2024-07-01T09:33:16-05:00 2023-12-31 991856619 GRANT THORNTON ADVISORS LLC 75 STATE ST 13TH FLOOR BOSTON MA 02109 990 2023-01-01 060960237 CONNECTICUT LIFE AND HEALTH INSURANCE GUARANTY ASSOCIATION CONN 4754225235 PO BOX 673 NEW MARKET MD 21774 JESSICA WALKER EXECUTIVE DIRECTOR 4754225235 2024-07-01 1 JESSICA WALKER XXX-XX-XXXX 0 ERIN COUTURE P01390592 6177237900 3 AAL1 IAL1 2023 2023-04-26 12:10:37Z JESSICA WALKER PO BOX 673 NEW MARKET MD 21774 3615648 0 X WWW.CTLIFEGA.ORG X 1972 CT SEE SCHEDULE O 10 10 0 0 0 0 0 0 10165 3463193 17410 152455 0 0 27575 3615648 0 0 0 0 164972 162110 0 0 0 241108 212725 406080 374835 -378505 3240813 1494980 4535094 200699 0 1294281 4535094 SEE SCHEDULE O 0 0 PROVIDE PROTECTION TO CONNECTICUT RESIDENTS, AND TO NON-RESIDENTS IN LIMITED CIRCUMSTANCES, WHO ARE HOLDERS OF LIFE AND HEALTH INSURANCE POLICIES, ANNUITIES, AND HMO CONTRACTS WITH INSOLVENT INSURERS AND PROVIDE FOR THE SETTLEMENT OF LIABILITIES RELATED TO INSOLVENT INSURERS WITHIN ITS JURISDICTION. 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 X 10 10 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 0 1 0 0 0 X JESSICA WALKER 4754225235 PO BOX 673 NEW MARKET MD 21774 THOMAS E BARTELL CHAIR 1.00 X X 0 0 0 MICHAEL MCCANN DIRECTOR 1.00 X 0 0 0 ROBERT S HEALY SEC/TRES (THRU 12/12/23)/VC (AS OF 12/12/23) 1.00 X X 0 0 0 GAYATRI MENE VICE CHAIR (THRU 12/23)/DIR (AS OF 12/23) 1.00 X X 0 0 0 ERIC WEINSTEIN SECRETARY/TREASURER (AS OF 12/12/23)/DIRECTOR 1.00 X 0 0 0 ELIZABETH BYRNE DIRECTOR 1.00 X 0 0 0 HEATHER WEGRZYNIAK DIRECTOR 1.00 X 0 0 0 DAVID A ROSE DIRECTOR 1.00 X 0 0 0 KEVIN ERICSON DIRECTOR 1.00 X 0 0 0 CHRISTINE CAPPIELLO DIRECTOR (AS OF 12/23) 1.00 X 0 0 0 JESSICA WALKER EXECUTIVE DIRECTOR 20.00 X 0 0 0 0 0 0 0 0 0 0 0 EARLY ACCESS PAYMENTS 524298 3463193 3463193 3463193 152455 152455 3615648 3463193 0 152455 162110 37179 22050 25193 10163 4366 NOLHIGA EXPENSES 113774 374835 95716 70881 1399264 4464213 1494980 4535094 200699 200699 0 X 1294281 4535094 1294281 4535094 1494980 4535094 3240813 0 X 0 0 0 0 1 0 0 3615648 0 3615648 0 3615648 374835 0 374835 0 374835 FORM 990, PART I, LINE 1 PROVIDE PROTECTION TO CT RESIDENTS, AND TO NON-RESIDENTS IN LIMITED CIRCUMSTANCES, WHO ARE HOLDERS OF LIFE AND HEALTH INSURANCE POLICIES, ANNUITIES, AND HMO CONTRACTS WITH INSOLVENT INSURERS. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION CONTRACTED WITH 444 STRATEGIES, LLC FOR THE SERVICES OF ITS EXECUTIVE DIRECTOR, JESSICA WALKER, BEGINNING JULY 1, 2022. THE AMOUNT PAID IN 2022 WAS $162,110. FORM 990, PART VI, SECTION A, LINE 6 PER STATE STATUTE, THE ORGANIZATION'S BOARD OF DIRECTORS IS COMPRISED OF REPRESENTATIVES FROM INSURANCE CARRIERS THAT PROVIDE INSURANCE TO RESIDENTS IN THE STATE OF CONNECTICUT. EACH CARRIER SELECTS AN INDIVIDUAL TO REPRESENT THE CARRIER AT THE BOARD OF DIRECTOR MEETINGS. FORM 990, PART VI, SECTION A, LINE 7A EACH INSURANCE CARRIER THAT IS ELECTED TO THE BOARD HAS THE RIGHT TO APPOINT ITS REPRESENTATIVE TO THE BOARD OF DIRECTORS. INSURANCE CARRIERS MEMBERSHIP TO THE BOARD IS SUBJECT TO FINAL APPROVAL BY THE CONNECTICUT INSURANCE COMMISSIONER. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR AND TAX ADVISORS FROM A NATIONAL ACCOUNTING FIRM. IT IS THEN DISTRIBUTED TO THE BOARD OF DIRECTORS BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A WRITTEN CONFLICT OF INTEREST POLICY. ON AN ANNUAL BASIS, EACH BOARD MEMBER AND OFFICER COMPLETE A CONFLICT OF INTEREST REPORT TO DOCUMENT THAT ALL BOARD MEMBERS AND OFFICERS HAVE CONSIDERED THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND ARE FREE OF ANY CONFLICTS OF INTEREST. THIS POLICY IS REGULARLY AND CONSISTENTLY MONITORED. IF ANY CONFLICT WERE TO ARISE, THE PERSONS TO WHOM SUCH CONFLICT RELATES WOULD BE PROHIBITED FROM PARTICIPATING IN THE BOARD OF DIRECTOR'S DELIBERATIONS, DECISIONS AND TRANSACTIONS WITH THE CONFLICTED PARTY(IES). FORM 990, PART VI, SECTION C, LINE 19 ANY INQUIRIES REGARDING GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE REFERRED TO THE ADMINISTRATOR. THESE DOCUMENTS ARE MADE AVAILABLE UPON REQUEST AND AT MANAGEMENT'S DISCRETION. FORM 990, PART VII: THE BOARD OF DIRECTORS IS COMPRISED OF NINE MEMBER COMPANIES, WHICH ARE ELECTED TO SERVE THREE YEAR TERMS AS DIRECTORS, ON A REVOLVING BASIS. THREE DIRECTORS ARE ELECTED ANNUALLY. EACH MEMBER COMPANY SERVING AS A DIRECTOR APPOINTS AN INDIVIDUAL TO "REPRESENT" IT AT ALL OF THE ORGANIZATION'S BOARD OF DIRECTORS' MEETINGS THROUGHOUT THE YEAR. IN ADDITION, THE COMMISSIONER OF INSURANCE FOR THE STATE OF CONNECTICUT IS A NON-VOTING EX-OFFICIO MEMBER OF THE BOARD.