2024-08-13T15:22:37-05:00 2023-09-30 420714325 RSM US LLP 1001 WATER ST STE 500 TAMPA FL 33602 990 2022-10-01 237380563 RARE RARE 7035225070 1310 NORTH COURTHOUSE RD 110 ARLINGTON VA 22201 NIELS CRONE COO 7035225070 2024-08-13 1 1 KRISTEN BARNETT P01234578 8133162300 2022 2024-08-08 14:25:15Z BRETT JENKS 1310 NORTH COURTHOUSE RD 110 ARLINGTON VA 22201 32268922 0 X WWW.RARE.ORG X 1974 VA RARE INSPIRES CHANGE SO PEOPLE AND NATURE THRIVE. 23 22 102 2000 822304 0 23935744 28724191 478555 399699 231558 418903 695075 1318816 25340932 30861609 1095302 321569 0 0 18569543 20937797 0 0 2884351 11354523 10817970 31019368 32077336 -5678436 -1215727 38323972 40527597 10074643 13501035 28249329 27026562 X RARE IS A GLOBAL LEADER IN DRIVING SOCIAL CHANGE TO PROTECT THE ENVIRONMENT. WE HAVE HELPED THOUSANDS OF PEOPLE ACROSS HUNDREDS OF COMMUNITIES IN OVER 60 COUNTRIES SHIFT THEIR BEHAVIORS AND PRACTICES TO PROTECT THE NATURE THAT SUSTAINS THEIR LIVES, LIVELIHOODS, AND COMMUNITIES.RARE INSPIRES CHANGE SO PEOPLE AND NATURE THRIVE. USING INSIGHTS FROM BEHAVIORAL AND SOCIAL SCIENCE AND DESIGN THINKING, RARE EMPOWERS SHIFTS IN INDIVIDUAL AND COMMUNITY BEHAVIOR THAT BENEFIT PEOPLE AND NATURE. RARE TRAINS LOCAL LEADERS TO LEAD CHANGE, LEAVING A LEGACY OF INCREASED CAPACITY AND A SENSE OF OWNERSHIP, RESPONSIBILITY, AND PRIDE IN THE PROTECTION OF OUR SHARED ENVIRONMENT.TODAY, RARE IS MERGING DECADES OF EXPERIENCE FROM THE FRONTLINES OF CONSERVATION, STRONG GLOBAL PARTNERSHIPS AND EXPERTISE IN TRANSLATING BEHAVIORAL RESEARCH INTO ACTION TO BUILD THE SOCIAL, ECOLOGICAL AND POLITICAL NETWORKS TO SCALE OUR IMPACT ACROSS REGIONS, NATIONS AND THE WORLD. 0 0 10762967 167350 COASTAL FISHERIES MANAGEMENT - RARE'S FISH FOREVER PROGRAM IS A GLOBAL LEADER IN REDUCING COASTAL OVERFISHING AND REVITALIZING COASTAL FISHERIES. THROUGH A GLOBAL NETWORK OF 100 STAFF AND OVER 150 LOCAL PARTNERS, FISH FOREVER MOBILIZES AND STRENGTHENS COMMUNITY-LED MANAGEMENT OF COASTAL FISHERIES. FISH FOREVER'S REPLICABLE MODEL IS ROOTED IN BEHAVIORAL SCIENCE TO ENSURE PEOPLE-CENTERED STRATEGIES FOR PROMOTING RESPONSIBLE FISHING BEHAVIOR AMONG LOCAL FISHERS ENDURE. 7771915 122200 CLIMATE CULTURE - RARE'S CLIMATE CULTURE PROGRAM IS DESIGNED TO SHIFT THE SOCIAL NORMS AND EXPECTATIONS AROUND KEY INDIVIDUAL BEHAVIORS WITH THE GREATEST POTENTIAL FOR REDUCING CARBON EMISSIONS. THROUGH CLIMATE CULTURE, RARE EQUIPS AND ENGAGES THE COMMUNITIES, CREATORS, AND PARTNERS WHO HAVE THE POWER TO SHIFT CULTURE WITH INSIGHTS AND TOOLS TO MAKE A CLIMATE-FRIENDLY LIFESTYLE MORE POPULAR, APPEALING, AND EASIER TO ADOPT. CLIMATE CULTURE'S ENTERTAINMENT LAB IS PARTNERING WITH MAJOR HOLLYWOOD STUDIOS TO ADD CLIMATE-FOCUSED "BEHAVIOR PLACEMENT" INTO STORYLINES OF MAINSTREAM SHOWS AND FILMS WHILE BUILDING PATHWAYS THROUGH IMPACT MARKETING TO DRIVE AUDIENCES FROM SCREEN TO ACTION. OUR SOCIAL MEDIA LAB DESIGNS AND TESTS EFFECTIVE CLIMATE SOLUTION MESSAGING AND CAMPAIGNS ON SOCIAL MEDIA, THEN WORKS WITH CREATORS, PARTNERS, AND PLATFORMS WITH THE SOCIAL FOLLOWING TO SHIFT NORMS EFFECTIVELY. CLIMATE CULTURE COMMUNITY IS WORKING IN BOSTON, MASSACHUSETTS, TO ENSURE THE CLEAN ENERGY REVOLUTION IS ACCESSIBLE TO ALL. RARE DESIGNED AND MAINTAINS AN ONGOING CLIMATE CULTURE INDEX TO STUDY HIGH-IMPACT BEHAVIORS INCLUDING THE CONSUMER BEHAVIORS INCENTIVIZED BY THE INFLATION REDUCTION ACT. 4548241 10200 CONSERVATION FINANCE - WHERE TRADITIONAL FINANCIAL APPROACHES AND INSTRUMENTS FAIL, INNOVATIVE FINANCE BRIDGES THE GAP. RARE'S INNOVATIVE FINANCE BUILDS RESILIENCE TO BOTH FINANCIAL SHOCKS AND CLIMATE CHANGE IN UNDERSERVED, RURAL, AND REMOTE COMMUNITIES. THE PROGRAM USES A THREE-PRONGED APPROACH TO PROTECT VITAL ECOSYSTEMS AND BENEFIT LOCAL ECONOMIES, BY DE-RISKING INVESTMENTS, ADVANCING NATURE-BASED SOLUTIONS, AND BUILDING SUSTAINABLE LOCAL ECONOMIES WITH PATHWAYS TO THE FORMAL ECONOMY. 2554193 21819 399699 CENTER FOR BEHAVIOR AND THE ENVIRONMENT 2554193 21819 399699 25637316 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 X 93 0 1 102 1 1 1 1 MX CH RP ID BR MZ CO GM HO 0 0 0 0 0 0 0 0 0 0 X 23 22 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 AK AL AR AZ CA CO CT DC DE FL GA HI IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN VA VT WA WI WV WY X X CATHERINE STEWART 7035225070 1310 NORTH COURTHOUSE RD 110 ARLINGTON VA 22201 BRETT JENKS CEO 40.00 X X 547761 0 113867 DOROTHY BATTEN CHAIR 3.50 X X 0 0 0 LIZANNE GALBREATH TREASURER 2.50 X X 0 0 0 TOM PATTERSON VICE CHAIR 2.50 X X 0 0 0 SARAH STEIN GREENBERG SECRETARY 2.50 X X 0 0 0 SCOTT AMERO TRUSTEE 2.50 X 0 0 0 GUILHERME AZEVEDO TRUSTEE 2.50 X 0 0 0 NANCY MACKINNON TRUSTEE 2.50 X 0 0 0 MICHAEL BONNEY TRUSTEE 2.50 X 0 0 0 KATHY BAIRD TRUSTEE 2.50 X 0 0 0 MEHRDAD BAGHAI TRUSTEE 2.50 X 0 0 0 AMY MARGERUM BERG TRUSTEE 2.50 X 0 0 0 BRUCE BOYD TRUSTEE 2.50 X 0 0 0 LINCOLN BROWN TRUSTEE 2.50 X 0 0 0 RANDY BROWN TRUSTEE 2.50 X 0 0 0 STEVE GAINES TRUSTEE 2.50 X 0 0 0 ALICE FARMER TRUSTEE 2.50 X 0 0 0 AVI S GARBOW TRUSTEE 2.50 X 0 0 0 JOHN MARSHALL TRUSTEE 2.50 X 0 0 0 CARLOS ALVARADO QUESADA TRUSTEE 2.50 X 0 0 0 ED SOULE TRUSTEE 2.50 X 0 0 0 KAREN TOLIVER TRUSTEE 2.50 X 0 0 0 ELKE WEBER TRUSTEE 2.50 X 0 0 0 CALEB MCCLENNEN PRESIDENT (BEG 10/22) 40.00 X 95527 0 4902 KAREN ZIFFER CHIEF DEV. OFFICER (THRU 7/7/23) 40.00 X 347489 0 92383 NIELS CRONE CHIEF OPERATING OFFICER 40.00 X 305484 0 80664 BRANDON SCHAUER SR. VICE PRESIDENT 40.00 X 255326 0 52724 CARYN PERRELLI SR. VICE PRESIDENT 40.00 X 253273 0 47758 ANNA T BARTLETT VICE PRESIDENT 40.00 X 196234 0 53908 KEVIN GREEN VICE PRESIDENT 40.00 X 190824 0 47141 RAQUEL TIRONA MANAGING DIRECTOR 40.00 X 173031 0 13417 ANDREW SIMPSON VICE PRESIDENT 40.00 X 221871 0 42136 BARBARA BETTS VICE PRESIDENT 40.00 X 230235 0 27897 ESTEBAN CHAVARRIA VICE PRESIDENT 40.00 X 199884 0 47840 RENEE CARSTENSEN VICE PRESIDENT 40.00 X 207710 0 35865 TRACY NUGENT VICE PRESIDENT 40.00 X 187011 0 37814 3411660 0 698316 48 0 1 0 DELIBERATE CAPITAL LLC 819 QUINCY ST ARLINGTON VA 22204 MANAGEMENT SERVICES FOR MELOY FUND LP 1110414 MAIN STREET ONE INC 85 BEDFORD ST NEW YORK NY 10014 AD PLACEMENT SERVICES 548814 DALBERG CONSULTING US LLC 155 WEST 23RD STREET NEW YORK NY 10011 FISHERIES CONSULTING 453000 KITO GLOBAL 32 MADISON ST NEWBURY MA 019503138 MANAGING CARBON CATCH & CLIMATE PROJECTS 365856 LATHROP GPM PO BOX 7410148 CHICAGO IL 606740148 LEGAL CONSULTANT 198562 9 28724191 125296 28724191 PROGRAM SERVICES 900099 399699 399699 399699 450768 450768 105368 630060 -524692 -524692 -524692 745388 777253 -31865 -31865 -31865 GAIN ON INSURANCE PROC 900099 1000000 1000000 MANAGEMENT FEE REVENUE 541610 822304 822304 OTHER REVENUE 900099 21204 21204 1843508 30861609 399699 822304 915415 X 166169 166169 155400 155400 4009548 2966585 367986 674977 11566870 9258513 1229875 1078482 1099463 859209 120690 119564 3009487 2364263 308387 336837 1252429 992307 128500 131622 396686 219426 177260 299383 299383 44550 44550 9995 9995 5354955 4762164 340227 252564 1045289 1045289 252447 184698 58265 9484 624164 472330 140733 11101 773273 375728 218151 179394 1143245 1037759 30913 74573 555742 555742 5573 5573 26824 26824 139220 75287 63933 PERMITS, LICENSES & TAX 75912 54816 19084 2012 PROFESSIONAL DEVELOP. 59650 41508 4401 13741 BANK FEES 11062 11062 32077336 25637316 3555669 2884351 3032556 6195190 8211000 3601555 15693306 17066744 228619 0 1001804 641524 1117844 1104730 39938 13114 8782745 9023202 1334004 3986268 38323972 40527597 3530005 4066535 4433527 5027335 2111111 4407165 10074643 13501035 X 11938258 10300594 16311071 16725968 28249329 27026562 38323972 40527597 X -1215727 228676 -235716 X X 0 1 X 1 1 1 X 36591756 21067563 36301044 23935744 28724191 146620298 36591756 21067563 36301044 23935744 28724191 146620298 46947056 99673242 855596 422309 309921 404457 556136 2548419 415559 79698 7303 1021204 1523764 150692481 2884759 0.66140 0.62170 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2019 AMOUNT: $ 415,559. 2020 AMOUNT: $ 79,698. 2021 AMOUNT: $ 7,303. 2022 AMOUNT: $ 1,021,204. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 44550 44550 0 PART II-B, LINE 1: INITIATIVES ON CLIMATE CHANGE AND FISHERIES MANAGEMENT TO INFLUENCE CURRENT LEGISLATION 258515 257837 678 445989 445095 894 413340 401798 11542 13114 DEFERRED COMPENSATION ASSET 1344193 ACCRUED INTEREST RECEIVABLE 25764 RIGHT OF USE ASSET 2616311 3986268 DEFERRED COMPENSATION LIABILITY 1344193 LEASE LIABILITIES 3062972 4407165 X 42873111 228676 1127347 10035414 11391437 31481674 9995 -630060 -620065 30861609 34021817 1127347 197069 1324416 32697401 9995 -630060 -620065 32077336 PART X, LINE 2: RARE IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC). RARE IS SUBJECT TO UNRELATED BUSINESS INCOME TAXES UNDER SECTION 511 OF THE IRC; HOWEVER, IN THE OPINION OF MANAGEMENT, NO PROVISION FOR INCOME TAXES IS REQUIRED TO BE MADE. RARE FOLLOWS THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, RARE MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES AND ACCOUNTING IN INTERIM PERIODS. AS OF SEPTEMBER 30, 2023, RARE HAD NO CUMULATIVE UNRELATED BUSINESS TAXABLE LOSS. MANAGEMENT EVALUATED RARE'S TAX POSITIONS AND CONCLUDED THAT RARE HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, RARE IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: PORTFOLIO INTEREST MELOY FUND I LP INCLUDED IN CONSOL. FINANCIAL STATEMENT 415,619. CHANGE IN UNREALIZED LOSS ON PRIVATELY HELD SECURITIES 3,767,684. REALIZED LOSS ON PRIVATELY HELD SECURITIES -13,157. CONTRIBUTIONS BY LIMITED PARTNERS 6,687,572. ELIMINATION ENTRY INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS -822,304. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN PART VIII -630,060. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF MELOY FUND I LP INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 1,255,089. ELIMINATION ENTRY INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS -822,304. CONTINGENT LOSS -235,716. PART XII, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN PART VIII -630,060. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 1 5 FUNDRAISING 1025000 EUROPE (INCLUDING ICELAND & GREENLAND) 1 5 GRANT TO RECIPIENTS LOCATED IN REGION 8651 SUB-SAHARAN AFRICA 1 11 GRANT TO RECIPIENTS LOCATED IN REGION 13099 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANT TO RECIPIENTS LOCATED IN REGION 47500 EAST ASIA AND THE PACIFIC 2 65 GRANT TO RECIPIENTS LOCATED IN REGION 67389 SOUTH AMERICA 2 30 GRANT TO RECIPIENTS LOCATED IN REGION 13761 MIDDLE EAST AND NORTH AFRICA 0 0 GRANT TO RECIPIENTS LOCATED IN REGION 5000 SOUTH AMERICA 2 30 PROGRAM SERVICES COASTAL FISHERIES MANAGEMENT IN BRAZIL 2003900 SOUTH AMERICA 2 30 PROGRAM SERVICES LANDS FOR LIFE 1800000 CENTRAL AMERICA AND THE CARIBBEAN 1 4 PROGRAM SERVICES COASTAL FISHERIES MANAGEMENT IN HONDURAS 1695000 EAST ASIA AND THE PACIFIC 2 65 PROGRAM SERVICES COASTAL FISHERIES MANAGEMENT IN PHILIPPINES AND INDONESIA 4381000 SUB-SAHARAN AFRICA 1 11 PROGRAM SERVICES TRAINING AND COMMUNITY ORGANIZING FOR CONSERVATION OF COASTAL FISHERIES IN MOZAMBIQUE 1976138 9 146 6 110 15 256 3184300 9852138 13036438 EAST ASIA AND THE PACIFIC COMMUNITY-BASED SUSTAINABLE SEAWEED FARMING IN ZAMBOANGA SIBUGAY PROVINCE DEVELOPMENT OF A PRICE DIFFERENTIATION MECHANISM WITH OFFTAKER TRAINING AND IMPLEMENTATION OF SUSTAINABLE SEAWEED FARMING PRACTICES STRENGTHENING OF FINANCIAL, BUSINESS, AND ORGANIZATIONAL MANAGEMENT CAPACITY OF COMFAS ESTABLISHMENT OF NURSERIES ADMINISTRATION OF LOAN FACILITY FOR COMFAS TO FINANCE VALUE CHAIN UPGRADES 10204 BANK WIRE 10000 MATERIALS AND SUPPLIES FMV SUB-SAHARAN AFRICA MARKET STUDY AND VALUE CHAIN ANALYSIS FOR MOZAMBIQUE COASTAL FISHERIES 13099 BANK WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN HONDURAS SEAGRASS AND MANGROVE RESTORATION DIAGNOSIS CENTRO DE ESTUDIOS MARINOS 47500 BANK WIRE 0 EAST ASIA AND THE PACIFIC FACILITATE AND COORDINATE CAPACITY-BUILDING ACTIVITIES WITH AND IN SUPPORT OF LOCAL PARTNERS: FACILITATE SELECTION OF SITES AND HELP SECURE BUY-IN FROM LOCAL GOVERNMENTS, SUPPORT SITE IMPLEMENTATION IN POHNPEI BY PARTICIPATING IN KEY F4R ACTIVITIES AND INTEGRATING APPROACHES WITH OTHER ONGOING PROJECTS WHERE APPROPRIATE. ASSIST PARTNERS WITH ORGANIZATIONAL PLANNING, LEADERSHIP AND TECHNICAL TRAINING AS APPLICABLE 52185 BANK WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) SUPPORT FOR PROJECTS THAT PROVIDE NOVEL INSIGHT INTO HOW BEHAVIORAL INSIGHTS MAY BE APPLIED IN DRIVING ENVIRONMENTAL IMPACTS 8651 BANK WIRE 0 4 6 0 0 1 0 0 0 PART I, LINE 2: THE PROCESS FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES INVOLVES SITE VISITS, FREQUENT CORRESPONDENCE WITH GRANTEE, MONTHLY FINANCIAL AND NARRATIVE PROGRESS REPORTS THAT SUPPORTS THE CONTRACT AGREEMENT, AND EXAMINATION OF INVOICES AND EXPENSE RECEIPTS. PART I, LINE 3: THE ORGANIZATION USES GAAP TO REPORT EXPENDITURES IN FOREIGN REGIONS. PART III ACCOUNTING METHOD: 1 BLUE SOURCE LLC 2825 E COTTONWOOD PKWY SALT LAKE CITY CT 84121 870676638 21750 0 CARBON OFFSETS THE NATURE CONSERVANCY 4245 NORTH FAIRFAX DRIVE SUITE 100 ARLINGTON VA 22203 530242652 501(C)(3) 85639 0 COOPERATIVE AGREEMENT FROM SECRETARY OF STATE FOR FOREING COMMONWEALTH AND DEVELOPMENT AFFAIRS, FCDO UK PACT FUNDING FOR THE PROJECT "CO2000917 ADOPTING NEW TECHNOLOGY, MINDSETS, AND PRACTICES TO TRANSFORM COLOMBIA'S AGRICULTURAL SECTOR" WILDAID INC 333 PINE STREET 300 SAN FRANCISCO CA 94104 203644441 501(C)(3) 37500 0 ADVANCING RIGHTS BASED CO-MANAGEMENT OF COASTAL FISHERIES IN FMA PHILIPPINES EVERLAND LLC 82 NASSAU STREET SUITE 60337 NEW YORK NY 10038 812487214 9600 0 CARBON OFFSETS 2 2 PART I, LINE 2: THE PROCESS FOR MONITORING THE USE OF GRANT FUNDS INSIDE OF THE UNITED STATES INCLUDES SITE VISITS, FREQUENT CORRESPONDENCE WITH GRANTEES, EXAMINATION OF EXPENDITURES, PERIODIC FINANCIAL AND NARRATIVE PROGRESS REPORTS THAT SUPPORTS THE CONTRACT AGREEMENT. X 1 1 X X X X 0 1 0 0 0 0 0 0 0 BRETT JENKS CEO 412786 0 49500 0 85475 0 80225 0 33642 0 661628 0 0 0 KAREN ZIFFER CHIEF DEV. OFFICER (THRU 7/7/23) 207162 0 28829 0 111498 0 55366 0 37017 0 439872 0 0 0 NIELS CRONE CHIEF OPERATING OFFICER 272706 0 25920 0 6858 0 50249 0 30415 0 386148 0 0 0 BRANDON SCHAUER SR. VICE PRESIDENT 227524 0 26641 0 1161 0 16660 0 36064 0 308050 0 0 0 CARYN PERRELLI SR. VICE PRESIDENT 222786 0 28401 0 2086 0 14344 0 33414 0 301031 0 0 0 ANDREW SIMPSON VICE PRESIDENT 197940 0 22952 0 979 0 14292 0 27844 0 264007 0 0 0 BARBARA BETTS VICE PRESIDENT 204720 0 24508 0 1007 0 11427 0 16470 0 258132 0 0 0 ANNA T BARTLETT VICE PRESIDENT 176085 0 19751 0 398 0 12110 0 41798 0 250142 0 0 0 ESTEBAN CHAVARRIA VICE PRESIDENT 182829 0 16459 0 596 0 13433 0 34407 0 247724 0 0 0 RENEE CARSTENSEN VICE PRESIDENT 182530 0 24792 0 388 0 12681 0 23184 0 243575 0 0 0 KEVIN GREEN VICE PRESIDENT 168842 0 21656 0 326 0 12478 0 34663 0 237965 0 0 0 TRACY NUGENT VICE PRESIDENT 171997 0 14190 0 824 0 12492 0 25322 0 224825 0 0 0 RAQUEL TIRONA MANAGING DIRECTOR 157715 0 15316 0 0 0 0 0 13417 0 186448 0 0 0 PART I, LINE 1A RARE RECOGNIZES THAT IN SOME CASES THE BENEFITS OF BUSINESS CLASS AIR TRAVEL MAY JUSTIFY THE ADDITIONAL EXPENSE, ESPECIALLY FOR THOSE STAFF WHO TRAVEL LONG DISTANCES EXTENSIVELY AND FREQUENTLY. PERMISSIBLE UPGRADES INCLUDE ONE CLASS FROM ECONOMY TO BUSINESS WHEN FLYING OVERNIGHT OR CONTINUOUS TRAVEL OVER 12 HOURS AND UPGRADE TO ECONOMY PLUS WHEN FLYING CONTINUOUS OVER 6 HOURS. THIS APPLIES ONLY TO EMPLOYEES THAT ARE EXPECTED TO TRAVEL 75,000 MILES OR MORE IN A 12 MONTH PERIOD OR HAVE A MEDICAL CONDITION WARRANTING ACCOMMODATION CONSIDERATIONS. THESE AMOUNTS ARE NOT TAXABLE. PART I, LINE 4B IN 2011, UPON BOARD APPROVAL, RARE ESTABLISHED A NON-QUALIFIED DEFERRED COMPENSATION PLAN, A 457(F) PLAN FOR CERTAIN KEY EMPLOYEES. FOR THE YEAR ENDING DECEMBER 31, 2022 THE PLAN MADE CONTRIBUTIONS AS FOLLOWS: BRETT JENKS - $52,000 KAREN ZIFFER - $34,776 NIELS CRONE - $32,197 THIS AMOUNT HAS BEEN INCLUDED IN SCHEDULE J, PART II, COLUMN (C), RETIREMENT AND OTHER DEFERRED COMPENSATION AMOUNTS. PART I, LINE 7 THE EMPLOYEE COMPENSATION STRUCTURE INCLUDES AN ANNUAL BONUS AMOUNT THAT IS BASED ON ANNUAL INDIVIDUAL PERFORMACE GOALS AND ORGANIZATIONAL GOALS. X 5 125296 FMV 0 0 1 0 PART I, COLUMN (B): REPORTING THE NUMBER OF CONTRIBUTIONS FORM 990, PART I, LINE 1 RARE IS THE LEADING BEHAVIOR CHANGE ORGANIZATION IN CONSERVATION AND SUSTAINABLE DEVELOPMENT. IN OUR MORE THAN FOUR DECADES OF WORK, RARE HAS LAUNCHED OVER 450 BEHAVIOR CHANGE CAMPAIGNS (KNOWN AS "PRIDE") IN MORE THAN 60 COUNTRIES, INSPIRING LOCAL COMMUNITIES TO ADOPT MORE SUSTAINABLE FISHING HABITS, END DEFORESTATION, PRESERVE HABITAT, AND SAVE SPECIES. PRIDE INCREASES AND ACCELERATES THE ADOPTION OF CONSERVATION SOLUTIONS - AND THE CHANGE LASTS. RARE'S PEOPLE-CENTERED, PARTICIPATORY APPROACH TO CONSERVATION EMPOWERS LOCAL LEADERS AND ELEVATES THE ROLE OF FISHERS, FARMERS, AND OTHER PEOPLE WHO DEPEND ON NATURE IN LOCAL DECISION-MAKING AND GOVERNANCE. THIS COMMUNITY-LED APPROACH IS BUOYED BY PARTNERSHIPS WITH OFFICIALS AT ALL LEVELS OF GOVERNMENT FROM MAYORS TO MINISTERS AND WITH PUBLIC AND PRIVATE INSTITUTIONS, UNIVERSITIES AND OTHER ORGANIZATIONS CAPABLE OF REMOVING BARRIERS AND PAVING THE WAY FOR ENDURING SOLUTIONS. FORM 990, PART I, LINE 5: PART I, LINE 5 ONLY REFLECTS THE NUMBER OF EMPLOYEES RECEIVING FORM W-2 (102). THE TOTAL NUMBER OF WORLDWIDE EMPLOYEES IS 211. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE REVIEWS AND APPROVES THE FORM 990. ALL BOARD MEMBERS ARE GIVEN A COPY OF THE FORM 990 BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C UPON JOINING, STAFF AND BOARD MEMBERS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT INDICATING THE CAPACITY IN WHICH YOU ARE SERVING THE ORGANIZATION, ANY AFFILIATIONS WITH RARE'S BUSINESS PARTNERS, OR ANY BENEFIT GAINED THROUGH A RARE BUSINESS TRANSACTION. DETAILED INFORMATION ON ANY SUCH POTENTIAL CONFLICT MUST BE FULLY DISCLOSED ON THE FORM. ANNUALLY, STAFF AND BOARD MEMBERS ARE REQUIRED TO PROVIDE ANY UPDATES. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, RARE STAFF COMPILES MARKET COMPENSATION DATA FROM COMPENSATION SURVEYS. RARE HIRES AN EXTERNAL COMPENSATION FIRM TO REVIEW THE COMPENSATION OF THOSE IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE WITH RESPECT TO RARE'S BUSINESS AFFAIRS. THE EXTERNAL COMPENSATION FIRM PROVIDES THE CEO, THE CHAIRPERSON OF THE BOARD AND THE FINANCE AND HR BOARD COMMITTEE WITH A REPORT THAT PROVIDES MARKET INFORMATION FOR EACH ROLE. THE FIRM ALSO PROVIDES AN OPINION ON THE REASONABLENESS OF THE CEO'S COMPENSATION. THE BOARD CHAIRPERSON AND THE FINANCE AND HR BOARD COMMITTEE MEETS WITH THE EXTERNAL COMPENSATION FIRM AND REVIEWS THE REPORT, INFORMATION, AND ANALYSIS. THE CEO REVIEWS THE COMPENSATION ADJUSTMENTS RECOMMENDED WITH THE FINANCE AND HR COMMITTEE. THE BOARD CHAIRPERSON AND THE FINANCE AND HR COMMITTEE DETERMINES A COMPENSATION ADJUSTMENT FOR THE CEO, BASED ON THE INFORMATION PROVIDED BY THE OUTSIDE FIRM, AS WELL AS THE CEO AND RARE'S BUSINESS PERFORMANCE FOR THE YEAR. FORM 990, PART VI, SECTION C, LINE 19 RARE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 4,762,164. MANAGEMENT AND GENERAL EXPENSES 340,227. FUNDRAISING EXPENSES 252,564. TOTAL EXPENSES 5,354,955. FORM 990, PART XI, LINE 9: CONTINGENT LOSS -235,716. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. 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