2024-11-15T12:09:16-06:00 2023-12-31 800101870 JONES SCHILLER & COMPANY 507 POLK STREET SUITE 300 SAN FRANCISCO CA 94102 990PF 2023-01-01 943296757 THE NICK TRAINA FOUNDATION NICK 4157715335 2280 OCTAVIA STREET SAN FRANCISCO CA 94109 DANIELLE STEEL PRESIDENT/DIRECTOR 4157715335 2024-11-14 1 1 ROBERT L SCHILLER P00239567 4157715335 X 2023 2024-10-15 13:58:12Z X 2530034 X 6350 X 5348 5348 96742 96742 -58724 549096 0 5427 5427 0 55143 107517 0 0 0 0 0 1100 750 0 0 23932 8096 0 0 25032 8846 0 0 177508 177508 202540 8846 0 177508 -147397 98671 0 263472 177503 177503 813273 959393 973373 1427199 1222332 1378624 0 534 534 2503944 2359762 2530034 25658 28873 25658 28873 X 0 0 0 0 2478286 2330889 2478286 2330889 2503944 2359762 2478286 -147397 0 2330889 0 2330889 140 SHS ALCOA CORP P 2023-06-20 4792 6960 -2168 -2168 2 SHS APPLIED MATERIALS P 2022-07-15 2023-06-14 280 186 94 94 24 SHS APPLIED MATERIALS P 2023-06-20 3316 2486 830 830 47 SHS ASTRAZENECA PLC P 2023-02-09 3197 2998 199 199 67 SHS 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P 2022-12-07 2023-06-14 3127 3021 106 106 537 SHS GOLDMAN SACHS 5.5% PFD P 2023-09-14 13425 13291 134 134 53 SHS HEWLETT PACKARD ENTERPRISES P 2022-05-25 2023-06-16 923 779 144 144 68 SHS INTEL CORP P 2023-06-16 2023-12-14 3113 2481 632 632 461 SHS KEYCORP 6.2% PFD P 2023-01-27 2023-03-13 7908 11763 -3855 -3855 229 SHS MORGAN STANLEY 7.125% PFD P 2022-05-25 2023-05-02 5762 6061 -299 -299 42 SHS MORGAN STANLEY 7.125% PFD P 2022-05-25 2023-05-03 1057 1112 -55 -55 5 SHS MORGAN STANLEY 7.125% PFD P 2022-05-25 2023-05-05 126 132 -6 -6 2 SHS MORGAN STANLEY 7.125% PFD P 2022-05-25 2023-05-08 50 53 -3 -3 13 SHS MORGAN STANLEY 7.125% PFD P 2022-05-25 2023-05-10 327 344 -17 -17 55 SHS MORGAN STANLEY 7.125% PFD P 2022-05-25 2023-05-12 1384 1456 -72 -72 12 SHS MORGAN STANLEY 7.125% PFD P 2022-05-25 2023-05-16 302 318 -16 -16 137 SHS MORGAN STANLEY 7.125% PFD P 2023-05-17 3447 3503 -56 -56 230 SHS MORGAN STANLEY 7.125% PFD P 2023-08-16 5809 5866 -57 -57 65 SHS MORGAN STANLEY 7.125% PFD P 2022-12-01 2023-08-16 1641 1669 -28 -28 59 SHS MORGAN STANLEY 7.125% PFD P 2022-12-01 2023-08-17 1490 1515 -25 -25 95 SHS MORGAN STANLEY 7.125% PFD P 2023-08-18 2399 2406 -7 -7 94 SHS MORGAN STANLEY 7.125% PFD P 2023-04-12 2023-08-21 2374 2383 -9 -9 110 SHS NEXTERA ENERGY 6.219% PFD P 2022-11-16 2023-08-10 614 665 -51 -51 0.7432 SH NEXTERA ENERGY INC P 2022-11-16 2023-09-05 49 56 -7 -7 56 SHS NEXTERA ENERGY INC P 2023-09-27 3472 4182 -710 -710 54 SHS NEXTERA ENERGY INC P 2023-10-02 2878 3907 -1029 -1029 39 SHS NVENT ELECTRIC PLC F P 2022-05-25 2023-08-22 2021 1326 695 695 26 SHS PIONEER NATURAL RES P 2023-03-13 5120 6577 -1457 -1457 113 SHS PUB SVC ENTERPRISE GP P 2023-04-26 7114 7117 -3 -3 11 SHS PUBLIC STORAGE P 2023-10-25 2618 3179 -561 -561 44 SHS RTX CORP P 2023-08-25 3740 4300 -560 -560 52 SHS SEALED AIR CORP P 2022-11-22 2023-08-03 2301 2693 -392 -392 20 SHS SEMPRA P 2023-04-24 3152 3225 -73 -73 58 SHS SHELL PLC P 2022-05-25 2023-04-03 3490 3448 42 42 16 SHS VALERO ENERGY CORP P 2023-05-25 2023-01-19 2156 2011 145 145 16 SHS VALERO ENERGY CORP P 2022-11-16 2023-08-11 964 948 16 16 11 SHS VALERO ENERGY CORP P 2022-11-16 2023-08-22 1439 1490 -51 -51 16 SHS VALERO ENERGY CORP P 2023-09-23 2365 2141 224 224 10 SHS WALMART INC P 2022-05-25 2023-01-10 1442 1227 215 215 133 SHS WELLS FARGO & CO P 2023-03-10 5551 6075 -524 -524 751 SHS WESTERN ALLIA 4.25% PFD P 2023-03-13 6279 16100 -9821 -9821 41 SHS MICROSOFT CORP P 2023-04-25 11389 10290 1099 1099 9 SHS APPLIED MATERIALS P 2023-06-14 1259 979 280 280 77 SHS CISCO SYSTEMS INC P 2022-05-25 2023-07-14 3861 3353 508 508 21 SHS BRISTOL-MYERS SQUIBB P 2022-05-25 2023-08-04 1277 1616 -339 -339 97 SHS NEXTEA ENERGY 6.219% PFD P 2022-05-25 2023-08-10 4584 4715 -131 -131 9 SHS VALERO ENERGY CORP P 2022-05-25 2023-08-11 1239 1131 108 108 26 SHS RTX CORP P 2022-05-26 2023-08-25 2210 2484 -274 -274 303 SHS GOLDMAN SACHS 5.5% PFD P 2022-05-25 2023-09-14 7575 7309 266 266 162 SHS NEXTERA ENERGY 6.219% P 2023-09-01 1 1 1 8 SHS PUBLIC STORAGE P 2023-10-25 1904 2478 -574 -574 86 SHS ASTRAZENECA P 2023-12-06 5485 5561 -76 -76 225 SHS CITIGROUP P 2023-12-29 5625 5682 -57 -57 19,000 SHS DISH DBS CORP 7.75%26 P 2023-02-08 15630 15742 -112 -112 11,000 SHS ENCOMPASS HEALTH 4.75%30 P 2022-05-25 2023-02-09 9872 9858 14 14 75,000 SHS WELLS FARGO & CO 3.45 MATURED P 2017-12-19 2023-02-13 75000 76439 -1439 -1439 75,000 SHS AETNA INC 2.8% 23 MATURED P 2017-12-19 2023-06-15 75000 73888 1112 1112 2,756 SHS ISHARES EMERGING MARKETS P 2023-04-06 67466 105863 -38397 -38397 2,102 SHS SPRD S&P INTERNATIONAL P 2023-04-06 72960 80530 -7570 -7570 CAPITAL GAINS DIVIDENDS P 5869 5869 5869 -58724 1372 0 1372 0 1372 0 0 4000 0 4000 80 2548 2548 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 NICKTRAINAFOUNDATION.ORG JONES SCHILLER CO 4157715335 507 POLK STREET SUITE 300 SAN FRANCISCO CA 94102 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DANIELLE STEEL 2280 OCTAVIA STREET SAN FRANCISCO CA 94109 PRESIDENT/DIRECTOR 2.00 0 0 0 JAMES KIRK 2280 OCTAVIA STREET SAN FRANCISCO CA 94109 CFO/DIRECTOR 2.00 0 0 0 CECILY WATERMAN 2280 OCTAVIA STREET SAN FRANCISCO CA 94109 DIRECTOR 2.00 0 0 0 DR SUSAN COLLIGAN 2280 OCTAVIA STREET SAN FRANCISCO CA 94109 SECRETARY/DIRECTOR 2.00 0 0 0 SAMANTHA TRAINA 2280 OCTAVIA STREET SAN FRANCISCO CA 94109 DIRECTOR 2.00 0 0 0 NONE 0 NONE 0 0 2250965 251525 0 2502490 0 0 2502490 37537 2464953 123248 123248 1372 1372 121876 0 121876 0 121876 177508 0 177508 121876 0 0 21180 21180 177508 0 0 0 121876 55632 0 0 76812 0 0 0 0 0 0 0 76812 21180 55632 X ACCESS INSTITUTE FOR PSYCHOLOGICAL SERVICES 110 GOUGH STREET SUITE 301 SAN FRANCISCO CA 94102 N/A CHARITABLE ORGANIZAT CHARITABLE 40000 ADOLESCENT COUNSELING SERVICES 1717 EMBARCADERO ROAD STE 4000 PALO ALTO CA 94303 N/A CHARITABLE ORGANIZAT CHARITABLE 20000 COUNSELING AND SUPPORT SERVICES FOR YOUTH 544 VALLEY WAY MILPITAS CA 95035 N/A CHARITABLE ORGANIZAT CHARITABLE 15000 HOLY FAMILY DAY HOME 299 DOLORES ST SAN FRANCISCO CA 94103 N/A CHARITABLE ORGANIZAT CHARITABLECHARITABLE 20000 HUCKLEBERRY YOUTH PROGRAM 3310 GEARY BLVD SAN FRANCISCO CA 94118 N/A CHARITABLE ORGANIZAT CHARITABLE 27508 SAN FRANCISCO CONSERVATORY OF MUSIC 50 OAK STREET SAN FRANCISCO CA 94102 N/A CHARITABLE ORGANIZAT CHARITABLE 25000 SAN FRANCISCO SUICIDE PREVENTION PO BOX 191350 SAN FRANCISCO CA 94119 N/A CHARITABLE ORGANIZAT CHARITABLE 30000 177508 0 ROYALTIES-PUBLICATIONS 15 3955 14 5348 14 96742 14 1472 18 -58724 0 48793 0 48793 1 THE OBJECTIVES OF THE NICK TRAINA FOUNDATION ARE TO SUPPORT ORGANIZATIONS INVOLVED IN THE DIAGNOSIS, RESEARCH, EDUCATION, AND/OR FAMILY SUPPORT OF: MANIC-DEPRESSION SUICIDE PREVENTION CHILDREN IN JEOPARDY-OUTREACH AND EDUCATION MUSIC: ASSIST STRUGGLING MUSICIANS IN THE AREAS OF HEALTH AND MENTAL ILLNESS ROYALTIES SPECIFICALLY PERTAIN TO THE CHARITABLE PURPOSES FOR WHICH THE FOUNDATION WAS FORMED. 0 0 0 0 0 0 0 0 0 0 CHARLES SCHWAB - 8399 959393 973373 CHARLES SCHWAB - 0401 AT COST 806727 952423 CHARLES SCHWAB - 8399 AT COST 415605 426201 ACCOUNTS RECEIVABLE 0 534 534 ACCOUNTING AND TAX 6562 0 0 0 OFFICE 2866 0 0 0 INVESTMENT EXPENSES 8096 8096 0 0 INSURANCE 6408 0 0 0 MISCELLANEOUS 1472 1472 ROYALTIES-PUBLICATIONS 3955 3955 0 TAXES 1100 750 0 0