 13534 12507 GENERAL MOTORS 4288 4634 GENUINE PARTS COMPANY 10058 9695 GILEAD SCIENCES INC 21270 21873 GLOBAL PAYMENTS INC 1661 1905 GRAINGER W W INC 6161 7458 HCA INC 17954 19760 HENRY JACK & ASSOC INC 1777 1961 HEWLETT PACKARD ENTERPRISE CO 28954 30360 HILTON WORLDWIDE HOLDINGS, INC 1754 2185 HOLOGIC, INC 761 715 HOME DEPOT INC 74084 84905 HONEYWELL INTL 50888 56622 HOST HOTELS & RESORTS INC 727 896 HOWMET AEROSPACE ORD SHS 1064 1461 HP INC 21678 22206 HUMANA INC 15830 14650 HUNT J B 1061 1198 IDEXX CORP 9405 11656 ILLINOIS TOOL WORKS 28596 31695 ILLUMINA INC COM 2733 1671 INCYTE CORPORATION 874 691 INGERSOLL-RAND INC 1501 2088 INSULET CORPORATION 590 434 INT'L FLAVORS & FRAGRANCES INC 1671 1457 INTEL CORP 24374 32612 INTERCONTINENTAL EXCHANGE, INC 6676 8348 INTUIT 33353 39377 INTUITIVE SURGICAL 17621 23615 INVESCO S&P 500 EQUAL WEIGHT E 436861 466834 INVITATION HOMES INC. 1660 1774 IQVIA HOLDINGS INC 1727 1851 IRON MOUNTAIN 1773 2099 ISHARES BARCLAYS US AGGREGATE 1895181 1947469 ISHARES TRUST RUSSELL 1000 GRO 435974 457235 JACOBS SOLUTIONS INC 1685 1558 JP MORGAN CHASE 71320 87771 KELLANOVA (FNA KELLOGG CO) 1479 1342 KENVUE INC 1708 1852 KEURIG DR PEPPER INC 10227 10196 KEYSIGHT TECHNOLOGIES INC 6383 7318 KIMBERLY CLARK CORP 7220 6926 KIMCO RLTY CORP 1678 1854 KLA TENCOR CORP 5366 6976 KRAFT HEINZ CO 16798 18823 L3HARRIS TECHNOLOGIES 1860 1896 LABCORP HLDGS INC (LABORATORY 801 909 LAM RESEARCH CORP 7997 12532 LAMB WESTON HOLDINGS INC 2952 3459 LAS VEGAS SANDS CORP 2907 3100 LEIDOS HOLDINGS INC 4023 4221 LINDE PLC COM 52859 59964 LKQ CORPORATION 9554 8841 LOCKHEED MARTIN CORP 12730 12691 LOEWS CORP 42700 46138 LOWES COMPANIES INC 22822 25593 LULULEMON ATHLETICA INC 10137 11248 LYONDELLBASELL INDUSTRIES NV 47033 47540 M&T BANK CORP 1455 1371 MARRIOTT INTERNATIONAL INC. CL 11486 14884 MARSH AND MCLENNAN COMPANIES I 29899 30884 MARTIN MARIETTA MATLS INC 1714 1996 MASTERCARD INC 76158 87435 MCCORMICK & CO 1972 1847 MEDTRONIC PLC 21297 21584 MERCK & CO INC 70876 72280 METLIFE INC 5945 6150 METTLER-TOLEDO INTL 1479 1213 MGM RESORTS INTERNATIONAL 765 1028 MICROCHIP TECHNOLOGY INC 1198 1533 MICRON TECHNOLOGY 6061 7681 MICROSOFT CORP 277158 361373 MODERNA, INC 2587 1691 MOLSON COOR BREW CO CL B 1720 1775 MONOLITHIC POWER SYSTEMS, INC 1454 1892 MONSTER BEVERAGE CORP 25454 29093 MOODYS CORP 1742 2343 MORGAN STANLEY 10721 11750 MSCI INC 1552 1697 NETAPP, INC 14029 15252 NEWMONT GOLDCORP CORPORATION 14069 13576 NEWS CORP LTD ADR 13821 17310 NEWS CORP LTD CL A 7474 9304 NEXTERA ENERGY, INC 42325 34561 NORTHROP GRUMMAN CORP 2341 2341 NVIDIA CORP 89618 162431 NXP SEMICONDUCTORS 1547 2067 O'REILLY AUTOMOTIVE INC 844 950 OLD DOMINION FREIGHT LINE 9879 11755 OMNICOM GROUP 897 952 ON SEMICONDUCTOR 4976 5012 OTIS WORLDWIDE CORP 1740 1968 PACCAR INC 1795 2344 PACKAGING CORP AMER 1719 1955 PALO ALTO NETWORKS INC 11914 13859 PARKER HANNIFIN CP 14376 16585 PAYCHEX 1682 1787 PAYCOM SOFTWARE 1775 1240 PAYPAL HOLDINGS, INC 12131 10071 PENTAIR INC. COM 1443 1963 PFIZER INC 32021 24472 PNC FINANCIAL GROUP INC 2103 2168 POOL CORP 7444 8772 PPG INDUSTRIES INC 1811 1944 PROGRESSIVE CORP OHIO 17889 19910 PROLOGIS 41851 45455 PRUDENTIAL FINCL INC 1498 1556 PUBLIC STORAGE INC 8228 8235 PUBLIC SVC ENTERPRISE GROUP IN 11788 11741 PULTE GROUP INC 1434 2477 QUALCOMM INC 18599 22996 QUANTA SVCS INC 7202 9711 QUEST DIAGNOSTICS 784 689 RAYMOND JAMES FINANCIAL INC 432 446 RAYTHEON TECHNOLOGIES CORP 18210 16407 REALTY INCOME CORP 1615 1493 REGENERON PHARMACEUTICALS INC 13974 15809 REPUBLIC SVCS INC 1621 1979 RESMED INC 1047 860 ROCKWELL AUTOMATION INC 1779 1863 ROPER INDUSTRIES 1747 2181 ROSS STORES, INC 1682 2214 ROYAL CARRIBEAN CRUISE 598 1554 SALESFORCE.COM 29885 41313 SBA COMMUNICATIONS CORP 1544 1522 SEAGATE TECHNOLOGY HOLDINGS PL 5424 6744 SERVICE NOW 21004 32499 SHERWIN-WILLIAMS CO 6974 9669 SIMON PPTY GROUP INC 4914 5706 STANLEY BLACK & DECKER INC 759 981 STARBUCKS CORP COM 30728 28995 STATE STREET CORPORATION 1953 1704 STEEL DYNAMICS INC 16361 16770 STERIS PLC 1563 1759 STRYKER CORPORATION 27764 31144 SYNCHRONY FINANCIAL 2073 2215 SYNOPSYS, INC 13451 15447 SYSCO CORP 10632 10238 T-MOBILE US INC 36529 40724 T. ROWE PRICE GROUP 891 862 TAKE-TWO INTERACTIVE SOFTWARE 507 805 TARGET CORPORATION 8720 7833 TE CONNECTIVITY LTD 44236 49175 TELEDYNE TECH INC 19601 20529 TESLA MOTORS INC 94426 88458 TEXAS INSTRUMENTS INC 26386 26933 THE JM SMUCKER COMPANY 1110 885 TJX COMPANIES INC 22409 24860 TRACTOR SUPPLY CO COM 908 860 TRANSDIGM GRP INC 8431 10116 TRIMBLE NAV LTD 14222 14736 TRUIST FINANCIAL CORPORATION 2275 1846 UBER 19177 19087 ULTA SALON, COSMETICS & FRAGRA 1563 1470 UNITED PARCEL SERVICE 38118 32861 UNITED RENTALS INC 3661 4587 US BANCORP 2501 2337 VENTAS INC 1729 1944 VERALTO CORPORATION 3730 3455 VERISIGN INC 46868 44487 VERISK ANALYTICS, INC 1340 1672 VERIZON COMMUNICATIONS 35163 34005 VERTEX PHARMCTLS INC 19007 24820 VICI PROPERTIES INC 1724 1626 VISA INC 76583 88258 VULCAN MATERIALS CO 1686 1816 WALT DISNEY HOLDINGS CO 34892 32685 WARNER BROS. DISCOVERY, INC 3046 2401 WASTE MANAGEMENT INC 1650 1970 WELLTOWER INC. 10260 11542 WEST PHARMA SVCS INC 1774 1761 WESTERN DIGITAL CORP 5190 6756 WESTINGHOUSE AIR BRAKE TECHNOL 1104 1396 WILLIS TOWERS WATSON 981 965 WISDOMTREE FLOATING RATE TREAS 5636619 5631978 XYLEM INC 1644 1830 YUM BRANDS INC 1544 1568 ZEBRA TECHNOLOGIES CORP 10945 9840 ZIMMER BIOMET HOLDINGS 1150 1095 ZOETIS INC 14620 17171 4723597 4754225 CIBUS ANNA FUND II L.P 324967 305182 CROSS OCEAN USSS FUND II 131179 143246 IRRADIANT CLO PARTNERS FUND II 185219 181006 MEPA SENIOR PREFERRED LP 181658 265181 NORTHERN TRACE FUND II, LLC 507142 683983 MONARCH CAPITAL PARTNERS OFF 168750 184627 AUDAX SENIOR LOAN FUND 1375000 1414734 General Consultations 3140 3140 WEBSITE DOMAIN 55000 55000 Administrative Fees 20451 20451 K-1 Exp CIBUS ANNA FUND II L.P 33320 33320 K-1 Exp CROSS OCEAN USSS FUND 147 147 K-1 Exp IRRADIANT CLO PARTNERS 5687 4570 K-1 Exp MEPA SENIOR PREFERRED 113 113 K-1 Exp NORTHERN TRACE FUND II 5888 5888 State or Local Filing Fees 25 25 Website Hosting/Support 12531 12531 K-1 Inc/Loss CIBUS ANNA FUND II L.P 277 277 K-1 Inc/Loss CROSS OCEAN USSS FUND II 16826 16826 K-1 Inc/Loss IRRADIANT CLO PARTNERS FUND III, LP 19853 18490 K-1 Inc/Loss MEPA SENIOR PREFERRED LP 4870 4870 K-1 Inc/Loss NORTHERN TRACE FUND II, LLC 3240 3240 PFIC INCOME - AUDAX SENIOR LOAN FUND 115534 115534 Investment Management Services 103642 103642 RESEARCH SERVICES 3000 3000 Website Development 3500 3500 VIDEO PRODUCTION SERVICES 60000 60000 CONSULTING SERVICES 8700 8700 SONGWRITING SERVICES 16000 16000 BRANDING & MARKETING SVCS 14500 14500 990-PF Estimated Tax for 2023 4300 990-PF Extension for 2022 1200 Foreign Tax Paid 5 5 TAX WITHHOLDINGS 170 170