2024-11-07T14:52:32-06:00 2023-12-31 991856619 GRANT THORNTON ADVISORS LLC 53 STATE STREET SUITE 1600 BOSTON MA 02109 990 2023-01-01 367041538 NAVISTAR INC RETIREE HEALTH BENEFIT TRUST NAVI 3313325000 2701 NAVISTAR DRIVE LISLE IL 60532 ROSE MURTAUGH VP - GLOBAL HR 3313325000 2024-11-07 1 1 ERIN COUTURE P01390592 6177237900 2023 2024-10-15 13:58:12Z THE NORTHERN TRUST COMPAN PO BOX 804358 CHICAGO IL 60680 126808848 0 X N/A X 1993 IL TO PROVIDE RETIREE HEALTH AND LIFE INSURANCE BENEFITS FOR ITS MEMBERS. 1 0 0 0 3170 0 0 0 50835486 31496143 7785947 13450180 18995 112637 58640428 45058960 0 0 67907522 82229608 235926 232425 0 0 0 3096197 3016460 71239645 85478493 -12599217 -40419533 336504470 307228448 4168380 8907582 332336090 298320866 TO PROVIDE RETIREE HEALTH AND LIFE INSURANCE BENEFITS FOR ITS MEMBERS. 0 0 TO PROVIDE RETIREE HEALTH AND LIFE INSURANCE BENEFITS FOR ITS MEMBERS. 0 0 0 0 0 0 0 0 0 0 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 X 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X NAVISTAR INC 3313325000 2701 NAVISTAR DRIVE LISLE IL 60532 THE NORTHERN TRUST COMPANY TRUSTEE 1.00 0.00 X 232425 0 0 232425 0 0 1 0 0 0 0 SPONSOR CONTRIBUTIONS 900099 30239599 30239599 PARTICIPANT CONTRIBUTIONS 900099 1256544 1256544 31496143 10302823 3170 10299653 84897245 81749888 3147357 3147357 3147357 MISCELLANEOUS 900099 112637 112637 112637 45058960 31496143 3170 13559647 82229608 232425 290334 2492446 INVESTMENT EXPENSES 171306 62374 85478493 123304262 95796055 121083444 123253349 51160495 40109703 40956269 48069341 336504470 307228448 2912615 5786449 1255765 3121133 4168380 8907582 X 332336090 298320866 0 0 0 0 332336090 298320866 336504470 307228448 -40419533 6404309 0 X 0 1 X 1 0 0 REAL ESTATE INVESTMENT TRUSTS 24750772 F HEDGE FUNDS 14589734 F INSURANCE-LINKED SECURITIES 722169 F PARTNERSHIPS 47028 F 40109703 MEDICARE D SUBSIDIES & REBATES 45561127 EMPLOYER CONTRIBUTION REC 1575650 ACCRUED INCOME 793764 DUE FROM CLAIMS ADMINISTRATOR 138800 48069341 ADJ TO CASH FOR PENDING TRANSACTION 3121133 3121133 X PART X, LINE 2: TEXT OF FOOTNOTE FROM ORGANIZATION'S FINANCIAL STATEMENTS THAT REPORTS THE ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 (ASC 740). NOTE G - TAX STATUS THE TRUSTS ESTABLISHED UNDER THE PLAN RECEIVED AN EXEMPTION LETTER FROM THE INTERNAL REVENUE SERVICE (IRS) DATED JUNE 14, 1993, STATING THAT THESE TRUSTS ARE TAX EXEMPT UNDER THE PROVISIONS OF SECTION 501(C)(9) OF THE INTERNAL REVENUE CODE (IRC). HOWEVER, AS A RESULT OF THE PLAN'S FUNDING POLICY, FROM TIME TO TIME THE TRUSTS MAY BE SUBJECT TO UNRELATED BUSINESS INCOME TAXES. NO FEDERAL OR STATE INCOME TAXES FOR UNRELATED BUSINESS TAXABLE INCOME HAVE BEEN RECORDED IN 2023. THE PLAN AND THE TRUSTS ARE REQUIRED TO OPERATE IN CONFORMITY WITH THE IRC TO MAINTAIN THE TAX-EXEMPT STATUS OF THE TRUSTS. THE PLAN SPONSOR BELIEVES THAT THE PLAN IS BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC AND, THEREFORE, BELIEVES THAT THE RELATED TRUSTS ARE TAX EXEMPT. US GAAP REQUIRES PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN AND HAS CONCLUDED THAT, AS OF DECEMBER 31, 2023 AND 2022, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY THE IRS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PROVIDED TO THE TRUSTEE FOR REVIEW AND CONCURRENCE PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY AND PROVIDES DOCUMENTATION TO EMPLOYEES THAT IS ALSO AVAILABLE THROUGH AN INTRANET SITE THAT EXPLAINS THE POLICY AND THE ACTIONS THAT ARE NECESSARY TO REPORT A BREACH OF THE POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION PROVIDES POLICY ELECTRONICALLY UPON REQUEST. NAVISTAR INC 2701 NAVISTAR DRIVE LISLE IL 60532 361264810 MANUFACTURING IL NAVISTAR INC C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1