2024-06-04T15:00:41-05:00 2023-07-31 430831507 ANDERS MINKLER HUBER & HELM LLP 800 MARKET STREET SUITE 500 ST LOUIS MO 631012501 990 2022-08-01 436056320 AMERICAN ASSOC OF ORTHODONTISTS FDN AMER 3149931700 401 N LINDBERGH BLVD ST LOUIS MO 631417816 BRETT T SCHOTT VICE PRESIDENT 3149931700 2024-06-03 1 BRETT SCHOTT 999009999 0 JEANNE DEE P01082093 3146555500 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z BRETT T SCHOTT 401 N LINDBERGH BLVD ST LOUIS MO 631417816 34987139 0 X WWW.AAOFOUNDATION.NET X 1961 MO THE FOUNDATION PROVIDES SUPPORT FOR RESEARCH AND EDUCATION IN THE FIELD OF ORTHODONTICS. 13 13 4 321 0 0 1570531 422915 0 0 1378447 4933077 9050 12619 2958028 5368611 1332425 805116 0 0 363004 450038 0 0 315174 511339 584677 2206768 1839831 751260 3528780 36858261 37688529 1111039 1053554 35747222 36634975 X TO ADVANCE THE ORTHODONTIC SPECIALTY BY SUPPORTING QUALITY EDUCATION AND RESEARCH THAT LEADS TO EXCELLENCE IN PATIENT CARE AND BY PROMOTING ORTHODONTIC CHARITABLE GIVING. 0 0 945490 805116 SEE SCHEDULE O 97495 86557 DONATED ORTHODONTIC SERVICES (DOS) IS A PROGRAM OF THE AMERICAN ASSOCIATION OF ORTHODONTISTS (AAOF) THAT SERVES AS THE CONNECTION FOR ORTHODONTIC TREATMENT BETWEEN CHILDREN WHO LACK ACCESS TO CARE BECAUSE OF FINANCIAL HARDSHIP TO AAO MEMBER ORTHODONTISTS WHO VOLUNTEER THEIR TIME AND RESOURCES TO PROVIDE TREATMENT. THIS PROGRAM WILL BE REBRANDED AS GIFTED SMILES IN 2024. THE PROGRAM REMAINS TRUE TO ITS CORE OF OFFERING ACCESS TO INDIVIDUALIZED ORTHODONTIC INTERVENTION THROUGH A NETWORK OF AAO VOLUNTEER PROVIDERS TO CHILDREN WHOSE FAMILIES QUALIFY. DISASTER RELIEF: AAO MEMBERS WHO ARE IMPACTED BY A NATURAL DISASTER MAY APPLY TO THE AAO FOUNDATION DISASTER RELIEF FUND FOR A GRANT (UP TO $5,000) TO ASSIST THEM IN RESTORING THEIR PRACTICE INCLUDING REPAIR OF A FACILITY OWNED BY THE APPLICANT OR EQUIPMENT AND SUPPLIES. 1042985 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 X 14 0 1 4 1 0 0 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X CHRISTIE OLDEN 3149931700 401 N LINDBERGH BLVD ST LOUIS MO 63141 ORHAN TUNCAY DIRECTOR 2.00 X 0 0 0 ANDREW LARKIN DIRECTOR 2.00 X 0 0 0 CHRISTINA JACKSON DIRECTOR 2.00 X 0 0 0 JOHN CARTER DIRECTOR 2.00 X 0 0 0 SIMON BEARD DIRECTOR 2.00 X 0 0 0 CHRISTINE NGUYEN DIRECTOR 2.00 X 0 0 0 JAMES KLARSCH DIRECTOR 2.00 X 0 0 0 KRISTEN LOWE DIRECTOR 2.00 X 0 0 0 WANDA CLARO DIRECTOR 2.00 X 0 0 0 MARK BERKMAN DIRECTOR 2.00 X 0 0 0 CHRIS BENTSON PRESIDENT 3.00 X X 0 0 0 ROBERT JAMES BRAY DIRECTOR 2.00 X 0 0 0 LILI HORTON PRESIDENT-ELECT 2.00 X X 0 0 0 JACKIE BODE SENIOR VICE PRESIDENT 45.00 X 150298 0 29034 LYNNE THOMAS GORDON SECRETARY-TREASURER 3.00 55.00 X 0 500399 67464 150298 500399 96498 1 0 1 0 0 -8273 3900 427288 422915 746871 746871 33793101 29606895 4186206 4186206 4186206 11633 -8273 11633 0 MISCELLANEOUS REVENUE 561000 8119 8119 ADMINISTRATION FEE REVENUE 900099 4500 4500 12619 5368611 12619 0 4933077 150000 150000 550197 550197 104919 104919 184891 69336 68987 46568 180937 65760 68761 46416 11836 4439 4416 2981 46433 17413 17325 11695 25941 9728 9679 6534 612 612 98587 98587 101166 101166 89968 5091 69687 15190 7935 3885 4050 81857 5131 8083 68643 44195 15578 10508 18109 94349 16320 21597 56432 25000 25000 GRADUATE ORTHODONTIC RE 30000 30000 BANK AND CREDIT CARD FE 8612 2052 6560 MISCELLANEOUS 2396 188 212 1996 1839831 1042985 481672 315174 301275 135804 27960 28221 3859877 3319235 21978 11928 28240 13222 28495367 30738196 4090414 3441923 33150 0 36858261 37688529 226769 253617 884270 799937 1111039 1053554 X 3817298 4290591 31929924 32344384 35747222 36634975 36858261 37688529 X 3528780 -2455776 -185251 X X 0 1 X 1 0 X 386277 571165 801997 1570531 422915 3752885 386277 571165 801997 1570531 422915 3752885 1082127 2670758 773087 893783 902640 118583 4186206 6874299 7451 25224 51115 34314 83433 201537 10828721 1855 0.24660 0.39300 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 90. 2020 AMOUNT: $ 7,600. 2021 AMOUNT: $ 9,050. 2022 AMOUNT: $ 12,619. REIMBURSEMENTS - 2018 AMOUNT: $ 7,361. 2019 AMOUNT: $ 25,224. 2020 AMOUNT: $ 43,515. 2021 AMOUNT: $ 25,264. 2022 AMOUNT: $ 70,814. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 28804543 16745 1999532 1103336 29717484 32647793 14507 -2812649 1045108 28804543 27680993 62053 5923635 1018888 32647793 26190466 256743 2228546 994762 27680993 26269148 202436 676256 957374 26190466 0.80000 0.20000 0 0 0 HEDGE FUNDS 3441923 F 3441923 X 2917225 -2455776 34742 70814 -2350220 5267445 101166 101166 5368611 2029472 34741 256066 290807 1738665 101166 101166 1839831 PART V, LINE 4: INCOME FROM PERMANENT ENDOWNMENT FUNDS IS USED FOR GRANTS AND AWARDS AS WELL AS ORGANIZATIONAL OPERATIONS. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE"), EXCEPT ON NET INCOME DERIVED FROM UNRELATED BUSINESS ACTIVITIES AS DEFINED IN THE CODE. ACCORDINGLY, THE FOUNDATION FILES AS A TAX EXEMPT ORGANIZATION. THE FOUNDATION FOLLOWS GUIDANCE ISSUED BY THE FASB ON ACCOUNTING FOR INCOME TAXES AND HAS EVALUATED ITS TAX POSITIONS, EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS, AND BELIEVES THAT NO PROVISION FOR INCOME TAXES IS NECESSARY TO COVER ANY UNCERTAIN TAX POSITIONS. THE FOUNDATION'S RETURNS FOR TAX YEARS 2020 AND LATER REMAIN SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES INCLUDED IN BAD DEBT EXPENSE 256,066. 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, HEDGE FUND INVESTMENTS GRANTS RELATED TO TEACHING AND ACADEMIC RESEARCH 3441923 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES ACADEMIC GRANTS GRANTS RELATED TO TEACHING AND ACADEMIC RESEARCH 104919 0 0 0 0 0 0 3546842 0 3546842 SCHOLARSHIP/AWARDS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 6 104919 0 0 1 1 0 0 PART I, LINE 2: THE FOUNDATION USES THE SAME PROCEDURES AS DESCRIBED IN PART IV OF SCHEDULE I AS THE GRANTS ARE PART OF THE SAME PROGRAM. PART III ACCOUNTING METHOD: SCHEDULE F PART 1 IN ACCORDANCE WITH INDUSTRY PRACTICE THE FOUNDATION HAS INVESTED IN AN OFFSHORE ENTITY THAT IS A PARTNER IN A U.S. INVESTMENT PARTNERSHIP. THE U.S. PARTNERSHIP HAS A DIVERSIFIED PORTFOLIO OF INVESTMENT SECURITIES. 1 UNIVERSITY OF THE PACIFIC ARTHUR A DUGONI SCHOOL OF DENTISTRY 155 5TH ST SAN FRANCISCO CA 94103 941156266 501(C)(3) 150000 0 LEGACY COLLECTION SCHOLARSHIPS/AWARDS 32 550197 SCHEDULE I, PART I, LINE 2 APPROVED PROPOSALS ARE REQUIRED TO FILE EITHER A PROGRESS REPORT AND/OR A FINAL REPORT AS A CONDITION OF FUNDING. THESE REPORTS ARE APPROVED BY A MEMBER OF THE PLANNING AND AWARDS REVIEW COMMITTEE AND ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. IF THE REPORT(S) ARE NOT PROVIDED, THE INDIVIDUAL AND THAT INDIVIDUAL'S INSTITUTION ARE INELIGIBLE FOR FUNDING UNTIL THE REPORT(S) ARE PROVIDED AND APPROVED. ALL GRANT AWARDS REQUIRE A FINAL REPORT WHILE ONLY CERTAIN GRANT AWARDS REQUIRED A PROGRESS REPORT; APPROVED PROGRESS REPORTS ARE NECESSARY FOR CONTINUED PAYMENTS OF THE GRANT AWARD. X 0 0 0 0 0 0 0 0 0 LYNNE THOMAS GORDON SECRETARY-TREASURER 0 454976 0 45423 0 0 0 56448 0 11016 0 567863 0 0 JACKIE BODE SENIOR VICE PRESIDENT 150298 0 0 0 0 0 17155 0 11879 0 179332 0 0 0 FORM 990 PART III LINE 4A FELLOWSHIP AND BIOMEDICAL RESEARCH AWARDS THE ORTHODONTIC FACULTY DEVELOPMENT FELLOWSHIP GRANT AWARD ENCOURAGES ORTHODONTIC RESIDENTS AND GRADUATES TO PURSUE CAREERS IN EDUCATION AND SUPPORT THE DEVELOPMENT OF JUNIOR FACULTY. THIS IS INTENDED TO SUPPORT AND ENCOURAGE NEW CLINICAL INVESTIGATORS AND BIOMEDICAL SCIENTISTS BY GRANTING THE RESOURCES TO DEVELOP THEIR TEACHING SKILLS, PATIENT CARE, AND RESEARCH ACTIVITIES. FELLOWSHIP AWARDS WILL ENABLE EXCELLENCE IN ORTHODONTIC EDUCATION AND CONTINUE TO ADVANCE THE SPECIALTY. IN ADDITION TO SUPPORTING INDIVIDUALS IN EDUCATION LEADING TO A MASTER'S DEGREE OR PH.D., IT ALSO SUPPORTS GRADUATE LEVEL ORTHODONTISTS IN POST-DOCTORAL RESEARCH PROJECTS AND JUNIOR FACULTY SERVING FULL-TIME IN A DEPARTMENT OF ORTHODONTICS. THESE AWARDS ARE INTENDED TO FACILITATE THOSE COMMITTED TO A FULL-TIME CAREER IN TEACHING AND/OR RESEARCH. THE BIOMEDICAL RESEARCH GRANT AWARDS ARE FOCUSED ON FACILITATING JUNIOR FACULTY IN THE U.S. AND CANADA TO DEVELOP INDEPENDENT RESEARCH ACTIVITIES THAT ADVANCE THEM ON A TENURE TRACT AND PROVIDE PILOT STUDY DATA FOR OTHER FUNDING APPLICATIONS (E.G. NIDCR, NIH). THESE RESEARCH AWARDS ARE AVAILABLE TO U.S. AND CANADIAN CITIZENS AS WELL AS FOREIGN NATIONALS WHO POSSESS A U.S. PERMANENT RESIDENT CARD OR A CANADIAN PERMANENT RESIDENT CARD (GREEN CARDS). (THE APPLICANT AND INSTITUTION SHOULD STIPULATE THAT OBTAINING THIS STATUS IS THEIR INTENTION AND THERE IS DEMONSTRABLE EVIDENCE OF THIS INTENT.) GRANT AWARDS ARE DESIGNED FOR INDIVIDUALS EMPLOYED IN AN INSTITUTION OF HIGHER EDUCATION, (IN YEARS 3-14 OF THEIR ACADEMIC CAREER IN THE DEPARTMENT OF ORTHODONTICS.) THE FOUNDATION ENCOURAGES PROPOSALS THAT ARE IN COLLABORATION WITH SENIOR FACULTY WHO ARE ESTABLISHED INVESTIGATORS. LETTERS OF SUPPORT FROM THE INSTITUTION ARE REQUIRED. LONGITUDINAL ORTHODONTIC RECORD COLLECTION. THROUGHOUT THE UNITED STATES AND CANADA, THERE ARE SEVERAL ORTHODONTIC RECORD COLLECTIONS ACCUMULATED OVER DECADES AND GENERATIONS. THESE LONGITUDINAL ORTHODONTIC RECORDS OF UNTREATED INDIVIDUALS ARE AT THE CENTER OF OUR SPECIALTY'S UNDERSTANDING OF NORMAL GROWTH AND DEVELOPMENT OF THE HEAD AND NECK AND FORM THE BASIS OF TREATMENT, PROVIDING MATERIAL TO DEVELOP NORMATIVE DATA FOR TREATMENT GOALS. IT IS OF VITAL IMPORTANCE THAT THESE RECORD COLLECTIONS BE PRESERVED IN PERPETUITY FOR EDUCATIONAL PURPOSES, AS WELL AS CONTROLS FOR RESEARCH AND GROWTH STUDIES IN ORTHODONTICS AS WELL AS OTHER ACADEMIC DISCIPLINES. THE NATURE OF THESE COLLECTIONS IS UNIQUE AND MAY NEVER BE DUPLICATED AGAIN. IN ADDITION, BECAUSE THEY ARE HOUSED AT DIFFERENT LOCATIONS AND UNDER A VARIETY OF CIRCUMSTANCES, THEY HAVE BEEN SUBJECT TO DETERIORATION. AS WELL, FOR A VARIETY OF REASONS, THEY ARE DIFFICULT TO ACCESS AND HAVE NOT BEEN OPTIMALLY UTILIZED. THIS PROJECT, FULLY SUPPORTED BY THE AAOF ON A LONG-TERM BASIS WITH THE FOLLOWING THREE-STAGED PROGRAM: 1. ESTABLISHING A WEBSITE CONTAINING 900 LATERAL CEPHALOGRAMS FOR OVER 80 SUBJECTS FROM NINE OF THE TEN COLLECTIONS; 2 CREATE A TRULY REPRESENTATIVE SAMPLE OF THE PARTICIPATING COLLECTIONS; 3. COMPLETE PRESERVATION OF ALL RECORDS IN THE COLLECTION. FORM 990 PART V LINE 2 PAYROLL FOR THE FOUR EMPLOYEES OF THE FOUNDATION IS HANDLED THROUGH AMERICAN ASSOCIATION OF ORTHODONTISTS AND REIMBURSEMENT IS MADE AT COST. FORM 990, PART VI, SECTION A, LINE 1A THE BOARD OF DIRECTORS HAS ESTABLISHED AN EXECUTIVE COMMITTEE COMPOSED OF EIGHT MEMBERS: THE PRESIDENT, THE PRESIDENT-ELECT, THE CHAIR OF THE FINANCE AND INVESTMENT COMMITTEE, THE BOARD LIAISON OF THE PLANNING AND AWARDS REVIEW COMMITTEE, THE NATIONAL ENDOWMENT CHAIR, THE NATIONAL VANGUARD SOCIETY CHAIR, AND THE NATIONAL PLANNED GIVING CHAIR WHO SERVE AS VOTING MEMBERS, AND THE SECRETARY-TREASURER SERVES AS A NON-VOTING MEMBER. THE EXECUTIVE COMMITTEE HAS THE POWER TO ACT FOR THE FULL BOARD OF DIRECTORS IN THE INTERIM BETWEEN SESSIONS OF THE BOARD AND IT REPORTS EACH ACTION TO THE BOARD PRIOR TO ITS NEXT MEETING. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE ACCOUNTING MANAGER, THE VICE PRESIDENT OF FINANCE, THE AAOF EXECUTIVE DIRECTOR, AND THE AAOF BOARD. FORM 990, PART VI, SECTION B, LINE 12C A NEW CONFLICT OF INTEREST DISCLOSURE IS REQUIRED TO BE SIGNED ANNUALLY. COMPLETED FORMS ARE REVIEWED BY AMERICAN ASSOCIATION OF ORTHODONTISTS IN-HOUSE LEGAL COUNSEL FOR ANY CONFLICTS. THE EXECUTIVE OFFICE MANTAINS THE COPIES OF THE SIGNED CONFLICT OF INTEREST STATEMENTS. FORM 990, PART VI, SECTION B, LINE 15A LINE 15A A RELATED ORGANIZATION IS USED TO DETERMINE PAY GRADES AND SALARY RANGES. LINE 15B THERE ARE NO OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION WHO RECEIVE COMPENSATION THEREFORE, NO PROCESS IS REQUIRED. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS, POLICIES, AND STATEMENTS ARE FURNISHED UPON WRITTEN REQUEST. FORM 990, PART XI, LINE 9: RECOVERY OF GRANT 70,814. UNCOLLECTIBLE CONTRIBUTIONS -256,065. OTHER ADJUSTMENT AMERICAN ASSOCIATION OF ORTHODONTISTS 401 N LINDBERGH ST LOUIS MO 63141 430763598 PROF ASSOC MO 501(C)(6) N/A 0 0 0 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 AMERICAN ASSOCIATION OF ORTHODONTISTS O 105090 COST AMERICAN ASSOCIATION OF ORTHODONTISTS P 606237 COST AMERICAN ASSOCIATION OF ORTHODONTISTS K 12818 COST AMERICAN ASSOCIATION OF ORTHODONTISTS N 17728 COST