2024-05-13T13:11:56-05:00 2023-06-30 521743645 SC&H TAX & ADVISORY SERVICES LLC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2022-07-01 521357109 SHEPPARD AND ENOCH PRATT FOUNDATION INC SHEP 4109385401 6501 N CHARLES STREET BALTIMORE MD 21204 KELLY SAVOCA SVP AND CFO 4109385401 2024-05-09 1 KELLY SAVOCA 999009999 0 LORI S BURGHAUSER P00370694 4104031500 2024-05-09 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z HARSH TRIVEDI MD 6501 N CHARLES STREET BALTIMORE MD 21204 7839762 0 X WWW.SHEPPARDPRATT.ORG X 1984 MD CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT MENTAL HEALTH, ADDICTION, SPECIAL EDUCATION AND COMMUNITY SUPPORT SERVICES.FORM 990, PART VI, SECTION B, LINE 10A:THE POLICIES DESCRIBED IN PART VI, SECTION B, LINES 10A-16B APPLY TO SHEPPARD AND ENOCH PRATT FOUNDATION, INC. AND ITS SUBSIDIARY AS LISTED BELOW: SHEPPARD PRATT PROPERTIES, LLC 19 19 0 30 0 0 1008073 1517574 0 0 1242117 64877 -209399 -102381 2040791 1480070 0 0 0 0 0 0 0 0 0 23331 43351 23331 43351 2017460 1436719 30267558 29279064 4664073 5628092 25603485 23650972 CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT MENTAL HEALTH, ADDICTION, SPECIAL EDUCATION, AND COMMUNITY SUPPORT SERVICES PROVIDED BY AFFILIATED 501(C)(3) CORPORATIONS - SHEPPARD PRATT HEALTH SYSTEM, FAMILY SERVICES, MOSAIC COMMUNITY SERVICES, AND WAY STATION. 0 0 CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT MENTAL HEALTH, ADDICTION, SPECIAL EDUCATION AND COMMUNITY SUPPORT SERVICES PROVIDED BY AFFILIATED 501(C)(3) CORPORATIONS - SHEPPARD PRATT HEALTH SYSTEM, FAMILY SERVICES, MOSAIC COMMUNITY SERVICES, AND WAY STATION. 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 MD X KELLY SAVOCA 4109385401 6501 NORTH CHARLES STREET BALTIMORE MD 21204 JOSHUA KAKEL CHAIRPERSON, TRUSTEE 1.00 1.00 X X 0 0 0 ALFRED SINGER VICE CHAIRPERSON, TRUSTEE PY 1.00 1.00 X X 0 0 0 COLLIN MOTHUPI ASSISTANT CHAIR 1.00 1.00 X X 0 0 0 MARGARET ALLEN TRUSTEE 1.00 1.00 X 0 0 0 KEVIN BENSON TRUSTEE 1.00 1.00 X 0 0 0 ALAN EVANS TRUSTEE 1.00 1.00 X 0 0 0 SUSAN FENIMORE TRUSTEE 1.00 1.00 X 0 0 0 ELIZABETH FORBUSH TRUSTEE 1.00 1.00 X 0 0 0 ALAN GAMSE TRUSTEE 1.00 1.00 X 0 0 0 PHILIP H GRANTHAM TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM HAUGH TRUSTEE 1.00 1.00 X 0 0 0 BONITA HEARN TRUSTEE 1.00 1.00 X 0 0 0 NORMA PEDEN KILLEBREW TRUSTEE 1.00 1.00 X 0 0 0 MARTHA KIRKLAND TRUSTEE 1.00 1.00 X 0 0 0 ALTON KNIGHT TRUSTEE 1.00 1.00 X 0 0 0 ROBERT KRESSLEIN TRUSTEE 1.00 1.00 X 0 0 0 CRISTIN C LAMBROS TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM MORTON TRUSTEE 1.00 1.00 X 0 0 0 STEPHEN JUDSON WILLIAMS TRUSTEE 1.00 1.00 X 0 0 0 JIM WIEDERHOLD TRUSTEE 1.00 1.00 X 0 0 0 HARSH K TRIVEDI PRESIDENT AND CEO 1.00 40.00 X 0 1334367 52907 KELLY SAVOCA SVP AND CFO, SECRETARY/TREA 1.00 40.00 X 0 597885 27828 THERESA PEDDICORD ASSIST SEC, PART YEAR 1.00 40.00 X 0 93911 957 0 2026163 81692 0 0 1 0 0 162381 1355193 1517574 23617 23617 675588 637118 38470 38470 38470 5622983 5581723 41260 41260 41260 0 162381 140851 -140851 -140851 1480070 0 0 -37504 X 25299 25299 11401 11401 6651 6651 43351 0 43351 0 1782960 3050680 1853108 359888 2376455 2208732 15671750 2267925 13879883 13403825 8200522 8292595 2174630 1963344 30267558 29279064 480 41820 60947 1825940 1716532 2796313 3850133 4664073 5628092 X 13341034 12904005 12262451 10746967 25603485 23650972 30267558 29279064 X 1436719 319777 -3709009 X X 0 1 X 1 0 X 816155 9818043 7269929 1008073 1517574 20429774 816155 9818043 7269929 1008073 1517574 20429774 1096763 19333011 271810 575594 742224 693219 699205 2982052 23411826 0.82580 0.71970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4066506 100000 -31075 4135431 4049062 101050 -83606 4066506 3857119 127000 64943 4049062 3717765 137800 1554 3857119 3684446 17875 15444 3717765 0.00000 1.00000 0.00000 0 1 1 3590575 3590575 12036723 2260323 9776400 44452 7602 36850 13403825 SUNTRUST REMAINDER TRUST 437970 F SHEPPARD PRATT POOLED INVESTMENT FUND 7854625 F 8292595 KERN GIFT 1902868 DUE FROM AFFILIATE 60476 1963344 DUE TO AFFILIATES 3689539 LIABILITY ON GIFT ANNUITIES 114249 SECURITY DEPOSITS 41342 OTHER LIABILITIES 5003 3850133 PART V, LINE 4: FOUNDATION'S ENDOWMENT IS USED TO SUPPORT THE CHARITABLE ACTIVITIES OF THE RELATED ENTITIES OF THE FOUNDATION. TURKEY TROT 147392 147392 2941 882 798 119380 FEEL GOOD 5K 14989 14989 787 3556 12508 162381 162381 2941 787 882 4354 131888 140852 -140852 0 1 0 0 0 0 0 0 0 HARSH K TRIVEDI PRESIDENT AND CEO 0 1140833 0 0 0 193534 0 52850 0 57 0 1387274 0 150000 KELLY SAVOCA SVP AND CFO, SECRETARY/TREA 0 498322 0 0 0 99563 0 27771 0 57 0 625713 0 73522 PART I, LINE 3 THE ORGANIZATION'S CEO WAS NOT PAID BY THE FILING ORGANIZATION BUT WAS PAID BY A RELATED ORGANIZATION, SHEPPARD PRATT HEALTH SYSTEM, INC. THE RELATED ENTITY CHECKED THE FOLLOWING BOXES FOR SCHEDULE J, QUESTION 3 ON ITS FORM 990: COMPENSATION COMMITTEE, INDEPENDENT COMPENSATION CONSULTANT, FORM 990 OF OTHER ORGANIZATIONS, WRITTEN EMPLOYMENT CONTRACT, COMPENSATION SURVEY OR STUDY, APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. PART I, LINE 4B DURING CALENDAR YEAR 2022, THE FOLLOWING PARTICIPATED IN SHEPPARD PRATT'S 457(F) PLAN: HARSH TRIVEDI $ 50,000 KELLY SAVOCA $ 25,000 DURING CALENDAR YEAR 2022, THE FOLLOWING RECEIVED DISTRIBUTIONS FROM SHEPPARD PRATT'S 457(F) PLAN: HARSH TRIVEDI $167,678 KELLY SAVOCA $73,522 FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE FORM 990 AT THE APRIL MEETING. FOLLOWING FINANCE COMMITTEE REVIEW OF THE FORM 990, THE FORM 990 IS POSTED TO THE SHEPPARD PRATT WEBSITE PORTAL FOR THE BOARD OF DIRECTORS' REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES ALL TRUSTEES AND KEY EXECUTIVE PERSONNEL TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. THE COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE CFO WHO SUMMARIZES THE REPORTED CONFLICTS. THIS INFORMATION IS THEN PRESENTED TO THE CEO AND THE CHAIRMAN OF THE BOARD FOR REVIEW. IF IN THE NORMAL COURSE OF CONDUCTING A BOARD MEETING, AN AGENDA TOPIC IS DETERMINED TO PRESENT A CONFLICT OF INTEREST, THE INTERESTED BOARD MEMBER IS REQUIRED TO DISQUALIFY HIM OR HERSELF FROM ANY FURTHER DISCUSSION ON THE MATTER. THE CHAIRPERSON WILL SELECT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES TO THE TRANSACTION THAT POSES THE POTENTIAL CONFLICT. IF AFTER EXERCISING DUE DILIGENCE THE BOARD DETERMINES THAT ITS UNABLE TO SECURE A MORE ADVANTAGEOUS TRANSACTION WITH AN ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, THE BOARD WILL DETERMINE WHETHER OR NOT TO ENTER INTO THE TRANSACTION, IF IT IS IN THE BEST INTEREST OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 SALARIES OF THE CEO AND TOP MANAGEMENT ARE REVIEWED BY THE EMPLOYEE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES OF SHEPPARD AND ENOCH PRATT FOUNDATION, INC. THIS COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE TRUSTEES REVIEW COMPENSATION FOR REASONABLENESS. THEY USE COMPARATIVE INDUSTRY DATA AND FORM 990S OF OTHER ORGANIZATIONS IN THEIR REVIEW PROCESS. THE PROCESS FOR EMPLOYEE COMPENSATION INCLUDES DEVELOPMENT OF COMPENSATION RECOMMENDATIONS BASED ON MARKET SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA AS WELL AS WRITTEN EMPLOYMENT CONTRACTS. THE SALARY INFORMATION FOR THIS GROUP IS OBTAINED BY A CONSULTANT THAT IS ENGAGED BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS CONSULTANT USES CURRENT MARKET COMPENSATION SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA TO MAKE RECOMMENDATIONS, THAT ARE THEN PRESENTED TO THE EXECUTIVE COMPENSATION COMMITTEE FOR APPROVAL. THE EXECUTIVE COMPENSATION COMMITTEE REPORTS THAT COMPENSATION WAS APPROVED TO THE FULL BOARD. THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING FOR DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND OTHER POLICIES INCLUDING THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 11,401. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,401. FORM 990, PART XI, LINE 9: TRANSFERS TO AFFILIATES -3,709,009. FORM 990, PART XII, LINE 2C SHEPPARD AND ENOCH PRATT FOUNDATION, INC., HAS A FINANCE COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SHEPPARD PRATT PROPERTIES LLC PO BOX 6815 BALTIMORE MD 21285 823688200 ACQUIRE, OWN, OPERATE, LEASE AND MANAGE REAL ESTATE MD SHEPPARD AND ENOCH PRATT FOUNDATION INC SHEPPARD PRATT PHYSICIANS PA PO BOX 6815 BALTIMORE MD 21285 521392214 PROVIDE HEALTHCARE TO PATIENTS & RESIDENCY TRNG TO MED PRO'S MD 501(C)(3) 10 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 SHEPPARD PRATT HEALTH SYSTEM INC PO BOX 6815 BALTIMORE MD 21285 520591684 PROVIDES INPATIENT/OUTPATIENT CARE, EDUC SVCS & RESID SVCS MD 501(C)(3) 3 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 SHEPPARD PRATT INVESTMENT INC PO BOX 6815 BALTIMORE MD 21285 521388935 HOLD AND MANAGE ENDOWMENT FUNDS OF RELATED NONPROFIT ENTITIES MD 501(C)(3) 12A SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 MOSAIC COMMUNITY SERVICES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521338141 PROVIDES THERAPEUTIC RESIDENTIAL, REHAB, & SUPPORT SERVICES MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 WAY STATION INC PO BOX 3826 FREDERICK MD 21705 521162749 PROVIDES REHABILITATION AND TREATMENT SERVICES MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 FAMILY SERVICES INC 610 EAST DIAMOND AVE GAITHERSBURG MD 20877 520730225 FOSTER HEALTHY FAMILIES THROUGH EDUC, BEHAVIORAL HLTH, ETC SVCS MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 REVISIONS COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521849336 PROVIDE AFFORDABLE HOUSING TO LOW-INCOME INDIVIDUALS WITH MENTAL ILLNESSES. MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 DULANEY STATION COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 020650286 PROVIDE AFFORDABLE HOUSING TO LOW-INCOME INDIVIDUALS WITH MENTAL ILLNESSES. MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 ALLIANCE INC 8003 CORPORATE DRIVE NOTTINGHAM MD 21236 521277262 OFFER EDUC., VOC., & RESID SVCS FOR INDIVIDUALS WITH DISABILITIES MD 501(C)(3) 7 MOSAIC COMMUNITY SERVICES INC 1 WAY STATION FOUNDATION INC 230 W PATRICK ST PO BOX 3826 FREDERICK MD 21705 521857765 SOLICIT AND ACCEPT FUNDS AND PROPERTY TO SUPPORT AFFILIATED ORGANIZATION MD 501(C)(3) 7 WAY STATION INC 1 BEHAVIORAL HEALTH PARTNERS OR FREDERICK INC PO BOX 6815 BALTIMORE MD 21285 522125435 OUTPATIENT PSYCHIATRIC AND BEHAVIORAL MEDICINE MD 501(C)(3) 3 MOSAIC COMMUNITY SERVICES INC 1 SHEPPARD PRATT PREFERRED RESOURCES INC 6501 N CHARLES STREET TOWSON MD 21204 521757742 INACTIVE MD N/A C 1 CHARITABLE REMAINDER TRUST PO BOX 6815 BALTIMORE MD 21285 CHARITABLE REMAINDER TRUST MD N/A T 0 SHEPPARD PRATT ASSURANCE COMPANY LLC CARIBBEAN PLAZA 2ND FLOOR NORTH B GEORGE TOWN CJ KYL-1102 981668282 INSURANCE CJ N/A C 1 OMNI HOUSE INC 7440 BALTIMORE ANNAPOLIS BLVD GLEN BURNIE MD 21061 521226449 MENTAL HEALTH, PSYCHIATRIC REHAB AND RESIDENTIAL MD N/A C 1 1 0 0 1 1 0 0 0 0 1 0 1 0 1 0 0 0 1 0 SHEPPARD PRATT HEALTH SYSTEM INC R 3709009 FAIR MARKET VALUE SHEPPARD PRATT HEALTH SYSTEM INC A 171572 FAIR MARKET VALUE SCHEDULE R, PART II: WAY STATION, INC, MOSAIC COMMUNITY SERVICES, INC. AND FAMILY SERVICES, INC. WORK WITH NUMEROUS HUD ENTITIES TO CARRY OUT THEIR EXEMPT PURPOSES. WHILE THERE IS BOARD OVERLAP THE ULTIMATE CONTROL RESIDES WITH THE HUD ENTITIES. AS SUCH THE HUD ENTITIES ARE NOT LISTED ON SHEPPARD AND ENOCH PRATT FOUNDATION, INC.'S SCHEDULE R. HUD ENTITIES ARE REFLECTED ON THE SCHEDULE R OF WAY STATION, INC., MOSAIC COMMUNITY SERVICES, INC. AND FAMILY SERVICES, INC.