2024-05-10T14:12:40-05:00 2023-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2022-07-01 204435833 CASE ALUMNI ASSOCIATION INC CASE 2162314567 10900 EUCLID AVENUE 109 CLEVELAND OH 44106 STEPHEN J ZINRAM EXECUTIVE DIRECTOR 2162314567 2024-05-07 1 STEPHEN ZINRAM 999009999 0 CHRISTOPHER B ANDERSON P00226559 2163630100 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z STEPHEN J ZINRAM 10900 EUCLID AVENUE 109 CLEVELAND OH 44106 4781961 0 X WWW.CASEALUMNI.ORG X 2005 OH TO BE AN ACTIVE ALUMNI/ALUMNAE FELLOWSHIP THAT SUPPORTS & ADVANCES THE INTERESTS OF THE CASE SCHOOL OF ENGINEERING AND CASE WESTERN RESERVE UNIVERSITY'S APPLIED SCIENCE PROGRAMS. 33 33 13 205 0 0 15403726 4752186 0 0 1767 2203 24000 27572 15429493 4781961 13967681 2689943 0 0 1068741 1210277 0 0 518730 397663 481408 15434085 4381628 -4592 400333 4088805 3787229 2981596 2141940 1107209 1645289 X THE CASE ALUMNI ASSOCIATION INCORPORATED SERVES THE INTERESTS OF MORE THAN 20,000 ALUMNI OF THE CASE SCHOOL OF APPLIED SCIENCE, CASE INSTITUTE OF TECHNOLOGY AND THE CASE SCHOOL OF ENGINEERING. ITS MISSION IS TO SERVE AND ADVANCE THE INTERESTS OF THE CASE SCHOOL OF ENGINEERING, THE MATH AND APPLIED SCIENCES DEPARTMENTS OF THE COLLEGE OF ARTS AND SCIENCES AT CASE WESTERN RESERVE UNIVERSITY, ITS ALUMNI AND ITS STUDENTS THROUGH A STRATEGIC FOCUS ON FUNDRAISING, INSTITUTIONAL LEADERSHIP, RESPONSIVE SERVICES, PUBLIC RELATIONS AND STUDENT PROGRAMS. 0 0 3477791 2689943 27572 THE CASE ALUMNI ASSOCIATION INCORPORATED IS ORGANIZED PRIMARILY TO ENGAGE IN ACTIVITIES THAT PROVIDE SUPPORT AND SERVICE TO THE CASE SCHOOL OF ENGINEERING, CASE WESTERN RESERVE UNIVERSITY MATH AND SCIENCE PROGRAMS, AND ALUMNI. 3477791 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 6 0 1 13 1 0 0 0 0 0 0 0 0 0 0 0 0 X 33 33 0 0 0 0 1 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 OH X MARY MCMILLAN 2163682475 10900 EUCLID AVE TOMLINSON 109 CLEVELAND OH 44106 JOSEPH P FAKULT '90 PRESIDENT 2.00 X 0 0 0 BRIAN S CASSELBERRY '95 1ST VICE PRESIDENT 2.00 X 0 0 0 MATTHEW D CROWLEY '07 2ND VICE PRESIDENT 2.00 X 0 0 0 CURTIS GRANT '11 MEM '12 3RD VICE PRESIDENT 1.00 X 0 0 0 FRANK MERAT '72 G'75 PHD'78 TREASURER 2.00 X 0 0 0 HILLARY C EMER '07 MSE '07 ASSISTANT TREASURER 2.00 X 0 0 0 STEVE SIMMONS '79 SECRETARY 1.00 X 0 0 0 KENNETH BARKER '70 3-YEAR DIRECTOR 1.00 X 0 0 0 EDWARD CORDIANO '97 3-YEAR DIRECTOR 1.00 X 0 0 0 DONALD L FEKE '76 MS '77 3-YEAR DIRECTOR 1.00 X 0 0 0 SEAN HIGGINS '90 3-YEAR DIRECTOR 1.00 X 0 0 0 CARLIN JACKSON '15 3-YEAR DIRECTOR 1.00 X 0 0 0 JAMES D KILMER '00 3-YEAR DIRECTOR 1.00 X 0 0 0 WILLIAM TODD MARTIN '96 MS '98 3-YEAR DIRECTOR 1.00 X 0 0 0 ERIC J MATYAC '94 MS '97 3-YEAR DIRECTOR 1.00 X 0 0 0 JESSICA PALMER '10 3-YEAR DIRECTOR 1.00 X 0 0 0 ARKADY POLINKOVSKY '08 MS '10 3-YEAR DIRECTOR 1.00 X 0 0 0 KARL-HEINZ SCHOFALVI MS '89 3-YEAR DIRECTOR 1.00 X 0 0 0 ADAM C SNYDER '02 G'03 3-YEAR DIRECTOR 1.00 X 0 0 0 PAUL STEPHAN '64 3-YEAR DIRECTOR 1.00 X 0 0 0 LAUREN SMITH '13 3-YEAR DIRECTOR 1.00 X 0 0 0 ROBERT P STALDER '94 3-YEAR DIRECTOR 1.00 X 0 0 0 JIM TRELEAVEN '69 MS '77 PHD '90 3-YEAR DIRECTOR 1.00 X 0 0 0 VALENCIA WILLIAMS '14 3-YEAR DIRECTOR 1.00 X 0 0 0 ROGER H CERNE '63 PAST PRESIDENT 1.00 X 0 0 0 SUNNIVA R COLLINS MS'91 PHD '94 PAST PRESIDENT 1.00 X 0 0 0 MICHAEL H DIAMANT '68 PAST PRESIDENT 1.00 X 0 0 0 JEFF HERZOG '79 PAST PRESIDENT 1.00 X 0 0 0 KENNETH A LOPARO PHD 1977 PAST PRESIDENT 1.00 X 0 0 0 JOHN A MASSIE '66 PAST PRESIDENT 1.00 X 0 0 0 EDWARD P MCHENRY '67 PAST PRESIDENT 1.00 X 0 0 0 SUSIE J NAGORNEY '76 PAST PRESIDENT 1.00 X 0 0 0 RUSSELL J WARREN '60 PAST PRESIDENT 1.00 X 0 0 0 STEPHEN J ZINRAM EXECUTIVE DIRECTOR 45.00 X 165803 0 65522 THOMAS J CONLON CFO 45.00 X 125465 0 48769 291268 0 114291 2 0 1 0 0 4220335 531851 4752186 2203 2203 OTHER INCOME 900099 27572 27572 27572 4781961 27572 0 2203 2088213 2088213 601730 601730 375556 164516 89538 121502 549481 240706 131004 177771 72945 32203 15602 25140 143921 57561 36525 49835 68374 29864 16060 22450 1025 1025 32000 32000 79790 39873 2125 37792 31236 18823 10938 1475 30392 12290 10637 7465 66118 56075 9495 548 4065 1481 1132 1452 26154 10189 7272 8693 21298 7619 5842 7837 PRINTING 83573 83301 272 SERVICE CONTRACTS 67741 453 14952 52336 POSTAGE-SHIPPING 38016 32894 688 4434 4381628 3477791 385107 518730 248592 494847 14629 1545 101748 54353 556319 371130 207317 185189 1365881 1345026 2150638 1706269 4088805 3787229 145887 102183 2835709 2039757 2981596 2141940 X 523529 949669 583680 695620 1107209 1645289 4088805 3787229 400333 137747 0 X 0 1 X 1 0 X 4841839 5759548 3965396 15403726 4752186 34722695 4841839 5759548 3965396 15403726 4752186 34722695 3640522 31082173 28311 1565 1620 1767 2203 35466 70344 46683 139677 24000 27572 308276 35066437 22654 0.88640 0.73110 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2018 AMOUNT: $ 70,344. 2019 AMOUNT: $ 46,683. 2020 AMOUNT: $ 139,677. 2021 AMOUNT: $ 24,000. 2022 AMOUNT: $ 27,572. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1367627 -22401 1345226 1772162 -404535 1367627 1929549 -157387 1772162 1996084 -66535 1929549 2226594 -230510 1996084 0.00000 1.00000 0.00000 0 1 1 556319 371130 185189 185189 DUE FROM RELATED PARTIES 1706269 1706269 GIFT ANNUITIES 649411 SCHOLARSHIPS PAYABLE 1390346 2039757 X PART V, LINE 4: INTENDED USE OF ENDOWMENT FUNDS - THE ASSOCIATION'S ENDOWMENT IS USED TO FURTHER THE EXEMPT PURPOSES OF SUPPORTING THE CASE SCHOOL OF ENGINEERING AND THE APPLIED SCIENCES PROGRAMS OF CASE WESTERN RESERVVE UNIVERSITY. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - THE ASSOCIATION AND FOUNDATION (A RELATED ORGANIZATION INCLUDED IN THE COMBINED FINANCIAL STATEMENTS) ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE ORGANIZATION BELIEVES THAT THERE IS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AND, AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. 1 CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVE CLEVELAND OH 44106 341018992 501(C)(3) 2088213 0 DEPARTMENTAL SUPPORT SCHOLARSHIPS 200 601730 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - THE ASSOCIATION ENSURES THAT ITS GRANTS ARE USED FOR EDUCATIONAL PURPOSES BY PROVIDING THE FUNDS DIRECTLY TO CASE WESTERN RESERVE UNIVERSITY AND NOT THE STUDENTS. PART III, ADDITIONAL INFORMATION ABOUT SCHOLARSHIPS: THE CASE ALUMNI ASSOCIATION (CAA) AWARDS SCHOLARSHIPS TO STUDENTS OF THE CASE SCHOOL OF ENGINEERING AND THE MATH AND SCIENCE DEPARTMENTS OF THE CASE SCHOOL OF THE ARTS. MOST SCHOLARSHIPS ARE AWARDED IN THE SPRING OF THE CURRENT FISCAL YEAR FOR THE COMING ACADEMIC YEAR. SCHOLARSHIP RECIPIENTS MUST REMAIN A STUDENT OF AN ELIGIBLE DEPARTMENT AND ATTEND FOR THE SEMESTER TO EARN THEIR SCHOLARSHIP. SCHOLARSHIPS ARE RECONCILED AT THE END OF THE FALL AND SPRING SEMESTERS TO ENSURE STUDENTS HAVE MET THE REQUISITE CRITERIA. AS THE SCHOLARSHIPS ARE CONDITIONAL UPON THE RECIPIENT'S CONTINUED ELIGIBILITY, AN ESTIMATE OF THE TOTAL AMOUNT TO BE AWARDED IN THE NEXT ACADEMIC YEAR IS RECODED AS A LIABILITY AT THE END OF EACH FISCAL YEAR. DUE TO AN ACCOUNTING PROCESS CHANGE RELATED TO MULTI-YEAR CONTRACTUAL SCHOLARSHIPS, THE CAA RECOGNIZED SCHOLARSHIP EXPENSE OF ONLY $601,000 FOR FY23. ACTUAL SCHOLARSHIP DISTRIBUTIONS TO CASE WESTERN RESERVE UNIVERSITY DURING THE 2022-2023 ACADEMIC YEAR TOTALED $1,363,475 AWARDED TO 268 STUDENTS. X X X 0 0 0 0 0 0 0 0 0 STEPHEN J ZINRAM EXECUTIVE DIRECTOR 165803 0 0 0 0 0 17381 0 48141 0 231325 0 0 0 THOMAS J CONLON CFO 125465 0 0 0 0 0 12622 0 36147 0 174234 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OF THE ORGANIZATION - MEMBERSHIP INCLUDES ALL DONORS TO THE CASE ALUMNI ASSOCIATION. GOVERNANCE MEMBERS INCLUDE OFFICERS (PRESIDENT, 1ST AND 2ND VICE PRESIDENTS, TREASURER, SECRETARY, AND ASSISTANT TREASURER), 1-YEAR, 2-YEAR AND 3-YEAR DIRECTORS AND ALL PAST PRESIDENTS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW - THE AUDIT COMMITTEE HAS BEEN DELEGATED THE AUTHORITY TO REVIEW THE FORM 990 PRIOR TO FILING BY THE COUNCIL OF THE CASE ALUMNI ASSOCIATION, INC. AT THE NEXT MEETING OF THE COUNCIL AFTER THE AUDIT COMMITTEE'S REVIEW, A COPY OF THE FORM 990 IS MADE AVAILABLE TO ALL COUNCIL MEMBERS. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - AT THE START OF EACH FISCAL YEAR, A CONFLICT OF INTEREST (COI) STATEMENT IS MAILED TO ALL EXISTING AND CURRENT MEMBERS OF THE COUNCIL. AT EACH COUNCIL AND EXECUTIVE MEETING, A COMPLETED AND SIGNED COPY OF THE COI MUST BE RECEIVED BEFORE THE MEMBER IS ALLOWED TO PARTICIPATE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL - THE EXECUTIVE COMMITTEE OF THE BOARD DETERMINES THE COMPENSATION OF THE EXECUTIVE DIRECTOR. THE COMMITTEE IS INDEPENDENT OF THE EXECUTIVE DIRECTOR AND SUFFICIENT COMPARABILITY DATA IS USED IN THE DETERMINATION. THE COMPENSATION OF ALL EMPLOYEES OF THE ASSOCIATION ARE REVIEWED BY THE EXECUTIVE DIRECTOR AND HIS RECOMMENDATIONS ARE FORWARDED TO THE EXECUTIVE COMMITTEE FOR APPROVAL. UPON APPROVAL, THOSE CHANGES ARE INCORPORATED IN THE BUDGET FOR THE NEXT FISCAL YEAR. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - ABBREVIATED FINANCIAL STATEMENTS ARE INCLUDED IN THE ALUMNUS MAGAZINE THAT IS MAILED TO APPROXIMATELY 20,000 GRADUATES OF THE CASE SCHOOL OF ENGINEERING, CASE INSTITUTE OF TECHNOLOGY, AND THE CASE SCHOOL OF APPLIED SCIENCE. MATHEMATICS AND SCIENCE ALUMNI OF CASE WESTERN RESERVE UNIVERSITY ARE INCLUDED. COPIES OF THIS MAGAZINE ARE AVAILABLE AT THE ASSOCIATION'S OFFICES. THE ASSOCIATION'S CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. CASE ALUMNI FOUNDATION 10900 EUCLID AVE CLEVELAND OH 44106 200401095 FOUNDATION OH 501(C)(3) LINE 7 N/A 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 CASE ALUMNI FOUNDATION C 4220335 FMV