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VP/CFO 3122277133 2024-07-11 true ALEX MILLER 999009999 Jess Wagener P01622613 3128792000 2024-07-08 2022 2023-04-26 12:10:37Z PATRICK SEED MD 225 E CHICAGO AVE BOX 282 CHICAGO IL 606112991 55258217 false X WWW.LURIECHILDRENS.ORG X 1984 IL STANLEY MANNE CHILDREN'S RESEARCH INSTITUTE STRIVES TO GENERATE NEW KNOWLEDGE AND ADVANCE THE PREVENTION, DIAGNOSIS, AND TREATMENT OF PEDIATRIC DISEASES. 14 12 0 12 0 0 35382078 55205969 269107 52248 39608 0 0 35690793 55258217 0 0 29626441 42114776 0 0 22560434 23168321 52186875 65283097 -16496082 -10024880 152481275 143239169 4793933 5576707 147687342 137662462 SEE SCHEDULE O. false false 36245400 0 52248 SEE SCHEDULE O. 0 0 0 0 0 0 36245400 true true false false false false false false false true false false false false false false true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true X 0 0 0 false false false false false false false false false false false false X 14 12 false false false false true true true true true false false true true true true true true false false false IL X ALEX P MILLER 3122277133 225 E CHICAGO AVE CHICAGO IL 606112991 Patrick Seed MD PhD Ex-Officio Director/President/Chief Research Officer 1.0 40.0 X X 0 555254 65812 Andrew R Gelman Director 1.0 0 X 0 0 0 Anthony K Kesman Director 1.0 0 X 0 0 0 David Mchugh Director 1.0 1.0 X 0 0 0 Elizabeth A Ziegler Director 1.0 0 X 0 0 0 Elizabeth Q Betten Director & Chair 1.0 0 X 0 0 0 H Thomas Watkins III Director 1.0 2.0 X 0 0 0 James R Ferguson Director until 12/12/22 1.0 0 X 0 0 0 Jamie Pasquale PsyD Ex-Officio Director until 1/31/23 1.0 1.0 X 0 0 0 Kirk B Johnson MD Director 1.0 0 X 0 0 0 Liam Walsh Director until 10/16/22 1.0 0 X 0 0 0 Margaret B Stineman Director until 12/12/22 1.0 0 X 0 0 0 Mohan P Rao Phd Director & Vice Chair 1.0 2.0 X 0 0 0 Peter B Bensinger Jr Ex-Officio Director/Chair Children's Research Fund as of 2/1/23 1.0 1.0 X 0 0 0 Prananatha Jha Director 1.0 1.0 X 0 0 0 Robin G Zafirovski Director 1.0 1.0 X 0 0 0 Sheri Rudberg Director 1.0 0 X 0 0 0 Thomas P Shanley MD Ex-Officio Dir/President & CEO LCH 1.0 47.0 X 0 2019722 380800 Alex P Miller Chief Financial Officer as of 2/6/23 1.0 46.0 X 0 0 0 Brenda Davis Interim Chief Financial Officer until 2/6/23 1.0 46.0 X 0 429837 30019 Fatema Zanzi Senior VP, Chief Legal Officer, Corporate Secretary 1.0 46.0 X 0 763271 85273 Cassandra L Lucas Former Chief Operating Officer RI until 7/31/22 0.0 0 X 0 314597 22364 Ron Blaustein Former Chief Financial Officer until 5/6/22 0.0 0.0 X 0 195697 9996 0 4278378 594265 0 true true false 0 55205969 55205969 CONTRACT REVENUE 541700 52248 52248 0 0 0 0 52248 0 0 0 0 0 0 0 0 0 55258217 52248 0 0 34286064 25198172 9087892 2969944 2978685 -8741 4858768 2445878 2412890 11595 7845 3750 4318460 875832 3442628 0 637 0 637 501931 276984 224947 57218 13207 44011 3938450 3938450 52100 9579 42521 24969 14679 10290 9523781 9523781 RESEARCH PROJECT EXPENSES 4397075 4368705 28370 REPAIRS AND MAINTENANCE 233362 21988 211374 RECRUITMENT 108743 33846 74897 0 0 0 0 65283097 36245400 29037697 0 6262 36859 0 0 0 0 603798 437308 196952972 54187970 151871215 142765002 0 0 0 0 152481275 143239169 4793933 5576707 0 0 0 0 4793933 5576707 147687342 137662462 147687342 137662462 152481275 143239169 -10024880 0 X false true X true false X ANN & ROBERT H LURIE CHILDRENS HOSPITAL OF CHICAGO CHICAGO IL 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0 0 0.0 X 0 0 0 0 0 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 163267727 34405637 128862090 10449436 2202024 8247412 23223564 17580309 5643255 12245 12245 142765002 false true false false false false false Patrick Seed MD PhD Ex-Officio Director/President/Chief Research Officer 0 423233 0 131677 0 345 0 30500 0 35312 0 621067 0 0 Thomas P Shanley MD Ex-Officio Dir/President & CEO LCH 0 1219005 0 689963 0 110755 0 343203 0 37597 0 2400522 0 0 Ron Blaustein Former Chief Financial Officer until 5/6/22 0 113139 0 0 0 82558 0 9996 0 0 0 205693 0 81970 Brenda Davis Interim Chief Financial Officer until 2/6/23 0 352466 0 76250 0 1120 0 15250 0 14769 0 459856 0 0 Fatema Zanzi Senior VP, Chief Legal Officer, Corporate Secretary 0 512241 0 250460 0 570 0 81254 0 4019 0 848544 0 0 Cassandra L Lucas Former Chief Operating Officer RI until 7/31/22 0 241474 0 72732 0 391 0 12283 0 10081 0 336961 0 0 Schedule J, Part I, Line 3 Arrangement used to establish the top management official's compensation PURSUANT TO THE BYLAWS OF CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER ("MEDICAL CENTER"), THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF THE MEDICAL CENTER IS CHARGED WITH REVIEWING AND APPROVING SENIOR EXECUTIVE COMPENSATION FOR THE MEDICAL CENTER AND ITS AFFILIATES AND THE COMPENSATION FOR ANY PHYSICIAN WHO MEETS THE CRITERIA FOR REVIEW AND APPROVAL BY THE COMMITTEE. THE COMPENSATION COMMITTEE HAS ADOPTED A WRITTEN EXECUTIVE COMPENSATION PHILOSOPHY WHICH IT FOLLOWS WHEN IT REVIEWS AND APPROVES THE COMPENSATION AND BENEFITS OF THE ORGANIZATION'S SENIOR MANAGEMENT, INCLUDING THE PRESIDENT. THE COMPENSATION PHILOSOPHY IS SUBJECT TO PERIODIC REVIEW BY THE COMPENSATION COMMITTEE FOR CONTINUED APPROPRIATENESS IN THE CURRENT MARKET. WITH THE ASSISTANCE OF INDEPENDENT COMPENSATION CONSULTANTS AND INFORMATION FROM A VARIETY OF SOURCES (SPECIFIED ON SCHEDULE J), THE COMPENSATION COMMITTEE CONFIRMED THE TOTAL AMOUNTS TO BE PAID TO IDENTIFIED EXECUTIVES AND PHYSICIANS WERE REASONABLE AND COMPARABLE TO AMOUNTS PAID BY SIMILARLY SITUATED ORGANIZATIONS TO INDIVIDUALS IN FUNCTIONALLY SIMILAR POSITIONS. LEGAL COUNSEL PERIODICALLY ADVISES THE COMPENSATION COMMITTEE WITH RESPECT TO FEDERAL TAX REQUIREMENTS IN SETTING COMPENSATION AND THE ESTABLISHMENT OF THE "REBUTTABLE PRESUMPTION OF REASONABLENESS" UNDER THE FEDERAL TAX LAW INTERMEDIATE SANCTIONS RULES. THE PROCESS FOLLOWED BY THE COMPENSATION COMMITTEE, INCLUDING A DESCRIPTION OF THE DATA RELIED UPON AND THE COMPENSATION COMMITTEE'S DECISIONS, WAS THOROUGHLY AND CONTEMPORANEOUSLY DOCUMENTED. THE COMPENSATION COMMITTEE HAS EXPRESSLY REVIEWED THE REASONABLENESS OF COMPENSATION PAID TO IDENTIFIED EXECUTIVES AND PHYSICIANS, AND HAS CONCLUDED, AS THE RESULT OF A PROCESS THAT IS DESIGNED TO QUALIFY FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS, THAT ALL SUCH AMOUNTS ARE REASONABLE AND DO NOT EXCEED FAIR MARKET VALUE FOR THE SERVICES PROVIDED. THE COMPENSATION COMMITTEE IS COMPRISED OF MEMBERS OF THE MEDICAL CENTER BOARD OF DIRECTORS WHO HAVE BEEN DETERMINED TO BE DISINTERESTED (WHICH MEANS NO COMMITTEE MEMBER HAS A CONFLICT OF INTEREST) FOR THESE PURPOSES. THE COMPENSATION COMMITTEE CONDUCTS AN ONGOING, REGULAR REVIEW OF THE DISINTERESTED STATUS OF ITS MEMBERS, AND WILL TAKE APPROPRIATE ACTION WITH RESPECT TO ANYONE HAVING AN INTEREST WITH RESPECT TO ONE OR MORE EXECUTIVES SO AS TO PRESERVE THE DISINTERESTED STATUS OF THE COMMITTEE AND, AS A RESULT, THE APPLICATION OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO MAINTAINS A DEFINED CONTRIBUTION SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("DC SERP"), WHICH WAS ESTABLISHED ON JANUARY 1, 2017 AND IS A NONQUALIFIED DEFERRED COMPENSATION PLAN FOR CERTAIN EMPLOYEES IN EXECUTIVE POSITIONS, WHO ARE NOT PARTICIPANTS IN THE DB SERP. THE BENEFITS IN THE DC SERP ARE IN THE FORM OF A FIXED ANNUAL CONTRIBUTION RATE AND AN EARNINGS CREDIT. EACH YEAR'S CONTRIBUTION AND EARNINGS ARE AT RISK AND WILL BECOME FULLY VESTED AND TAXABLE ONLY AFTER FIVE YEARS OF FUTURE EMPLOYMENT SERVICE, OR UPON REACHING AGE 62 WITH AT LEAST THREE YEARS OF SERVICE. SEVERAL LISTED PERSONS IN THIS FORM 990 PARTICIPATE IN THE DC SERP, AND THE UNVESTED CONTRIBUTIONS MADE FOR THEM ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (C). THE FOLLOWING INDIVIDUALS PARTICIPATED IN THE DC SERP AND RECEIVED A VESTED PAYMENT DURING 2022 WHICH IS REPORTED IN COLUMN B (III): RON BLAUSTEIN $81,970 THOMAS P. SHANLEY, MD $107,853 CEO DEFERRED COMPENSATION LISTED INDIVIDUAL THOMAS SHANLEY MD IS THE SOLE PARTICIPANT IN AN ADDITIONAL SUPPLEMENTAL RETIREMENT BENEFIT ARRANGEMENT THAT BEGAN IN 2021. HE IS ELIGIBLE TO EARN A BENEFIT THAT WILL NOT BECOME VESTED FOR SEVERAL YEARS. A PRORATED PORTION OF THE BENEFIT (REPRESENTING THE PORTION EARNED IN 2022) IS REPORTED IN COLUMN (C) AS UNVESTED DEFERRED COMPENSATION, AND WILL BE REPORTED AGAIN AS COMPENSATION IF AND WHEN THE FULL BENEFIT BECOMES VESTED AND IS SUBJECT TO TAX. THE INDEPENDENT COMPENSATION COMMITTEE OF THE CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER BOARD, WHOSE DILIGENT REVIEW AND APPROVAL PROCESS IS DESCRIBED ELSEWHERE IN THESE NARRATIVES, HAS REVIEWED AND APPROVED DR. SHANLEY'S TOTAL COMPENSATION IN A MANNER THAT QUALIFIES FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS UNDER THE FEDERAL TAX LAW INTERMEDIATE SANCTIONS RULES, AND AS PART OF THIS REVIEW PROCESS TOOK INTO ACCOUNT THE BENEFIT BEING EARNED UNDER THIS ADDITIONAL ARRANGEMENT. Schedule J, Part II RELATED COMPENSATION THE FOLLOWING INDIVIDUALS ARE NOT COMPENSATED BY THE REPORTING ORGANIZATION FOR HIS OR HER SERVICE AS A DIRECTOR OR OFFICER. RATHER, THE COMPENSATION REPORTED ON FORM 990, PART VII AND ON SCHEDULE J, PART II REFLECTS COMPENSATION PAID BY PEDIATRIC FACULTY FOUNDATION FOR THE INDIVIDUAL'S SUBSTANTIAL AND FULL-TIME SERVICES AS AN EMPLOYEE. FOR MORE DETAILS, PLEASE REFER TO THE 2022 FORM 990 OF PEDIATRIC FACULTY FOUNDATION, FEIN 36-3279680. PATRICK SEED, MD THE FOLLOWING INDIVIDUALS ARE NOT COMPENSATED BY THE REPORTING ORGANIZATION FOR HIS OR HER SERVICE AS A DIRECTOR OR OFFICER. RATHER, THE COMPENSATION REPORTED ON FORM 990, PART VII AND ON SCHEDULE J, PART II REFLECTS COMPENSATION PAID BY ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO ("LURIE CHILDREN'S") FOR THE INDIVIDUAL'S SUBSTANTIAL AND FULL-TIME SERVICES AS AN EMPLOYEE. FOR MORE DETAILS, PLEASE REFER TO THE 2022 FORM 990 OF LURIE CHILDREN'S, FEIN 36-2170833. BRENDA DAVIS CASSANDRA L. LUCAS FATEMA ZANZI RON BLAUSTEIN THOMAS P. SHANLEY, MD Form 990, Part III, Line 1 ORGANIZATION'S MISSION THE MISSION OF STANLEY MANNE CHILDREN'S RESEARCH INSTITUTE ("MANNE RESEARCH INSTITUTE") AT ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO ("LURIE CHILDREN'S") IS TO GENERATE NEW KNOWLEDGE AND TRANSLATE ADVANCEMENTS IN THE PREVENTION, DIAGNOSIS, AND TREATMENT OF DISEASES THAT AFFECT CHILDREN'S HEALTH THROUGH ADOLESCENCE AND ADULTHOOD. MANNE RESEARCH INSTITUTE'S MULTIDISCIPLINARY TEAMS ARE COMMITTED TO MAKING DISCOVERIES THAT WILL IMPROVE THE LIVES OF CHILDREN AND THEIR FAMILIES. Form 990, Part III, Line 4a PROGRAM SERVICE, LINE 4A THE MISSION OF STANLEY MANNE CHILDREN'S RESEARCH INSTITUTE ("MANNE RESEARCH INSTITUTE") IS TO GENERATE NEW KNOWLEDGE AND TRANSLATE ADVANCEMENTS IN THE PREVENTION, DIAGNOSIS AND TREATMENT OF DISEASES THAT AFFECT CHILDREN'S HEALTH THROUGH ADOLESCENCE AND ADULTHOOD. MANNE RESEARCH INSTITUTE'S MULTIDISCIPLINARY TEAMS ARE COMMITTED TO MAKING DISCOVERIES THAT WILL IMPROVE THE LIVES OF CHILDREN AND THEIR FAMILIES. MANNE RESEARCH INSTITUTE FACULTY MEMBERS INVESTIGATE A RANGE OF CHILDREN'S HEALTH AND DISEASES ACROSS THE TRANSLATIONAL SCIENCE SPECTRUM. MANNE RESEARCH INSTITUTE'S STUDIES ARE LED BY OVER 750 RESEARCHERS AND STAFF AND ARE ORGANIZED INTO FOUR SCIENTIFIC PILLARS: BASIC AND PRECLINICAL SCIENCE, CLINICAL AND COMMUNITY TRIALS; COMMUNITY, POPULATION HEALTH, AND OUTCOMES; AND QUANTITATIVE SCIENCE. RESEARCHERS AND STAFF INCLUDE PHYSICIANS, SCIENTISTS, POSTDOCS, COORDINATORS, STATISTICIANS, DATA ANALYSTS, TRAINEES, AND OTHERS WHO SHARE THEIR EXPERTISE. THE PEDIATRICIANS AND SCIENTISTS ROUTINELY COLLABORATE WITH LURIE CHILDREN'S ACADEMIC PARTNER, NORTHWESTERN UNIVERSITY, AND OTHER MEDICAL CENTERS AND ACADEMIC INSTITUTIONS ACROSS THE GLOBE, AS WELL AS WITH COMMUNITY PARTNERS SUCH AS SCHOOLS AND GOVERNMENTS. MANNE RESEARCH INSTITUTE RECEIVES EXTERNAL FUNDING ANNUALLY FOR RESEARCH, TWO-THIRDS OF THAT FROM THE NATIONAL INSTITUTES OF HEALTH (NIH) AND OTHER FEDERAL AGENCIES. IT IS ONE OF THE NATION'S PREMIER INSTITUTES FOR PEDIATRIC RESEARCH, INVESTING MORE DOLLARS AND RESOURCES IN PEDIATRIC RESEARCH THAN ANY OTHER AREA HOSPITAL. IN ADDITION TO THE CLINICAL AND POPULATION HEALTH RESEARCH FACILITIES, MANNE RESEARCH INSTITUTE HAS APPROXIMATELY 125,000 SQUARE FEET OF STATE-OF-THE-ART LABORATORY SPACE. THE RESEARCH INSTITUTE'S WET-LAB RESEARCH IS LOCATED IN THE LOUIS A. SIMPSON & KIMBERLY K. QUERREY BIOMEDICAL RESEARCH BUILDING ON NORTHWESTERN UNIVERSITY'S CHICAGO CAMPUS. THE BUILDING INCLUDES WET BENCH LABORATORIES, ANIMAL FACILITIES, AND CONFERENCE, EDUCATIONAL, OFFICE, AND COLLABORATIVE SPACE. MANNE RESEARCH INSTITUTE PILLARS BASIC AND PRECLINICAL SCIENCE RESEARCHERS AT MANNE RESEARCH INSTITUTE CONDUCT LABORATORY EXPERIMENTS THAT INVESTIGATE ESSENTIAL FUNCTIONS OF BIOLOGICAL PROCESSES AND THE FUNDAMENTAL MECHANISMS OF DISEASES AND DISORDERS AFFECTING CHILDREN'S HEALTH. BY CLOSING GAPS IN SCIENTIFIC KNOWLEDGE, BASIC AND PRECLINICAL SCIENCE RESEARCHERS PROVIDE THE FOUNDATION TO DEVELOP NEXT-GENERATION TECHNOLOGIES AND TREATMENTS FOR PEDIATRIC PATIENTS. THE BASIC AND PRECLINICAL SCIENCE PILLAR LABORATORY-BASED PROGRAMS ARE ORGANIZED INTO VIRTUAL SCIENTIFIC NEIGHBORHOODS PROMOTING COLLABORATIONS BETWEEN INVESTIGATORS, STAFF, AND TRAINEES. THESE NEIGHBORHOODS INCLUDE: * DEVELOPMENTAL BIOLOGY * ENGINEERED SOLUTIONS FOR HEALTH * FERTILITY AND HORMONE PRESERVATION AND RESTORATION * HOST-MICROBIAL INTERACTIONS, INFLAMMATION, AND IMMUNITY * HUMAN MOLECULAR GENETICS AND PHYSIOLOGY * IMMUNE DEVIATION AND DISEASE * INJURY, REPAIR, AND REGENERATION * MOLECULAR AND TRANSLATIONAL CANCER BIOLOGY * NEUROBIOLOGY * PERINATAL ORIGINS OF DISEASE CLINICAL AND COMMUNITY TRIALS CLINICAL AND COMMUNITY TRIALS RESEARCHERS AT MANNE RESEARCH INSTITUTE TRANSLATE THE MEANINGFUL DISCOVERIES OF BASIC SCIENCE INTO PROMISING CLINICAL APPLICATIONS THROUGH EVALUATION OF NEW DIAGNOSTIC TESTS AND DRUGS, BEHAVIORAL TREATMENTS, AND OTHER INTERVENTIONS TO DETERMINE THEIR EFFECTS ON PEDIATRIC HEALTH. MULTIDISCIPLINARY TEAMS OF RESEARCHERS COLLABORATE TO STUDY COMPLEX CHILDHOOD HEALTH ISSUES IN AREAS SUCH AS CRITICAL CARE, ONCOLOGY, TRANSPLANT MEDICINE, AND NEONATOLOGY. THEIR RESEARCH GENERATES INNOVATION IN THE DIAGNOSES, TREATMENT, AND PREVENTION OF DISEASES AND DISORDERS IN THE PEDIATRIC POPULATION. COMMUNITY, POPULATION HEALTH, AND OUTCOMES COMMUNITY, POPULATION HEALTH, AND OUTCOMES RESEARCHERS AT MANNE RESEARCH INSTITUTE SEEK TO IMPROVE HEALTH, HEALTH CARE DELIVERY, AND ACCESS TO CARE FOR CHILDREN AND YOUTH FROM A DIVERSE RANGE OF BACKGROUNDS AND ENVIRONMENTS. THESE RESEARCH LEADERS ADVANCE OUR KNOWLEDGE ABOUT THE NATURAL HISTORY, BIOLOGICAL, PSYCHOLOGICAL, SOCIAL, BEHAVIORAL, AND ENVIRONMENTAL CAUSES AND INFLUENCERS OF COMMON AND PROMINENT CHILD HEALTH PROBLEMS. THEIR RESEARCH INFORMS ACTION FOR PATIENTS, FAMILIES, COMMUNITIES, HEALTH SYSTEM LEADERS, AND POLICYMAKERS. MUCH OF THEIR PROGRAM EVALUATION WORK IS CONDUCTED IN PARTNERSHIP WITH COMMUNITY-BASED ORGANIZATIONS AS EVIDENCE IS TRANSLATED INTO CLINICAL AND PUBLIC HEALTH INTERVENTIONS. QUANTITATIVE SCIENCE QUANTITATIVE SCIENCE EXPERTS COLLABORATE WITH RESEARCHERS ACROSS MANNE RESEARCH INSTITUTE TO PROVIDE CUTTING-EDGE STATISTICAL AND ANALYTICAL SUPPORT AND COMPUTATIONAL TECHNIQUES TO MAXIMIZE RESEARCH IMPACT AND IMPROVE THE HEALTH OUTCOMES OF PEDIATRIC PATIENTS. THEIR EXPERTISE IN STATISTICS, BIOINFORMATICS, DATABASE ANALYTICS, APPLIED CLINICAL INFORMATICS, AND PREDICTIVE ANALYTICS ENABLES RESEARCHERS TO TEST HYPOTHESES, ANSWER RESEARCH QUESTIONS, AND PURSUE UNDERSTANDING OF BEHAVIORS ACROSS DIFFERENT POPULATIONS. RESEARCH STRATEGY MISSION -ALIGNED, ENGAGING, IMPACTFUL STRATEGIC AREAS * ADVANCED THERAPEUTICS: ADVANCING TRIAL-READINESS, EARLY-STAGE TRIAL ACCESS, AND DIVERSITY IN STUDY PARTICIPATION THROUGH GENETIC AND CELLULAR MEDICINE. * HEALTH@HOME AND PORTABLE HEALTHCARE: RESEARCH TOWARD BETTER-UNDERSTANDING OF HEALTH VARIABLES OUTSIDE THE HEALTHCARE SYSTEM AND GENERATING EVIDENCE FOR HOW DIVERSE POPULATIONS OF CHILDREN MAY BEST RECEIVE HEALTHCARE OUTSIDE TRADITIONAL SYSTEMS. * DYNAMIC BABY BOOK: A DIGITAL PLATFORM TO FACILITATE SOCIAL AND HEALTH DATA INTEGRATION, TRANSLATION, AND ENGAGEMENT IN HEALTH AND HEALTH RESEARCH. * PREDICTIVE MEASURING, MONITORING, AND MODELING: TECHNOLOGY, COMPUTATIONAL, AND VISUALIZATION RESEARCH TO MEASURE AND INTEGRATE HEALTH AND PHYSIOLOGICAL DATA. * TRAINING 2.0: REINVIGORATE AND INNOVATE IN TRAINING A NEW GENERATION OF PEDIATRIC-FOCUSED RESEARCHERS. INVEST IN GROWING KNOWLEDGE AND SKILLS AMONG EXISTING RESEARCHERS. UNCAP TALENTS AMONG RESEARCHERS. Form 990, Part V, Line 1a FORM 1099/1096 FILING VENDORS FOR THE FILING ORGANIZATION ARE PAID BY ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO ("LURIE CHILDREN'S") (EIN 36-2170833). AS SUCH, ALL REQUIRED FORM 1099 AND FORMS 1096 REPORTING IS FILED UNDER THE LURIE CHILDREN'S EIN. Form 990, Part V, Line 2a ALLOCATION OF SALARY EXPENSES ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO ("LURIE CHILDREN'S") PAYS AND ISSUES FORMS W-2 TO EMPLOYEES WHO WORK FOR STANLEY MANNE CHILDREN'S RESEARCH INSTITUTE, EXCEPT FOR PHYSICIANS EMPLOYED BY THEIR RESPECTIVE MEDICAL GROUP. THE ALLOCATION OF THE SALARY COSTS ARE DISCLOSED ON FORM 990, PART IX, STATEMENT OF FUNCTIONAL EXPENSES. Form 990, Part VI, Line 15 EXECUTIVE COMPENSATION DESCRIPTION OF THE PROCESS BY WHICH THE COMPENSATION OF CERTAIN EXECUTIVES WAS DETERMINED THE AUTHORITY TO REVIEW AND APPROVE EXECUTIVE COMPENSATION HAS BEEN DELEGATED TO THE COMPENSATION COMMITTEE OF CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER ("COMPENSATION COMMITTEE"). THE COMPENSATION COMMITTEE HAS ADOPTED A WRITTEN EXECUTIVE COMPENSATION PHILOSOPHY WHICH IT FOLLOWS WHEN IT REVIEWS AND APPROVES THE COMPENSATION AND BENEFITS OF THE ORGANIZATION'S SENIOR MANAGEMENT, INCLUDING THE PRESIDENT. THE COMPENSATION PHILOSOPHY IS SUBJECT TO PERIODIC REVIEW FOR CONTINUED APPROPRIATENESS BY THE COMPENSATION COMMITTEE. WITH THE ASSISTANCE OF A COMPENSATION CONSULTANT AND INFORMATION FROM A VARIETY OF EXTERNAL SOURCES (SPECIFIED ON SCHEDULE J), THE COMPENSATION COMMITTEE CONFIRMED THE TOTAL AMOUNTS TO BE PAID WERE REASONABLE AND COMPARABLE TO AMOUNTS PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR FUNCTIONALLY SIMILAR POSITIONS. LEGAL COUNSEL ADVISES THE COMPENSATION COMMITTEE WITH RESPECT TO FEDERAL TAX REQUIREMENTS IN SETTING COMPENSATION AND THE ESTABLISHMENT OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. THE PROCESS FOLLOWED BY THE COMPENSATION COMMITTEE, INCLUDING A DESCRIPTION OF THE DATA RELIED UPON AND THE COMPENSATION COMMITTEE'S DECISIONS, WAS THOROUGHLY AND CONTEMPORANEOUSLY DOCUMENTED. THE COMPENSATION COMMITTEE HAS EXPRESSLY REVIEWED THE REASONABLENESS OF COMPENSATION PAID TO IDENTIFIED EXECUTIVES, AND HAS CONCLUDED, AS THE RESULT OF A PROCESS THAT IS DESIGNED TO QUALIFY FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS UNDER FEDERAL TAX LAW, THAT ALL SUCH AMOUNTS ARE REASONABLE AND DO NOT EXCEED FAIR MARKET VALUE FOR THE SERVICES PROVIDED. THE COMPENSATION COMMITTEE IS COMPRISED OF MEMBERS OF CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER BOARD OF DIRECTORS WHO HAVE BEEN DETERMINED TO BE DISINTERESTED FOR THESE PURPOSES. THE COMPENSATION COMMITTEE CONDUCTS AN ONGOING AND PERIODIC REVIEW OF THE DISINTERESTED STATUS OF ITS MEMBERS AND WILL TAKE APPROPRIATE ACTION WITH RESPECT TO ANYONE HAVING AN INTEREST WITH RESPECT TO ONE OR MORE EXECUTIVES SO AS TO PRESERVE THE APPLICATION OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. Form 990, Part VI, Line 6 Classes of members or stockholders CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER ("MEDICAL CENTER") IS THE ORGANIZATION'S SOLE CORPORATE MEMBER. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE ORGANIZATION'S SOLE CORPORATE MEMBER, CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER, HAS CERTAIN RESERVED POWERS, INCLUDING THE POWER TO APPOINT AND REMOVE ALL DIRECTORS OF THE ORGANIZATION. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER, THROUGH ITS BOARD OF DIRECTORS OR DESIGNATED COMMITTEE, AS THE SOLE CORPORATE MEMBER OF THE ORGANIZATION, HAS CERTAIN RESERVED POWERS WITH RESPECT TO APPOINTMENT AND REMOVAL OF DIRECTORS, APPOINTMENT OF CERTAIN OFFICERS, APPROVAL OF AMENDMENTS TO GOVERNING DOCUMENTS, APPROVAL OF FINANCIAL MATTERS, AND APPROVAL OF SIGNIFICANT TRANSACTIONS INCLUDING, BUT NOT LIMITED TO, MERGER, DISSOLUTION, DISPOSITION OF ASSETS OTHER THAN IN THE ORDINARY COURSE OF BUSINESS, AND CREATION OF SUBSIDIARIES. Form 990, Part VI, Line 11b Review of form 990 by governing body THE AUDIT AND COMPLIANCE COMMITTEE IS THE COMMITTEE OF THE MEDICAL CENTER BOARD CHARGED WITH THE OVERSIGHT OF AUDIT, TAX AND COMPLIANCE MATTERS FOR THE PARENT AND AFFILIATES. DURING A SPECIAL AUDIT AND COMPLIANCE COMMITTEE MEETING, AND BEFORE FORM 990 WAS FILED, THE COMMITTEE WAS PROVIDED A REVIEW OF FORM 990 BY THE CHIEF FINANCIAL OFFICER ("CFO"). THE CFO AND OUTSIDE TAX ADVISOR ALSO RESPONDED TO THE AUDIT AND COMPLIANCE COMMITTEE MEMBERS' QUESTIONS AND AFFORDED THEM THE OPPORTUNITY FOR DETAILED DISCUSSION OF FORM 990, PRIOR TO THE AUDIT AND COMPLIANCE COMMITTEE TAKING ACTION TO APPROVE THE FILING OF FORM 990. THE ORGANIZATION'S FORM 990 WAS PROVIDED TO THE RESPECTIVE FILING ORGANIZATION'S BOARD FOLLOWING THE COMMITTEE'S APPROVAL. AS PART OF ITS ANNUAL RETURN PREPARATION PROCESS, THE ORGANIZATION, ON AN ONGOING BASIS, CONSULTED ITS TAX CONSULTING FIRM AND OUTSIDE TAX LEGAL COUNSEL, BOTH OF WHICH POSSESS EXPERTISE IN HEALTH CARE AND TAX-EXEMPT RETURN PREPARATION, TO ADVISE AND ASSIST IN THE PREPARATION OF FORM 990. THESE ADVISORS WORKED CLOSELY WITH THE ORGANIZATION'S FINANCE PERSONNEL AND OTHER MEMBERS OF THE ORGANIZATION'S TEAM ASSEMBLED TO PARTICIPATE IN THE PREPARATION OF FORM 990. PRIOR TO PRESENTING FORM 990 TO THE MEDICAL CENTER BOARD'S AUDIT AND COMPLIANCE COMMITTEE, THE ORGANIZATION'S TEAM, INCLUDING ITS ADVISORS, MET FREQUENTLY TO DISCUSS AND REVIEW DRAFTS OF THE FORM. SUBSEQUENT TO THE AUDIT AND COMPLIANCE COMMITTEE REVIEW AND APPROVAL, FORM 990 WAS PROVIDED TO THE RESPECTIVE FILING ORGANIZATION'S BOARD OF DIRECTORS. Form 990, Part VI, Line 12c Conflict of interest policy ON AN ANNUAL BASIS, CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER (THE "MEDICAL CENTER") AND ITS AFFILIATES (COLLECTIVELY THE "CORPORATION") PROVIDE A COMPREHENSIVE QUESTIONNAIRE TO ITS BOARD MEMBERS, SENIOR MANAGEMENT AND PURCHASING PERSONNEL POSING QUESTIONS ABOUT ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. THE MEDICAL CENTER INITIATES FOLLOW UP CONTACT TO THOSE WHO DO NOT RESPOND AND TO CLARIFY RESPONSES, WHERE NECESSARY. THE MEDICAL CENTER REVIEWS EACH DISCLOSURE AND PROVIDES A SUMMARY OF RELEVANT DISCLOSURES FOR THE REVIEW AND APPROVAL OF ITS NOMINATING AND GOVERNANCE COMMITTEE. PURSUANT TO THE CONFLICTS OF INTEREST POLICY OF THE CORPORATION, DIRECTORS, OFFICERS, PHYSICIAN LEADERS, AND OTHERS WHO ARE SUBJECT TO THE POLICY ARE REQUIRED TO PROMPTLY AND FULLY DISCLOSE IN WRITING ANY ACTUAL, APPARENT OR POTENTIAL CONFLICT OF INTEREST TO THE PRESIDENT OF THE CORPORATION AND CHIEF LEGAL OFFICER. DISCLOSURES ARE PROVIDED TO THE NOMINATING AND GOVERNANCE COMMITTEE OF THE MEDICAL CENTER BOARD OF DIRECTORS, WHICH CONSIDERS ALL CONFLICTS OF INTEREST ISSUES AND, IF APPROPRIATE, PROVIDES SUCH WRITTEN DISCLOSURE TO THE DIRECTORS AND/OR BOARD COMMITTEES CONSIDERING THE PROPOSED TRANSACTION OR OTHER APPROPRIATE PARTIES. IN ADDITION, ON AN ANNUAL BASIS, THE CORPORATION SURVEYS EACH INDIVIDUAL SUBJECT TO THE POLICY AS TO THE EXISTENCE OF ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. THE CORPORATION WILL NOT ENTER INTO AN AGREEMENT, TRANSACTION OR OTHER ARRANGEMENT INVOLVING A CONFLICT OF INTEREST UNLESS THE DISINTERESTED MEMBERS OF THE NOMINATING AND GOVERNANCE COMMITTEE OF THE CORPORATION'S BOARD OF DIRECTORS DETERMINE BY A MAJORITY VOTE THAT APPROPRIATE SAFEGUARDS TO PROTECT THE CHARITABLE MISSION OF THE CORPORATION HAVE BEEN IMPLEMENTED. THE SUBJECT INTERESTED PERSON MAY NOT BE PRESENT WHEN THE VOTE IS TAKEN. IF IT IS DETERMINED THAT A CONFLICT OF INTEREST EXISTS, A DISINTERESTED PERSON OR COMMITTEE OF DISINTERESTED MEMBERS MAY BE ASSIGNED TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER EXERCISING DUE DILIGENCE, THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER THE CORPORATION CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT, WITH REASONABLE EFFORTS, FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY ATTAINABLE UNDER CIRCUMSTANCES THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, THE BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION IS IN THE CORPORATION'S BEST INTEREST AND FOR ITS OWN BENEFIT AND WHETHER THE TRANSACTION IS FAIR AND REASONABLE TO THE CORPORATION, AND SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. Form 990, Part VI, Line 19 Required documents available to the public THE ORGANIZATION'S FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ONLINE AT WWW.DACBOND.COM. THE ORGANIZATION'S ARTICLES OF INCORPORATION AND ANNUAL REPORTS ARE AVAILABLE THROUGH THE ILLINOIS SECRETARY OF STATE. THE ORGANIZATION ALSO MAKES ITS GENERAL GOVERNING DOCUMENTS AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST. Form 990, Part VII, Section B, Line 1 INDEPENDENT CONTRACTORS VENDORS FOR THE FILING ORGANIZATION ARE PAID BY ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO ("LURIE CHILDREN'S"). AS SUCH, THE FIVE HIGHEST COMPENSATED INDEPENDENT CONTRACTORS ARE REPORTED ON THE FORM 990 FOR LURIE CHILDREN'S (EIN 36-2170833). ALMOST HOME KIDS 7 S 721 ROUTE 53 NAPERVILLE IL 60540 363822010 TRANSITION CR IL 501(c)(3) 10 MEDICAL CTR false LURIE CHILDREN'S HOSPITAL OF CHICAGO FDN 225 E CHICAGO AVE CHICAGO IL 60611 363357006 FUNDRAISING IL 501(c)(3) 7 MEDICAL CTR false CHILDREN'S HOSPITAL OF CHICAGO MED CTR 225 E CHICAGO AVE CHICAGO IL 60611 363357004 HEALTH CARE IL 501(c)(3) 10 NA false PEDIATRIC FACULTY FOUNDATION INC 225 E CHICAGO AVE CHICAGO IL 60611 363279680 HLTH CRE/RSCH IL 501(c)(3) 10 MEDICAL CTR false LURIE CHILDRENS LIABILITY PROTECTION PRG 225 E CHICAGO AVE CHICAGO IL 60611 366638400 INSURANCE IL 501(c)(3) Type III-FI MEDICAL CTR false LURIE CHILDREN'S 225 E CHICAGO AVE CHICAGO IL 60611 362170833 HOSPITAL IL 501(c)(3) 3 MEDICAL CTR false CHILDREN'S HOSPITAL OF CHICAGO FPP 737 NORTH MICHIGAN AVE 2040 CHICAGO IL 60611 363393780 SUPPORTING ORG IL 501(c)(3) Type I MEDICAL CTR false LURIE CHILDREN'S PEDIATRIC ANESTHESIA ASSOCIATES 225 E CHICAGO AVE CHICAGO IL 60611 371838535 HEALTH CARE IL 501(c)(3) 3 MEDICAL CTR false LURIE CHILDREN'S SURGICAL FOUNDATION INC 225 E CHICAGO AVE CHICAGO IL 60611 831650513 HLTH CRE/RSCH IL 501(c)(3) 3 MEDICAL CTR false LURIE CHILDRENS CIN LLC 225 E CHICAGO AVE CHICAGO IL 60611 901025439 CONTRACTING SVCS IL NA CMMC INSURANCE CO LTD 225 E CHICAGO AVE CHICAGO IL 60611 981049532 SELF INSURANCE CJ MEDICAL CTR C Corporation 0 0 false false true false false false false false false false false false false false true true false false false