2024-11-14T14:03:51-06:00 2023-12-31 135565207 KPMG LLP 60 SOUTH STREET BOSTON MA 02111 990 2023-01-01 056012787 HAFFENREFFER FAMILY FUND HAFF 4012744564 ONE UNION STATION PROVIDENCE RI 02903 JENNIFER REID CHIEF FINANCIAL OFFICER 4012744564 2024-11-14 1 0 KIMBERLY J MAC NAMEE P02479140 6179881000 2023 2024-10-15 13:58:12Z DAVID CICILLINE ONE UNION STATION PROVIDENCE RI 02903 1673650 0 X NONE X 1987 RI A SECTION 509(A)(3) SUPPORTING ORGANIZATION OF THE RHODE ISLAND COMMUNITY FOUNDATION. 13 6 0 7 0 0 0 0 0 0 445751 540231 0 0 445751 540231 858034 933998 0 0 0 0 0 0 0 108738 108466 966772 1042464 -521021 -502233 14480422 15381550 0 0 14480422 15381550 TO OPERATE EXCLUSIVELY FOR EDUCATIONAL, CHARITABLE AND SCIENTIFIC PURPOSES WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AS A SECTION 509(A)(3) SUPPORTING ORGANIZATION OF THE RHODE ISLAND COMMUNITY FOUNDATION. 0 0 933998 933998 AWARDING GRANTS FOR CHARITABLE PURPOSES. 933998 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 13 6 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X RI COMMUNITY FOUNDATION 4012744564 ONE UNION STATION PROVIDENCE RI 02903 NEIL STEINBERG SECRETARY (THRU 12/12/2023) 0.80 40.00 X X 0 425004 41572 DAVID CICILLINE SECRETARY (AS OF 12/12/2023) 0.80 40.00 X X 0 387540 11415 JENNIFER REID TREASURER 0.80 40.00 X X 0 297370 1712 BRIDGET BARATTA TRUSTEE 0.30 40.00 X 0 238911 35207 DANIEL KERTZNER TRUSTEE 0.30 40.00 X 0 176739 29191 CHRISTINE PELLEGRI TRUSTEE 0.30 40.00 X 0 148353 35120 KELLY RILEY TRUSTEE (AS OF 12/12/2023) 0.80 40.00 X 0 123280 36183 PAMELA TESLER HOWITT TRUSTEE (THRU 12/12/2023) 0.30 40.00 X 0 86206 14702 ADRIAN BONEY TRUSTEE 0.30 40.00 X 0 81132 19617 KRISTEN HAFFENREFFER CHAIRPERSON 0.30 0.00 X X 0 0 0 JEAN HAFFENREFFER BAKER TRUSTEE (THRU 12/12/2023) 0.30 0.00 X 0 0 0 DAVID HAFFENREFFER TRUSTEE 0.30 0.00 X 0 0 0 KARL HAFFENREFFER TRUSTEE 0.30 0.00 X 0 0 0 NICHOLAS HAFFENREFFER TRUSTEE 0.30 0.00 X 0 0 0 RUDOLF F HAFFENREFFER IV TRUSTEE 0.30 0.00 X 0 0 0 CAROLYN BAKER DORSEY TRUSTEE (AS OF 12/12/2023) 0.30 0.00 X 0 0 0 0 1964535 224719 0 0 1 0 0 175199 175199 1498451 1133419 365032 365032 365032 540231 0 0 540231 933998 933998 35870 35870 FOUNDATION SUPPORT 72596 72596 1042464 933998 108466 0 0 0 148234 154460 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8001502 8604784 6330686 6622306 0 0 0 0 0 0 14480422 15381550 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 14480422 15381550 0 0 14480422 15381550 14480422 15381550 -502233 1403361 0 X 0 1 X 1 0 X X 31 RHODE ISLAND FOUNDATION 222604963 8 1 20000 0 31 20000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 1 HAFFENREFFER FAMILY FUND ("HFF") IS A TYPE I SUPPORTING ORGANIZATION CONTROLLED BY THE RHODE ISLAND COMMUNITY FOUNDATION ("RICF"), WITH RICF HAVING THE AUTHORITY UNDER HFF'S TRUST INSTRUMENT TO APPOINT THE MAJORITY OF HFF'S TRUSTEES. AS A TYPE I SUPPORTING ORGANIZATION, HFF IS PERMITTED TO DESIGNATE ITS SUPPORTED ORGANIZATIONS BY CLASS OR PURPOSE. AS SUCH, HFF'S TRUST INSTRUMENT PROVIDES THAT IT IS ORGANIZED AND SHALL BE OPERATED EXCLUSIVELY FOR CHARITABLE, CULTURAL, MEDICAL AND EDUCATIONAL PURPOSES, BY MAKING DISTRIBUTIONS FOR CHARITABLE, CULTURAL, MEDICAL AND EDUCATIONAL USES AND PURPOSES," WITH NOT LESS THAN 50% OF "EACH ANNUAL DISTRIBUTION SHALL BE MADE TO ORGANIZATIONS LOCATED WITHIN THE STATE OF RHODE ISLAND." THE TRUST INSTRUMENT FURTHER PROVIDES THAT THE TRUSTEES WILL CONSIDER HFF'S PRIOR GRANT MAKING HISTORY WHEN MAKING DISTRIBUTIONS. ALL OF HFF'S GRANTEES REPORTED ON FORM 990, SCHEDULE I, PART II WERE DESCRIBED IN SECTION 501(C)(3). PART IV, PART I, LINE 12G: PLEASE REFER TO SCHEDULE I, PART II FOR LISTING OF ALL SUPPORTED ORGANIZATIONS. 14480422 1907722 933998 72596 15381550 17215942 -1805159 858034 72327 14480422 14990480 3066265 771360 69443 17215942 14330727 1595355 868034 67568 14990480 12898066 2315682 818152 64869 14330727 1.00000 0 1 1 0 FLEXIBLE CAPITAL 3964904 F PRIVATE CAPITAL 2198374 F REAL ESTATE, NATURAL RESOURCES, AND TIPS 390265 F OTHER 68763 F 6622306 X PART V, LINE 4: THE ENDOWMENT FUNDS ARE MANAGED AS PERMANENT FUNDS WITH A DISCIPLINED LONG-TERM INVESTMENT OBJECTIVE AND STRATEGY. CAREFUL MANAGEMENT OF THE ASSETS IS DESIGNATED TO ENSURE A TOTAL RETURN NECESSARY TO PRESERVE AND ENHANCE THE FUND'S PRINCIPAL AND AT THE SAME TIME PROVIDE A DEPENDABLE SOURCE OF INCOME FOR THE ORGANIZATION. PART X, LINE 2: HAFFENREFFER FAMILY FUND IS INCLUDED IN THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF THE RHODE ISLAND COMMUNITY FOUNDATION (THE FOUNDATION), WHICH INCLUDES THE FOLLOWING FOOTNOTE ON TAX STATUS: EACH OF THE ENTITIES COMPRISING THE FOUNDATION IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE ORGANIZATION MAINTAINS ITS TAX-EXEMPT STATUS BY FULFILLING ITS MISSION AND THE VAST MAJORITY OF ITS OPERATIONS AND REVENUES ARE EXEMPT FROM INCOME TAX LIABILITY. MANAGEMENT ASSERTS THAT NO SUCH UNCERTAIN TAX POSITION EXISTS FOR THE FOUNDATION AT DECEMBER 31, 2023. 1 AMOS HOUSE 460 PINE STREET PROVIDENCE RI 02907 050387218 501(C)(3) 15000 0 CHILDREN AND FAMILY BROWN UNIVERSITY OFFICE OF THE PRESIDENT BOX 1860 PROVIDENCE RI 02912 050258809 501(C)(3) 67500 0 ARTS AND CULTURE CHRIST LUTHERAN CHURCH 1 SELMA AVENUE WEBSTER GROVES MO 63119 430666741 501(C)(3) 9000 0 FAITH-BASED CITY ACADEMY 4175 N KINGSHIGHWAY BOULEVARD ST LOUIS MO 63115 311619379 501(C)(3) 6000 0 EDUCATIONAL SUCCESS RHODE ISLAND FOUNDATION ONE UNION STATION PROVIDENCE RI 02903 222604963 501(C)(3) 20000 0 GENERAL SUPPORT CROSSROADS RHODE ISLAND 160 BROAD STREET PROVIDENCE RI 02903 050259094 501(C)(3) 10000 0 BASIC HUMAN NEEDS DAY ONE 100 MEDWAY STREET PROVIDENCE RI 02906 050385696 501(C)(3) 15250 0 HEALTHY LIVES DORCAS INTERNATIONAL INSTITUTE OF RI INC 645 ELMWOOD AVENUE PROVIDENCE RI 02907 050258886 501(C)(3) 10000 0 GENERAL SUPPORT FAMILY SERVICE OF RHODE ISLAND PO BOX 6688 9 PLEASANT STREET PROVIDENCE RI 02905 050258858 501(C)(3) 15000 0 CHILDREN AND FAMILY FIDELITY CHARITABLE GIFT FUND PO BOX 770001 CINCINNATI OH 452770001 110303001 501(C)(3) 118400 0 GENERAL SUPPORT FUND FOR UCAP 75 CARPENTER STREET PROVIDENCE RI 02903 260656828 501(C)(3) 20000 0 EDUCATIONAL SUCCESS ISLESBORO COMMUNITY CENTER PO BOX 265 ISLESBORO ME 04848 600001118 501(C)(3) 5250 0 CHILDREN AND FAMILY LUCY'S HEARTH 19 VALLEY ROAD MIDDLETOWN RI 02842 222566612 501(C)(3) 15000 0 BASIC HUMAN NEEDS MASSACHUSETTS GENERAL HOSPITAL 125 NASHUA STREET SUITE 540 BOSTON MA 02114 041564655 501(C)(3) 12000 0 HEALTHY LIVES NONVIOLENCE INSTITUTE 265 OXFORD STREET PROVIDENCE RI 02905 050517863 501(C)(3) 10250 0 BASIC HUMAN NEEDS PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND 345 WHITNEY AVENUE NEW HAVEN CT 06511 060263565 501(C)(3) 50000 0 HEALTHY LIVES RHODE ISLAND COMMUNITY FOOD BANK 200 NIANTIC AVENUE PROVIDENCE RI 02907 050395601 501(C)(3) 15000 0 BASIC HUMAN NEEDS RHODE ISLANDERS SPONSORING EDUCATION (RISE) 11 SOUTH ANGELL STREET 394 PROVIDENCE RI 02906 061470525 501(C)(3) 10250 0 EDUCATIONAL SUCCESS RHODE ISLAND HOSPITAL PO BOX H PROVIDENCE RI 02903 050258954 501(C)(3) 70000 0 HEALTHY LIVES RHODE ISLAND PBS FOUNDATION 50 PARK LANE PROVIDENCE RI 02907 222859005 501(C)(3) 20000 0 GENERAL SUPPORT SHELDRICK WILDLIFE TRUST USA 25283 CABOT ROAD SUITE 101 LAGUNA HILLS CA 92653 300224549 501(C)(3) 6000 0 ANIMAL WELFARE SOUTHSIDE COMMUNITY LAND TRUST 404 BROAD STREET PROVIDENCE RI 02907 050394224 501(C)(3) 40000 0 ENVIRONMENT ST JUDE CHILDREN'S RESEARCH HOSPITAL INC 501 ST JUDE PLACE MEMPHIS TN 38105 620646012 501(C)(3) 6000 0 HEALTHY LIVES ST LUKE'S EPISCOPAL CHURCH 1864 POST ROAD DARIEN CT 06820 060662180 501(C)(3) 19000 0 FAITH-BASED THE COMMUNITY FUND OF DARIEN 30 OLD KINGS HIGHWAY SOUTH 1ST FLOOR DARIEN CT 06820 060737286 501(C)(3) 6400 0 BASIC HUMAN NEEDS THE NATURE CONSERVANCY 159 WATERMAN STREET PROVIDENCE RI 029065206 530242652 501(C)(3) 12500 0 ENVIRONMENT THE PROVIDENCE ATHENAEUM 251 BENEFIT STREET PROVIDENCE RI 029032799 050258928 501(C)(3) 7500 0 ARTS AND CULTURE THE PROVIDENCE CENTER 528 NORTH MAIN STREET PROVIDENCE RI 02904 050316969 501(C)(3) 10000 0 HEALTHY LIVES THE SALVATION ARMY - NASHUA NEW HAMPSHIRE 1 MONTGOMERY AVENUE NASHUA NH 03060 135562351 501(C)(3) 24000 0 BASIC HUMAN NEEDS THE SANCTUARY UNITED PENTECOSTAL CHURCH INC PO BOX 623 HUDSON NH 03051 020346240 501(C)(3) 38400 0 FAITH-BASED YMCA OF GREATER NASHUA 24 STADIUM DRIVE NASHUA NH 03062 020222250 501(C)(3) 16000 0 CHILDREN AND FAMILY 31 0 PART I, LINE 2: THE ORGANIZATION REVIEWS THE NON-PROFIT STATUS AVAILABLE THROUGH GUIDESTAR CHARITY CHECK BEFORE MAKING A GRANT. FOR GRANTS WITH PURPOSES OTHER THAN GENERAL SUPPORT, THE ORGANIZATION WOULD REQUIRE A DETAILED REPORT ON THE USE OF GRANT FUNDS BEFORE A SUBSEQUENT GRANT IS MADE. 0 1 0 0 0 0 0 0 0 NEIL STEINBERG SECRETARY (THRU 12/12/2023) 0 54541 0 149402 0 221061 0 29700 0 11872 0 466576 0 216000 DAVID CICILLINE SECRETARY (AS OF 12/12/2023) 0 371718 0 15000 0 822 0 4500 0 6915 0 398955 0 0 JENNIFER REID TREASURER 0 253553 0 18500 0 25317 0 0 0 1712 0 299082 0 0 BRIDGET BARATTA TRUSTEE 0 199604 0 17500 0 21807 0 21749 0 13458 0 274118 0 0 DANIEL KERTZNER TRUSTEE 0 162474 0 12000 0 2265 0 14630 0 14561 0 205930 0 0 CHRISTINE PELLEGRI TRUSTEE 0 135114 0 12000 0 1239 0 14110 0 21010 0 183473 0 0 KELLY RILEY TRUSTEE (AS OF 12/12/2023) 0 120035 0 3000 0 245 0 11891 0 24292 0 159463 0 0 PART I, LINE 4B: THE FORMER CEO PARTICIPATED IN A NONQUALIFIED DEFERRED COMPENSATION PLAN FORM 990, PART VI, SECTION A, LINE 2 NICHOLAS HAFFENREFFER IS THE SON OF RUDOLF F HAFFENREFFER IV. KRISTEN HAFFENREFFER IS THE DAUGHTER OF DAVID HAFFENREFFER. DAVID HAFFENREFFER AND KARL HAFFENREFFER ARE BROTHERS. RUDOLF F HAFFENREFFER IV AND JEAN HAFFENREFFER BAKER ARE SIBLINGS. DAVID HAFFENREFFER AND KARL HAFFENREFFER ARE COUSINS OF RUDOLF F HAFFENREFFER IV AND JEAN HAFFENREFFER BAKER. CAROLYN BAKER DORSEY IS THE DAUGHTER OF JEAN HAFFENREFFER BAKER, NIECE OF RUDOLF F HAFFENREFFER IV, AND COUSIN OF DAVID HAFFENREFFER AND KARL HAFFENREFFER. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION HAS DELEGATED OVERSIGHT OF THE ORGANIZATION'S FORM 990 "RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX" TO THE SUPPORTED ORGANIZATION'S AUDIT COMMITTEE. THE FORM 990 IS MADE AVAILABLE TO ALL MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C IT IS THE POLICY OF THE ORGANIZATION THAT ALL MEMBERS OF THE BOARD OF DIRECTORS DISCLOSE, AND IN SOME INSTANCES, REFRAIN FROM ENGAGING IN BUSINESS PRACTICES OR CONDUCT WHICH COULD CONSTITUTE A CONFLICT BETWEEN THEIR PERSONAL INTERESTS AND THE INTERESTS OF THE ORGANIZATION. POTENTIAL CONFLICTS OF INTEREST INVOLVING DIRECTORS AND OFFICERS ARE IDENTIFIED AND ADDRESSED TO ASSURE THAT THE ORGANIZATION IS TREATED FAIRLY IN ALL BUSINESS DEALINGS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE SUPPORTED ORGANIZATION'S WEBSITE AT WWW.RIFOUNDATION.ORG. THE RHODE ISLAND COMMUNITY FOUNDATION ONE UNION STATION PROVIDENCE RI 02903 222604963 COMMUNITY FOUNDATION RI 501 C (3) 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 0