2024-11-06T10:33:27-06:00 2024-06-30 273858252 DEAN DORTON ALLEN FORD PLLC 250 W MAIN STREET STE 1400 LEXINGTON KY 40507 990 2023-07-01 611034871 KENTUCKY THOROUGHBRED ASSOCIATION INC KENT 8593811414 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 8593811414 2024-10-29 1 0 ALLISON C CARTER P01242412 8592552341 2023 2024-10-15 13:58:12Z CHAUNCEY MORRIS 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 865826 0 X WWW.KTA-KTOB.COM X 1983 KY TO ADVERTISE, FOSTER AND PROMOTE THE THOROUGHBRED HORSE INDUSTRY 34 34 4 34 0 0 0 0 748454 800142 10080 42107 0 0 758534 842249 51500 51386 0 0 263101 292318 0 0 0 399992 516539 714593 860243 43941 -17994 920969 852998 98032 11288 822937 841710 TO ADVERTISE, FOSTER AND PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN THE COMMONWEALTH OF KENTUCKY 0 0 605489 51386 800142 KTA PROMOTED THE THOROUGHBRED HORSE INDUSTRY AND, IN GENERAL, ASSISTED, PROMOTED, AND ENCOURAGED COOPERATIVE EFFORT AMONG RACETRACKS, TRAINERS, AND OWNERS FOR THE BENEFIT OF THE INDUSTRY. 605489 0 0 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 2 0 1 4 1 0 0 0 0 0 0 0 0 X 34 34 1 0 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 X THE ORGANIZATION 8593811414 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 X CHRISTOPHER BAKER PRESIDENT 1.00 1.00 X 0 0 0 WALKER HANCOCK VICE PRESIDENT 1.00 1.00 X 0 0 0 BILL DAUGHERTY SECRETARY 1.00 1.00 X 0 0 0 DERMOT RYAN TREASURER 1.00 1.00 X 0 0 0 J STEPHEN HORN ASSISTANT TREASURER 1.00 1.00 X 0 0 0 JAMES E BAKER DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL BANAHAN DIRECTOR 1.00 1.00 X 0 0 0 CRAIG BANDOROFF DIRECTOR 1.00 1.00 X 0 0 0 PRICE BELL DIRECTOR 1.00 1.00 X 0 0 0 STUART E BROWN II DVM DIRECTOR 1.00 1.00 X 0 0 0 PATRICK COSTELLO DIRECTOR 1.00 1.00 X 0 0 0 THOMAS DRURY JR DIRECTOR 1.00 1.00 X 0 0 0 FERGUS GALVIN DIRECTOR 1.00 1.00 X 0 0 0 ANNE ARCHER HINKLE DIRECTOR 1.00 1.00 X 0 0 0 PAUL J MCGEE DIRECTOR 1.00 1.00 X 0 0 0 NEIL PESSIN DIRECTOR 1.00 1.00 X 0 0 0 KIM SMITH DIRECTOR 1.00 1.00 X 0 0 0 T WAYNE SWEEZEY DIRECTOR 1.00 1.00 X 0 0 0 JEFFERY D THORNBURY DIRECTOR 1.00 1.00 X 0 0 0 NED TOFFEY DIRECTOR 1.00 1.00 X 0 0 0 CLIFFORD BARRY DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 JAMES BELL DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 DARRELL BROWN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 WADDELL W HANCOCK II DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 NEIL HOWARD DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 WILLIAM LS LANDERS III DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 GARRETT O'ROURKE DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 FRANK PENN JR DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 R ALEX RANKIN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 DON M ROBINSON DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 FREDERICK J SEITZ DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 R ERIC WALDMAN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 JOSEPH SEITZ DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 BRAXTON LYNCH DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 20.00 20.00 X 130990 126990 40614 130990 126990 40614 1 0 1 0 0 PURSE INCOME 711210 637810 637810 DERBY TRAINERS EVENT 711110 129292 129292 MEMBERSHIP DUES 711210 33040 33040 800142 11471 11471 54213 23577 30636 30636 30636 842249 800142 0 42107 51386 51386 147473 64888 82585 108541 47758 60783 3736 1644 2092 17441 10505 6936 15127 7715 7412 25288 25288 21389 21389 4457 4457 93669 93669 22391 11421 10970 3765 3765 6264 3195 3069 31424 16026 15398 1927 983 944 5948 3646 2302 DERBY TRAINERS EXPENSE 187885 187885 NTRA SAFETY FIRST INITI 62500 62500 BACKSIDE PROGRAMS 27109 27109 DUES AND SUBSCRIPTIONS 16458 8394 8064 6065 3000 3065 860243 605489 254754 0 313775 320036 13427 11288 141576 136620 6883 4956 259634 179763 327250 336955 920969 852998 2523 95509 11288 98032 11288 X 814960 833733 7977 7977 822937 841710 920969 852998 -17994 36767 0 X X 0 1 X 1 0 1 0 1 33040 51632 -50892 740 16520 -15780 141576 136620 4956 4956 ISHARES TR RUSSELL 1000 VALUE ETF 144112 F SPDR S&P 500 ETF TR TR UNIT 80545 F VANGUARD SPECIALIZED FUNDS DIVID ETF SHS 52940 F WISDOMTREE TR US LARGE CAP DIVID FD 58491 F PERSHING 867 F 336955 DEFERRED COMPENSATION - CURRENT 10225 DEFERRED COMPENSATION - LONG-TERM 1063 11288 874559 36767 36767 837792 4457 4457 842249 855786 0 855786 4457 4457 860243 1 DEMOCRATIC GOVERNORS ASSOCIATION 1225 EYE ST NW SUITE 1100 WASHINGTON DC 20005 521304889 527 40000 0 SUPPORT FOR ISSUES RELATED TO THE THOROUGHBRED HORSE INDUSTRY 0 1 PART I, LINE 2: THE ORGANIZATION MONITORS THE USE OF THE FUNDS OF PROJECTS BY UNRELATED ORGANIZATIONS. X 0 0 0 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 126022 122022 4968 4968 0 0 6349 6349 13958 13958 151297 147297 0 0 FORM 990, PART VI, SECTION A, LINE 1A THE ORGANIZATION HAS AN EXECUTIVE COMMITTEE WHO HAS THE POWER TO APPOINT A NOMINATING COMMITTEE. FORM 990, PART VI, SECTION A, LINE 2 DUE TO THE NATURE OF THE INDUSTRY, IT IS POSSIBLE THAT CERTAIN DIRECTORS COULD HAVE BUSINESS RELATIONSHIPS WITH ONE ANOTHER. FORM 990, PART VI, SECTION A, LINE 6 KTA IS COMPRISED OF MEMBER THOROUGHBRED OWNERS AND BREEDERS. FORM 990, PART VI, SECTION A, LINE 7A KTA IS COMPRISED OF MEMBER THOROUGHBRED OWNERS AND BREEDERS WHO ELECT BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE DIRECTOR AND ASSISTANT TREASURER REVIEWS, APPROVES, AND SIGNS FORM 990. THE ORGANIZATION MAKES FORM 990 AVAILABLE FOR INSPECTION BY THE BOARD UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12 THE ORGANIZATION OBTAINS CONFLICT OF INTEREST DISCLOSURE STATEMENTS FROM OFFICERS AND DIRECTORS ANNUALLY. BOARD MEMBERS ARE REQUIRED TO RECUSE THEMSELVES FROM THE DISCUSSION AND/OR VOTE IF A CONFLICT ARISES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AT THE DISCRETION OF THE BOARD OF DIRECTORS AND MANAGEMENT. THE ORGANIZATION DOES NOT HAVE A CONFLICT OF INTEREST POLICY. FORM 990, PART VII THE EXECUTIVE DIRECTOR SPLITS HIS TIME BETWEEN THE ORGANIZATION AND A RELATED ORGANIZATION, KENTUCKY THOROUGHBRED OWNERS AND BREEDERS. HE SPENDS APPROXIMATELY 20 HOURS A WEEK ON EACH ORGANIZATION. FORM 990, PART XII, LINE 2C: THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 610590716 ADVERTISE, FOSTER & PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN KENTUCKY KY 501(C)(6) N/A 0 KENTUCKY THOROUGHBRED BUILDING INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 311534901 OWN AND LEASE BUILDING FOR EQUINE RELATED TAX-EXEMPT ENTITIES KY 501(C)(2) KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 0 KENTUCKY THOROUGHBRED OWNERS AND BREEDERS FOUNDATION INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 352171379 SUPPORT AND FUND EQUINE RESEARCH KY 501(C)(3) 509(A)(3), TYPE I KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0