2024-11-12T09:12:47-06:00 2023-12-31 731413977 HOGANTAYLOR LLP 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990 2023-01-01 710603560 WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT WINR 5012803000 325 W CAPITOL 350 LITTLE ROCK AR 72201 JUDY WEISHAR CHIEF FINANCIAL OFFICER 5012803030 2024-11-11 1 1 MICHELLE MANN P01064483 5012275800 2024-11-11 2023 2024-10-15 13:58:12Z X JUDY WEISHAR 325 W CAPITOL 350 LITTLE ROCK AR 72201 122211490 0 X WWW.WINROCK.ORG X 1984 AR WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT IS A RECOGNIZED LEADER IN U.S. AND INTERNATIONAL DEVELOPMENT, PROVIDING SOLUTIONS TO SOME OF THE WORLD'S MOST COMPLEX SOCIAL, AGRICULTURAL AND ENVIRONMENTAL CHALLENGES. WINROCK IS A NON-PROFIT ORGANIZATION THAT COMBINES TECHNICAL EXPERTISE WITH ENTREPRENEURIAL INNOVATION TO IMPROVE LIVES AROUND THE GLOBE AND IMPLEMENTS A PORTFOLIO OF MORE THAN 100 AGRICULTURE, ENVIRONMENT, AND SOCIAL DEVELOPMENT PROJECTS IN MORE THAN 40 COUNTRIES. 19 18 962 71 3408 0 99202604 111246248 9376975 5834935 2386855 1450089 1027 2763 110967461 118534035 9166750 25540747 0 0 56547265 63584792 0 0 0 38787847 29845056 104501862 118970595 6465599 -436560 119639802 156006052 42940909 72362212 76698893 83643840 X WINROCK'S MISSION IS TO EMPOWER THE DISADVANTAGED, INCREASE ECONOMIC OPPORTUNITY AND SUSTAIN NATURAL RESOURCES. 0 0 16645700 1585927 5834935 ENVIRONMENT AND ENERGY: SUSTAINABLE ECONOMIC GROWTH DEPENDS ON A HEALTHY PLANET. WINROCK USES SCIENCE-DRIVEN, EVIDENCE-BASED SOLUTIONS TO ADDRESS THE MYRIAD WAYS HUMANS USE NATURAL RESOURCES. FROM NATURE-BASED SOLUTIONS TO CLIMATE CHANGE, TO COMMUNITY-BASED NATURAL RESOURCE MANAGEMENT, TO MARKET-DRIVEN INNOVATIONS IN CLEAN ENERGY AND PROMOTING ECOSYSTEM SERVICES, WINROCK DEVELOPS SOLUTIONS TO PROTECT NATURAL RESOURCES, ADDRESS CLIMATE CHANGE AND PROMOTE LONG-TERM ECONOMIC WELL-BEING AND HEALTH. OUR APPROACH EMPOWERS LOCAL COMMUNITIES, GOVERNMENTS, CIVIL SOCIETY AND THE PRIVATE SECTOR, PROVIDING THEM WITH THE INFORMATION NEEDED TO DEVELOP SUSTAINABLE, WIN-WIN SOLUTIONS.ENVIRONMENTAL RESOURCES TRUST (ERT): ERT'S MISSION IS TO HARNESS THE POWER OF MARKETS TO IMPROVE THE ENVIRONMENT. ERT ENHANCES CONFIDENCE IN THE SCIENTIFIC INTEGRITY AND SOCIAL EQUITY OF ENVIRONMENTAL MARKETS TO CATALYZE AMBITIOUS AND TRANSFORMATIONAL CLIMATE ACTION. THROUGH ITS AMERICAN CARBON REGISTRY (ACR) ENTERPRISE, ERT HAS CATALYZED OVER 250 MILLION TONS OF HIGH-QUALITY EMISSION REDUCTIONS AND REMOVALS ISSUED AS SERIALIZED CARBON CREDITS IN THE FORESTRY, ENERGY, TRANSPORTATION AND INDUSTRIAL SECTORS. 38234965 11515624 0 AGRICULTURE, RESILIENCE AND WATER (ARW): ARW'S PURPOSE IS TO CATALYZE TRANSFORMATIONAL AND SUSTAINABLE DEVELOPMENT GAINS FOR THE COMMUNITIES THAT WE SERVE. ARW MANAGES AWARDS FOR A VARIETY OF CLIENTS, INCLUDING USAID AND USDA IN THE AREAS OF FOOD SECURITY, MARKET SYSTEMS, WATER SYSTEMS, AND RESILIENCE. ARW PARTNERS WITH COMMUNITIES AROUND THE WORLD TO ADDRESS SOME OF THE ROOT CAUSES OF FOOD, WATER AND ECONOMIC INSECURITY BY CO-CREATING INNOVATIVE SOLUTIONS WITH FARMERS, COMMUNITIES, AGRICULTURAL BUSINESSES, COOPERATIVES AND OTHER STAKEHOLDERS ACROSS AFRICA, ASIA, AND LATIN AMERICA.WALLACE CENTER: THE WALLACE CENTER BRINGS TOGETHER DIVERSE PEOPLE AND IDEAS TO CO-CREATE SOLUTIONS THAT BUILD HEALTHY FARMS, EQUITABLE ECONOMIES, AND RESILIENT FOOD SYSTEMS IN THE UNITED STATES. THE CENTER'S WORK FOCUSES ON FIVE LEVERS FOR FOOD SYSTEMS CHANGE CATALYTIC SYSTEMS LEADERSHIP; EQUITY AND JUSTICE IN FARMING AND FOOD SYSTEMS; LEARNING, COLLABORATION, INNOVATION AND ACTION ACROSS COMMUNITIES; VALUES-BASED SUPPLY CHAINS; AND REGENERATIVE LAND USE. 35739664 8248317 0 HUMAN RIGHTS, EDUCATION, AND EMPOWERMENT GROUP (HREE): HREE DELIVERS INTERNATIONAL DEVELOPMENT SOLUTIONS IN THE FOLLOWING TECHNICAL AREAS: COUNTERING TRAFFICKING IN PERSONS, SAFE MIGRATION, CHILD LABOR, GENDER EQUALITY AND SOCIAL INCLUSION, EDUCATION AND YOUTH. 10047110 4190879 0 OTHER PROGRAMS: OTHER PROGRAMS INCLUDES U.S. PROGRAMS: SINCE 1985, WINROCK'S U.S. PROGRAMS HAS USED INNOVATIVE APPROACHES TO ADDRESS DOMESTIC ISSUES. WINROCK'S U.S. PROGRAMS BRINGS TOOLS, EXPERIENCE, AND TRAINING TO PEOPLE AND COMMUNITIES IN ARKANSAS AND THROUGHOUT THE MID-SOUTH HELPING THEM UNLOCK THEIR STRENGTHS, CREATIVITY, AND RESOURCEFULNESS. 10047110 4190879 0 100667439 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 X 247 0 1 308 1 1 1 1 TH BG IN NP VM CH LA RP BP CB MI KG KZ UZ ES NG UV NI JM GH KE LI GV SG DR PK TI ML 0 0 0 0 0 0 0 0 0 0 X 19 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AR CA FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OR PA RI SC TN UT VA WA WV WI X JUDY WEISHAR 5012803000 325 W CAPITOL STE 350 LITTLE ROCK AR 72201 RODNEY FERGUSON PRESIDENT AND CEO (JAN-SEPT 2023) 40.00 X X 646416 0 62695 JERRY B ADAMS BOARD MEMBER 1.00 X 0 0 0 SAMAR S ALI BOARD MEMBER 1.00 X 0 0 0 WILLIAM BUMPERS BOARD MEMBER 1.00 X 0 0 0 DAVID BRAMAN BOARD MEMBER 1.00 X 0 0 0 THOMAS GREEN BOARD MEMBER 2.00 X 0 0 0 JUDE KEARNEY CHAIR 2.00 X X 0 0 0 BETH DUNFORD PHD BOARD MEMBER 1.00 X 0 0 0 NANETTE MEDVED-PO BOARD MEMBER 1.00 X 0 0 0 LISA MILTON BOARD MEMBER 1.00 X 0 0 0 JOHN M NEES VICE CHAIR 1.00 X X 0 0 0 TUAN NGUYEN BOARD MEMBER 2.00 X 0 0 0 PETER O'NEILL BOARD MEMBER 1.00 X 0 0 0 WILLIAM ROCKEFELLER BOARD MEMBER 1.00 X 0 0 0 STACY A SWANN BOARD MEMBER 1.00 X 0 0 0 SAUD SIDDIQUE BOARD MEMBER 1.00 X 0 0 0 JOHN TYSON BOARD MEMBER 1.00 X 0 0 0 MICHAELA EDWARDS BOARD MEMBER 1.00 X 0 0 0 MARK WATSON BOARD MEMBER 1.00 X 0 0 0 JASON BORDOFF BOARD MEMBER 1.00 X 0 0 0 SUZANNE SISKEL BOARD MEMBER 1.00 X 0 0 0 MIKE MYERS CFO & TREASURER (JAN-SEPT 2023) 40.00 X 322049 0 39341 JOYJIT DEB ROY EXECUTIVE VP/INTERIM CEO 40.00 X 364924 0 41801 LIBBY WHITBECK WOOD BOARD SECRETARY 40.00 X 166943 0 30874 JUDY WEISHAR CFO & TREASURER (JULY-DEC 2023) 40.00 X 241034 0 21246 MALIKA MAGAGULA CHIEF OPERATING OFFICER 40.00 X 321471 0 27695 PATRICIA J MCCALL CHIEF CORPORATE AFFAIRS 40.00 X 359471 0 53359 EDNA CRUZ CHIEF PEOPLE OFFICER 40.00 X 306179 0 42657 BRIAN BEAN CHIEF OF PARTY 40.00 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118806591 164004 164004 118970595 PART V, LINE 4: WINROCK HAS BOARD-DESIGNATED ENDOWMENT FUNDS THAT ARE INCLUDED IN NET ASSETS WITHOUT DONOR RESTRICTIONS. AS REQUIRED BY GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: WINROCK IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A SIMILAR PROVISION OF STATE LAW, EXCEPT FOR TAXES ON UNRELATED BUSINESS INCOME. FOR THE YEAR ENDED DECEMBER 31, 2023, NO PROVISION FOR INCOME TAXES WAS MADE, AS WINROCK HAD NO NET SIGNIFICANT UNRELATED BUSINESS INCOME. WINROCK FOLLOWS THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES INCLUDED IN FASB ASC TOPIC 740, INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S CONSOLIDATED FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. WINROCK PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2023, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2023, THERE WERE TAX RETURNS THAT REMAINED OPEN WITH THE U.S. FEDERAL JURISDICTION OR THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH WINROCK FILES TAX RETURNS, HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. IT IS WINROCK'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAINTY IN INCOME TAXES, IF ANY, IN INTEREST OR INCOME TAX EXPENSE. AS OF DECEMBER 31, 2023, WINROCK HAD NO ACCRUALS FOR INTEREST AND/OR PENALTIES. 1 CENTRAL AMERICA AND THE CARIBBEAN 2 27 PROGRAM SERVICES HUMAN RIGHTS, EDUCATION, & EMPOWERMENT 2380629 EAST ASIA AND THE PACIFIC 14 149 PROGRAM SERVICES AGRICULTURE, RESILIENCE, & WATER, ENVIRONMENT AND ENERGY, HUMAN RIGHTS, EDUCATION, & EMPOWERMENT, MANAGEMENT & GENERAL 14111575 RUSSIA AND NEIGHBORING STATES 5 11 PROGRAM SERVICES AGRICULTURE, RESILIENCE, & WATER, HUMAN RIGHTS, EDUCATION, & EMPOWERMENT 3766758 SOUTH ASIA 10 298 PROGRAM SERVICES AGRICULTURE, RESILIENCE, & WATER, ENVIRONMENT AND ENERGY, HUMAN RIGHTS, EDUCATION, & EMPOWERMENT 19495180 SUB-SAHARAN AFRICA 21 170 PROGRAM SERVICES AGRICULTURE, RESILIENCE, & WATER, ENVIRONMENT AND ENERGY, HUMAN RIGHTS, EDUCATION, & EMPOWERMENT, MANAGEMENT & GENERAL 16731545 52 655 0 0 52 655 56485687 0 56485687 CENTRAL AMERICA AND THE CARIBBEAN SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 743892 WIRE, EFT AND/OR CHECK 0 CENTRAL AMERICA AND THE CARIBBEAN SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 12949 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 481785 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 102206 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 586604 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 434539 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 22473 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 129008 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 141580 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 1770386 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 356601 WIRE, EFT AND/OR CHECK 0 EUROPE (INCLUDING ICELAND AND GREENLAND) SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 120400 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 333186 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 463358 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 290044 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6529 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 676603 WIRE, EFT AND/OR CHECK 0 SOUTH AMERICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 18856 WIRE, EFT AND/OR CHECK 0 SOUTH AMERICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7610 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 2196393 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 382882 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 3501319 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 1555329 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 355024 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 35637 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 82659 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 444407 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 485209 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 1743413 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 619059 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 1019893 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 1136790 WIRE, EFT AND/OR CHECK 0 1 0 0 0 0 0 PART I, LINE 2: - WINROCK INTERNATIONAL IMPLEMENTS PROJECTS IN OVER 35 COUNTRIES WORLD-WIDE INCLUDING THE REGIONS OF SOUTH, SOUTHEAST AND CENTRAL ASIA, AFRICA, CENTRAL AND SOUTH AMERICA. WINROCK PROJECTS ARE FUNDED BY BOTH DOMESTIC AND INTERNATIONAL FUNDERS, WITH OVER 80% OF FUNDING PROVIDED BY THE U.S. GOVERNMENT DURING 2023. WHEN AWARDED, WINROCK ESTABLISHES A PRESENCE IN THE REQUIRED AREA AND CARRIES OUT THE SCOPE OF WORK INCLUDED WITHIN THE AWARD. WINROCK FOLLOWS ITS POLICY TO AWARD GRANTS WHICH PROVIDES GUIDELINES AROUND COMPETITION, SOLICITATION PROCEDURES, AND EVALUATION CRITERIA. WINROCK MONITORS GRANT ACTIVITIES FOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT AGREEMENT AND TO ENSURE ACHIEVEMENT OF THE BENCHMARKS AND OBJECTIVES. MONITORING EFFORTS ARE DOCUMENTED AND INCLUDE PROCEDURES PERTINENT TO THE GRANT TYPE, INCLUDING FINANCIAL MANAGEMENT, MAINTENANCE AND INVENTORY OR EQUIPMENT, AND GRANT FILE RETENTION. 1 10VHOLM0011 16362 N JACKSON ST DURANT MS 39063 492219217 8000 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS AD ENGINEERING AND SOFTWARE 24 S UNIVERSITY AVE 101 FAYETTEVILLE AR 72701 932366622 5175 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS AERC BIOTECH LLC 1654 W RED TIP DR APT 4 FAYETTEVILLE AR 72704 931852421 10350 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS AGRIBUSINESS ESP LLC 181 BROAD HILL ROAD WEST GRANBY CT 06090 883362190 501(C(3) 10000 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS AGRICENTER INTERNATIONAL 7777 WALNUT GROVE RD MEMPHIS TN 38120 621143306 501(C(3) 15000 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS ARCARE 117 SOUTH 2ND STREET AUGUSTA AR 72006 581666179 30110 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 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CENTER 2729 HWYS 65 82 SOUTH LAKE VILLAGE AR 71653 383807713 501(C(3) 6266 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS CITY OF FORREST CITY 225 N WASHINGTON STREET FORREST CITY AR 72335 716016917 5832 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS CITY OF HELENA-WEST HELENA 226 PERRY STREET HELENA AR 72342 204040983 8513 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS EAST ARKANSAS COMMUNITY COLLEGE 1700 NEWCASTLE ROAD FORREST CITY AR 72335 710572445 501(C(3) 7869 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS EAST ARKANSAS FAMILY HEALTH CENTER 900 N 7TH STREET WEST MEMPHIS AR 72301 237128104 501(C(3) 9618 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS ENVIRO TECH CHEMICAL SERVICES INC AN ARAXADA COMPANY 724 PHILLIPS RD 411 HELENA AR 72342 770281427 7230 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS LEE COUNTY COOPERATIVE CLINIC 530 WEST ATKINS MARIANNA AR 72360 710413798 501(C(3) 9596 0 CASH SUBGRANTS IMPLEMENTED 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WINROCK FOLLOWS ITS POLICY TO AWARD GRANTS WHICH PROVIDES GUIDELINES AROUND COMPETITION, SOLICITATION PROCEDURES, AND EVALUATION CRITERIA. WINROCK MONITORS GRANT ACTIVITIES FOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT AGREEMENT AND TO ENSURE ACHIEVEMENT OF THE BENCHMARKS AND OBJECTIVES. MONITORING EFFORTS ARE DOCUMENTED AND INCLUDE PROCEDURES PERTINENT TO THE GRANT TYPE, INCLUDING FINANCIAL MANAGEMENT, MAINTENANCE AND INVENTORY OR EQUIPMENT, AND GRANT FILE RETENTION. X X 1 1 X X X X X X 1 0 0 0 0 0 0 0 0 RODNEY FERGUSON PRESIDENT AND CEO (JAN-SEPT 2023) 451350 0 55000 0 140066 0 45135 0 17560 0 709111 0 0 0 MARY GRADY CEO OF ERT 320000 0 50000 0 2997 0 31115 0 14087 0 418199 0 0 0 PATRICIA J MCCALL CHIEF CORPORATE AFFAIRS 311022 0 44859 0 3590 0 30874 0 22485 0 412830 0 0 0 JOYJIT DEB ROY EXECUTIVE VP/INTERIM CEO 317504 0 45794 0 1626 0 29500 0 12301 0 406725 0 0 0 MIKE MYERS CFO & TREASURER (JAN-SEPT 2023) 265607 0 41501 0 14941 0 20927 0 18414 0 361390 0 0 0 MALIKA MAGAGULA CHIEF OPERATING OFFICER 276952 0 39945 0 4574 0 27695 0 0 0 349166 0 0 0 EDNA CRUZ CHIEF PEOPLE OFFICER 263120 0 37950 0 5109 0 26312 0 16345 0 348836 0 0 0 BRIAN BEAN CHIEF OF PARTY 168498 0 0 0 132848 0 16850 0 14677 0 332873 0 0 0 RICHARD WARRICK CHIEF OF PARTY 201305 0 0 0 66846 0 20130 0 0 0 288281 0 0 0 JUDY WEISHAR CFO & TREASURER (JULY-DEC 2023) 212373 0 22711 0 5950 0 21246 0 0 0 262280 0 0 0 LIBBY WHITBECK WOOD BOARD SECRETARY 145655 0 20808 0 480 0 14565 0 16309 0 197817 0 0 0 PART I, LINE 1A WINROCK ALLOWS EXECUTIVE TEAM MEMBERS TO BE REIMBURSED FOR COSTS UP TO $1,250 ANNUALLY TO COVER EXPENSES THAT PROMOTE A HEALTHY LIFESTYLE INCLUDING HEALTH CLUB MEMBERSHIPS, WEIGHT-MANAGEMENT/FITNESS PROGRAMS, SMOKING CESSATION AND SIMILAR PROGRAMS. THIS WAS CHANGED IN 2023. WINROCK EXITED FROM THIS POLICY IN THE LAST QUARTER OF 2023. FORM 990 PART I LINE 5 AND PART V LINE 2A: THE EMPLOYEE COUNT ON PART I LINE 5 IS THE WORLDWIDE EMPLOYEE COUNT, INCLUDING IN-COUNTRY EMPLOYEES. THE COUNT ON PART V LINE 2A IS FROM THE FORM W-3 AND INCLUDES ONLY US EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS PETER O'NEILL, WILL ROCKEFELLER AND LISA MILTON ARE RELATED. FORM 990, PART VI, SECTION B, LINE 11B FINANCE MANAGEMENT AND THE TAX RETURN PREPARER PRESENTED THE FORM 990 TO THE AUDIT AND COMPLIANCE COMMITTEE. AT THEIR RECOMMENDATION, ALL MEMBERS OF THE BOARD OF DIRECTORS WERE PROVIDED A COMPLETE COPY PRIOR TO FILING FOR THE OPPORTUNITY TO REVIEW THE ACCURACY AND COMPLETENESS OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, BOARD MEMBERS, EXECUTIVE TEAM MEMBERS, AND ALL EMPLOYEES ARE FURNISHED THE CODE OF CONDUCT (CODE), WHICH INCLUDES THE CONFLICTS OF INTEREST POLICY. EACH BOARD AND STAFF MEMBER IS REQUIRED TO (I) CERTIFY THAT THEY HAVE READ, UNDERSTAND, AND WILL COMPLY WITH THE CODE AND (II) PURSUANT TO THE POLICY, IDENTIFY AND DISCLOSE ANY KNOWN OR POTENTIAL CONFLICTS OF INTEREST FOR APPROVAL BY THE COMPLIANCE OFFICE PRIOR TO PROCEEDING. FOR DIRECTORS, OFFICERS, AND THE EXECUTIVE TEAM, THE COMPLIANCE OFFICE FURTHER PROVIDES A DISCLOSURE FORM TO EACH INDIVIDUAL ANNUALLY TO CERTIFY THAT NO CONFLICTS HAVE ARISEN DURING THE PAST YEAR. EVERY CONFLICT DISCLOSURE IS REVIEWED BY THE COMPLIANCE OFFICE TO DETERMINE THE IMPACT ON WINROCK, WHETHER THE ACTION CAN PROCEED, AND APPROPRIATE MITIGATION STEPS, IF NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS USES COMPENSATION SURVEYS AND OTHER RESOURCES TO DETERMINE THE APPROPRIATE COMPENSATION FOR THE CEO. THE DECISION BY THE COMPENSATION COMMITTEE IS THEN APPROVED BY THE FULL BOARD BEFORE BEING FINALIZED. THE COMPENSATION COMMITTEE ALSO REVIEWS ANNUALLY THE COMPENSATION OF EXECUTIVES. FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION ARE MADE PUBLIC THROUGH THE ARKANSAS SECRETARY OF STATE. ARTICLES OF INCORPORATION AND THE BYLAWS MAY BE DIRECTLY REQUESTED FROM THE BOARD SECRETARY AT WINROCK INTERNATIONAL'S CORPORATE MAILING ADDRESS. THE CONFLICTS OF INTEREST POLICY IS AVAILABLE AT WINROCK.ORG AS PART OF WINROCK'S CODE OF BUSINESS CONDUCT. THE AUDITED INSTITUTIONAL FINANCIAL STATEMENTS AND COMPLIANCE AUDIT UNDER UNIFORM GUIDANCE ARE AVAIALABLE UPON REQUEST TO THE CHIEF FINANCIAL OFFICER AT THE CORPORATE MAILING ADDRESS. 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