2024-08-15T12:13:18-05:00 2023-09-30 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2022-10-01 526775182 AURA RETIREE HEALTH BENEFIT TRUST AURA 2024832101 1331 PENNSYLVANIA AVENUE NW 1475 WASHINGTON DC 20004 BARBARA LAM CFO 2024832101 2024-08-14 1 0 ROBERT WILLIAMS P01345960 5712279500 2024-08-05 2022 2024-08-08 14:25:15Z BARBARA LAM 1331 PENNSYLVANIA AVENUE NW 1475 WASHINGTON DC 20004 7018698 0 X N/A X 1994 DC TO PROVIDE RETIREMENT HEALTH BENEFITS. 1 0 0 0 0 0 0 0 0 0 143273 1322564 6423 1159 149696 1323723 0 0 0 0 0 0 0 0 0 199299 186432 199299 186432 -49603 1137291 32840468 37103907 0 0 32840468 37103907 PLAN PROVIDES HEALTH BENEFITS TO ELIGIBLE RETIRED AND FORMER EMPLOYEES OF THE ASSOCIATION OF UNIVSERSITIES FOR RESEARCH IN ASTRONOMY, INC. (AURA). 0 0 PLAN PROVIDES HEALTH BENEFITS TO ELIGIBLE RETIRED AND FORMER EMPLOYEES OF THE ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY, INC. (AURA). 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 X LORI ROSAK 4127624429 116 ALLEGHENY CENTER MALL PITTSBURGH PA 15212 PNC BANK TRUSTEE 0.00 0.00 X 0 0 0 CHARLES MOUNTAIN PRESIDENT 1.00 40.00 X 0 547450 62973 BARBARA LAM CFO 1.00 40.00 X 0 292976 59982 NANCI REICH DIRECTOR OF CORPORATE OPERATIONS 1.00 40.00 X 0 131142 43461 0 971568 166416 0 0 1 0 0 969810 969810 6047729 5694975 352754 352754 352754 1159 1159 1159 1323723 1159 0 1322564 X 34827 110419 41186 186432 1284876 1769557 51685 71443 31503907 35262907 32840468 37103907 0 0 X 0 0 0 0 32840468 37103907 32840468 37103907 32840468 37103907 1137291 3126148 0 X 0 0 0 0 0 0 CHARLES MOUNTAIN PRESIDENT 0 523902 0 0 0 23548 0 30500 0 32473 0 610423 0 0 BARBARA LAM CFO 0 292802 0 0 0 174 0 29705 0 30277 0 352958 0 0 NANCI REICH DIRECTOR OF CORPORATE OPERATIONS 0 130725 0 0 0 417 0 13557 0 29904 0 174603 0 0 PART I, LINE 3: THE VEBA'S RELATED ORGANIZATION, ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY, INC., PERFORMS THE PROCESS OF DETERMINING COMPENSATION OF PRESIDENT AND OFFICERS. AURA'S COMPENSATION POLICY SETS STANDARDS AND PROCEDURES MONITORED AND ENFORCED BY THE HUMAN RESOURCE (HR) DEPARTMENT. THE HR DEPARTMENT PERFORMS A COMPARABILITY DATA ANALYSIS RELATED TO THE PRESIDENT'S, VICE PRESIDENT'S (VPS), CENTER DIRECTORS', AND CENTER KEY EMPLOYEES' COMPENSATION USING VARIOUS TOOLS AND EXTERNAL RESOURCES. THE ORIGINAL COMPENSATION DURING THE HIRING PROCESS FOR THE PRESIDENT IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE ORIGIN COMPENSATION DURING THE HIRING PROCESS FOR THE DIRECTORS AND VPS IS REVIEWED AND APPROVED BY THE PRESIDENT. THE ORIGINAL COMPENSATION DURING THE HIRING PROCESS FOR CENTER KEY EMPLOYEES IS DETERMINED BY THE RESPECTIVE CENTER DIRECTOR. ANNUALLY, MERIT INCREASES FOR THE PRESIDENT, DIRECTORS, AND CENTER KEY EMPLOYEES ARE REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS AND THE VPS COMPENSATION IS REVIEWED AND APPROVED BY THE PRESIDENT. AURA'S HR DEPARTMENT RETAINS THE DOCUMENTATION OF THE COMPENSATION APPROVAL BY THE BOARD OF DIRECTORS. THE MOST RECENT YEAR THIS PROCESS TOOK PLACE FOR THE PRESIDENT, VICE PRESIDENTS, CENTER DIRECTORS, AND FOR CENTER KEY EMPLOYEES WAS DURING FY 2023. FORM 990, PART VI, SECTION A, LINE 8A THERE IS NO VEBA TRUST BOARD PER SE. AS SUCH, THERE IS NO DOCUMENTATION OF MEETINGS HELD. FORM 990, PART VI, SECTION A, LINE 8B THE RESULTS OF THE PERFORMANCE OF THE TRUST ARE REVIEWED ANNUALLY AT THE MEETING OF THE AUDIT COMMITTEE OF THE AURA BOARD. POLICY REGARDING PLAN ELIGIBILITY WOULD BE REVIEWED BY THE PERSONNEL POLICY COMMITTEE OF THE AURA BOARD AND ULTIMATELY APPROVED BY THE AURA BOARD ITSELF. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED AND APPROVED BY AURA SENIOR MANAGEMENT AND THE AUDIT COMMITTEE. ONCE THEIR REVIEW IS COMPLETE A COPY OF THE FORM 990 IS PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES 110,419. ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC 1331 PENNSYLVANIA AVE NW 1475 WASHINGTON DC 20004 860138042 SCIENCE; RESEARCH IN ASTRONOMY AZ 501(C)(3) LINE 7 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0