2024-11-08T15:46:22-06:00 2024-06-30 541631262 KEITER STEPHENS HURST GARY & SHREAVES 4401 DOMINION BLVD GLEN ALLEN VA 23060 990 2023-07-01 474815851 VCU INVESTMENT MANAGEMENT COMPANY VCUI 8047293560 413 STUART CIRCLE 210 RICHMOND VA 23220 MICHAEL PELTIER SECRETARY 8047293560 2024-11-08 1 1 VIRGINIA R BELCHER P00421964 8047470000 2023 2024-10-15 13:58:12Z NANCY C EVERETT 413 STUART CIRCLE 210 RICHMOND VA 23220 3749291 0 X WWW.VCIMCO.COM X 2015 VA TO PROVIDE INVESTMENT AND INVESTMENT MANAGEMENT AND RELATED SERVICES TO THE RECTOR AND THE BOARD OF VISITORS OF VIRGINIA COMMONWEALTH UNIVERSITY (VCU), AND/OR TO THE PRIVATE AND INDEPENDENT FOUNDATIONS AND OTHER ENTITIES AFFILIATED WITH VCU OPERATING IN SUPPORT OF ITS MISSION. 12 12 11 12 0 0 0 0 3526714 3707680 9942 41564 135 47 3536791 3749291 0 0 0 0 2848345 2817133 0 0 0 677259 753124 3525604 3570257 11187 179034 3192952 3515444 1518570 1662028 1674382 1853416 X TO PROVIDE INVESTMENT AND INVESTMENT MANAGEMENT AND RELATED SERVICES TO THE RECTOR AND THE BOARD OF VISITORS OF VIRGINIA COMMONWEALTH UNIVERSITY (VCU), AND/OR TO THE PRIVATE AND INDEPENDENT FOUNDATIONS AND OTHER ENTITIES AFFILIATED WITH VCU OPERATING IN SUPPORT OF ITS MISSION. 0 0 3244324 3749291 INVESTMENT MANAGEMENT SERVICES 3244324 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 11 0 1 11 1 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 1 0 1 1 0 0 1 1 1 0 0 0 1 1 0 VA X THE ORGANIZATION 8047293560 413 STUART CIRCLE SUITE 210 RICHMOND VA 23220 PETER FARRELL TRUSTEE/DIRECTOR 1.00 X 0 0 0 JONATHAN C ROBERTS TRUSTEE/DIRECTOR 1.00 X 0 0 0 STEVEN HENDERSON TRUSTEE/DIRECTOR 1.00 X 0 0 0 JEAN MCGOWAN TRUSTEE/DIRECTOR 1.00 X 0 0 0 PALMER GARSON TRUSTEE/DIRECTOR 1.00 X 0 0 0 BRIAN HIESTAND TRUSTEE/DIRECTOR 1.00 X 0 0 0 JEFF M LACKER TRUSTEE/DIRECTOR 1.00 X 0 0 0 NAN LEAKE TRUSTEE/DIRECTOR 1.00 X 0 0 0 FRED TATTERSALL TRUSTEE/DIRECTOR 1.00 X 0 0 0 JANE WATKINS TRUSTEE/DIRECTOR 1.00 X 0 0 0 JOHN LUKE JR CHAIRMAN 1.00 X 0 0 0 CHARLES JOHNSON BOARD VICE CHAIR 1.00 X 0 0 0 MICHAEL PELTIER COO & SECRETARY 40.00 X 365050 0 41321 NANCY C EVERETT CEO 40.00 X 112112 0 25541 BRUCE MACDONALD CIO 40.00 X 917100 0 41321 PHIL KEEFE MANAGING DIRECTOR 40.00 X 353671 0 0 SARAH KHOURI VICE PRESIDENT 40.00 X 123969 0 13472 MARGARET MILLHISER DIRECTOR 40.00 X 349000 0 41321 2220902 0 162976 6 0 1 0 0 MANAGEMENT FEES 523940 3707680 3707680 3707680 41564 41564 MISCELLANEOUS REVENUE 900099 47 47 47 3749291 3707727 0 41564 2323595 2162598 160997 383573 356996 26577 109965 102346 7619 22186 15657 6529 27400 19337 8063 81443 57476 23967 5363 4541 822 24888 21072 3816 88401 81653 6748 202264 202264 3435 2908 527 15608 14527 1081 65801 65801 DUES AND SUBSCRIPTIONS 159367 152067 7300 PAYROLL ADMIN CHARGE 31540 29355 2185 COMPUTER EQUIPMENT 11602 9823 1779 EMPLOYEE MEALS 5836 4941 895 7990 6763 1227 3570257 3244324 325933 0 1105547 1398532 1025896 1067460 463169 528392 39235 39530 137728 55196 98140 82532 460965 398998 3192952 3515444 1035850 1237874 482720 424154 1518570 1662028 X 1674382 1853416 1674382 1853416 3192952 3515444 179034 0 X 0 1 X 1 0 X X 1 VIRGINIA COMMONWEALTH UNIVERSITY 546001758 2 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 SCHEDULE A, PART IV, SECTION B, LINE 1: THE TAXPAYER IS UNDER THE DIRECTION OF, AND IS ACCOUNTABLE AND RESPONSIBLE TO, THE RECTOR AND THE BOARD OF VISITORS OF VIRGINIA COMMONWEALTH UNIVERSITY ("VCU"), A PUBLIC INSTITUTION OF HIGHER EDUCATION AND GOVERNMENTAL ENTITY OF THE COMMONWEALTH OF VIRGINIA, AND TO OTHER NONPROFIT ENTITIES AFFILIATED WITH VCU AND OPERATING IN SUPPORT OF ITS EDUCATIONAL MISSION, SUCH AS THE VCU HEALTH SYSTEM AUTHORITY. VCU, ITS PRESIDENT AND THE HEALTH SYSTEM AUTHORITY APPOINT FIVE MEMBERS OF THE BOARD OF DIRECTORS, AND THOSE DIRECTORS APPOINT THE REMAINING MEMBERS TO THE BOARD. THOSE APPOINTED MEMBERS ALSO CONSTITUTE A MAJORITY OF THE BOARD COMMITTEE RESPONSIBLE FOR APPOINTING THE REMAINING INDEPENDENT BOARD MEMBERS, WHO MUST IN TURN BE APPROVED BY TWO-THIRDS OF THE ENTIRE BOARD. SCHEDULE A, PART IV, SECTION B, LINE 2: THE TAXPAYER IS UNDER THE DIRECTION OF, AND IS ACCOUNTABLE AND RESPONSIBLE TO, THE RECTOR AND THE BOARD OF VISITORS OF VIRGINIA COMMONWEALTH UNIVERSITY ("VCU"), A PUBLIC INSTITUTION OF HIGHER EDUCATION AND GOVERNMENTAL ENTITY OF THE COMMONWEALTH OF VIRGINIA AND TO OTHER NONPROFIT ENTITIES AFFILIATED WITH VCU AND OPERATING IN SUPPORT OF ITS EDUCATIONAL MISSION, SUCH AS THE VCU HEALTH SYSTEM AUTHORITY. IN ADDITION, THE TAXPAYER PROVIDES SERVICES TO THE OTHER VCU RELATED FOUNDATIONS THAT DO NOT HAVE ANY AUTHORITY TO APPOINT MEMBERS TO THE BOARD. 69946 15821 54125 14862 9603 5259 52920 29772 23148 82532 OPERATING LEASE RIGHT-OF-USE ASSET 398688 OTHER ASSETS 310 398998 OPERATING LEASE LIABILITY - CURRRENT 63426 OPERATING LEASE LIABILITY - LONG TERM 360728 424154 X 3749291 0 3749291 0 3749291 3570257 0 3570257 0 3570257 PART X, LINE 2: THE COMPANY HAS ADOPTED FINANCIAL REPORTING GUIDANCE RELATED TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD THAT A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE COMPANY'S FINANCIAL STATEMENTS. THE GUIDANCE ALSO PROVIDES CRITERIA ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE AND TRANSITION. THE COMPANY DISCLOSES THE EXPECTED FUTURE TAX CONSEQUENCES OF UNCERTAIN TAX POSITIONS PRESUMING THE TAXING AUTHORITIES' FULL KNOWLEDGE OF THE FACTS AND THE COMPANY'S POSITION, AND RECORDS UNRECOGNIZED TAX BENEFITS OR LIABILITIES FOR KNOWN, OR ANTICIPATED TAX ISSUES BASED ON THE COMPANY'S ANALYSIS OF WHETHER ADDITIONAL TAXES WOULD BE DUE TO THE AUTHORITY GIVEN THEIR FULL KNOWLEDGE OF THE TAX POSITION. THE COMPANY HAS COMPLETED ITS ASSESSMENT AND DETERMINED THAT THERE ARE NO TAX POSITIONS WHICH WOULD REQUIRE RECOGNITION. THE COMPANY IS NOT CURRENTLY UNDER AUDIT BY ANY TAX JURISDICTION. X X X 0 0 0 0 0 0 0 0 0 BRUCE MACDONALD CIO 468600 0 448500 0 0 0 0 0 41321 0 958421 0 0 0 MICHAEL PELTIER COO & SECRETARY 234250 0 130800 0 0 0 0 0 41321 0 406371 0 0 0 MARGARET MILLHISER DIRECTOR 227800 0 121200 0 0 0 0 0 41321 0 390321 0 0 0 PHIL KEEFE MANAGING DIRECTOR 232471 0 121200 0 0 0 0 0 0 0 353671 0 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNANCE COMMITTEE OF THE BOARD PRESENTS POTENTIAL CANDIDATES FOR BOARD MEMBERSHIP TO THE GOVERNING BOARD. THE GOVERNING BOARD HAS THE POWER TO ELECT OR APPOINT MEMBERS TO THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS DISTRIBUTED TO THE BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION OBTAINS PEER SURVEY DATA OF SIMILAR SIZE ORGANIZATIONS THROUGH THIRD PARTY VENDORS TO GATHER COMPARABLE COMPENSATION INFORMATION. THE COMPENSATION COMMITTEE, A SUB-COMMITTEE OF THE BOARD, MAKES A RECOMMENDATION TO THE BOARD WITH RESPECT TO THE CEO'S COMPENSATION. THE COMPENSATION COMMITTEE ALSO DETERMINES AND APPROVES THE COMPENSATION LEVELS (INCLUDING ANY INCENTIVE AWARDS AND ANY MATERIAL PREREQUISITES) FOR ALL OTHER KEY EXECUTIVES AS THE COMMITTEE OR BOARD MAY FROM TIME TO TIME DETERMINE TO BE APPROPRIATE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. RAM FUND GP LLC 413 STUART CIRCLE RICHMOND VA 23220 384086388 GP OF INVESTMENT PARTNERSHIP VA 0 0 VCU INVESTMENT MANAGEMENT CO RAM PRIVATE ASSET FUND GP LLC 413 STUART CIRCLE RICHMOND VA 23220 320571801 GP OF INVESTMENT PARTNERSHIP VA 0 0 VCU INVESTMENT MANAGEMENT CO