2024-11-12T08:17:36-06:00 2023-12-31 410746749 CLIFTONLARSONALLEN LLP 4 BATTERYMARCH PARK SUITE 100 QUINCY MA 02169 990 2023-01-01 061051218 DUNCASTER INCORPORATED DUNC 8603805011 40 LOEFFLER ROAD BLOOMFIELD CT 06002 KELLY PAPA PRESIDENT/CEO 8603805011 2024-11-06 1 1 DANIELLE NIHILL P01350943 7819821001 2024-11-06 2023 2024-10-15 13:58:12Z KELLY PAPA 40 LOEFFLER ROAD BLOOMFIELD CT 06002 41407469 0 X WWW.DUNCASTER.ORG X 1984 CT ENRICH THE LIVES THROUGH EXCELLENCE IN SENIOR LIVING AND LIFE ENHANCEMENT ACTIVITIES. 16 15 355 20 0 0 1392334 1131513 27475003 27359019 275491 3274309 1852142 932664 30994970 32697505 0 15000 0 0 15921272 17065966 0 0 17187 14975292 15527434 30896564 32608400 98406 89105 73542131 75402666 68108543 70953373 5433588 4449293 X DUNCASTER'S MISSION IS TO ENRICH THE LIVES OF THOSE WE SERVE THROUGH EXCELLENCE IN SENIOR LIVING, LIFE ENHANCEMENT ACTIVITIES, AND PERSON-CENTERED CARE. 0 0 28194187 15000 28303838 DUNCASTER IS AN AWARD-WINNING CONTINUING CARE RETIREMENT COMMUNITY WHOSE MISSION IS TO OFFER A HIGH QUALITY INDEPENDENT LIFESTYLE TO SENIOR ADULTS THROUGH INNOVATIVE HOUSING, WIDE-RANGING SERVICES, WELLNESS PROGRAMS AND COMPASSIONATE HEALTH CARE. ESTABLISHED IN 1984 AS THE FIRST NOT-FOR-PROFIT LIFE PLAN COMMUNITY IN THE GREATER HARTFORD AREA. DUNCASTER OFFERS INDEPENDENT LIVING, ASSISTED LIVING, SKILLED NURSING, MEMORY CARE, LONG-TERM CARE, EDUCATION, WELLNESS AND REHABILITATION SERVICES ON DUNCASTER'S BEAUTIFULLY LANDSCAPED SINGLE-SITE 94-ACRE CAMPUS.DUNCASTER HAS PLEDGED TO PROVIDE EQUAL ACCESS AND OPPORTUNITY TO ALL SENIOR ADULTS WITHOUT REGARD TO RACE, COLOR, RELIGION, SEX, FAMILIAL STATUS, DISABILITY OR NATIONAL ORIGIN.DUNCASTER INDEPENDENT LIVING PROVIDES SUPPORT AND AMENITIES FOR SENIORS WHO NO LONGER WANT TO LIVE ALONE OR BE RESPONSIBLE FOR HOME MAINTENANCE. DUNCASTER RESIDENTS ENJOY EXCEPTIONAL SOCIAL ACTIVITIES INCLUDING 40 DIFFERENT CLUBS AND GROUPS, EDUCATIONAL, ART AND CULTURAL PROGRAMS, CASUAL AND FINE DINING, ACTIVE FITNESS ACTIVITIES, WELLNESS ACTIVITIES, HOUSEKEEPING AND TRANSPORTATION.AT DUNCASTER, RESIDENTS HAVE ACCESS TO COMPREHENSIVE ON-SITE PRIMARY CARE PROVIDED BY BOARD-CERTIFIED GERIATRICIANS AND GERIATRIC NURSE PRACTITIONERS AFFILIATED WITH HARTFORD HEALTH CARE MEDICAL GROUP. REGARDLESS OF WHETHER A RESIDENT IS PART OF HARTFORD HEALTH CARE MEDICAL GROUP, THEY ARE ELIGIBLE TO BE SEEN AND HAVE A REASONABLE AMOUNT OF PRIORITY AT THE CLINIC. RESIDENTS MAY SELECT ONE OF THE GERIATRICIANS AS THEIR PRIMARY CARE PHYSICIAN IF THEY WISH TO HAVE THE CONVENIENCE OF HAVING THEIR DOCTOR ON CAMPUS.ASSISTED LIVING AT DUNCASTER IS LICENSED AND OFFERS A REGISTERED NURSE ON DUTY 24 HOURS A DAY. ASSISTED LIVING RESIDENTS RECEIVE PERSONALIZED ATTENTION WITH THEIR DAILY ACTIVITIES, INCLUDING DRESSING, PERSONAL HYGIENE, ASSISTANCE WITH MEDICATION AND PERSONAL CARE. RESIDENTS KEEP ACTIVE WITH ACCESS TO WELLNESS AND RECREATIONAL ACTIVITIES, DINING AND TRANSPORTATION.DUNCASTER'S CALEB HITCHCOCK HEALTH CENTER IS A 60-BED SKILLED NURSING CENTER LOCATED ON THE DUNCASTER CAMPUS. IT OFFERS SHORT- AND LONG-TERM REHABILITATION SERVICES, PHYSICAL, OCCUPATIONAL AND SPEECH THERAPY, RESPITE AND HOSPICE CARE, MEMORY CARE AND A FULL ARRAY OF SKILLED NURSING SERVICES DELIVERED IN A COMFORTABLE, SAFE ENVIRONMENT FEATURING SPACIOUS PRIVATE ROOMS WITH SHOWERS, GENEROUS CLOSET SPACE, NATURAL LIGHTING AND FLOOR-TO-CEILING WINDOWS. SERVICES ARE AVAILABLE TO RESIDENTS OF DUNCASTER AND TO MEMBERS OF THE COMMUNITY AT LARGE.DUNCASTER'S DOGWOOD NEIGHBORHOOD PROVIDES A SECURE ENVIRONMENT WITH PERSONALIZED CARE FOR INDIVIDUALS LIVING WITH ALZHEIMER'S AND OTHER DEMENTIA CONDITIONS. WE PROMOTE COMFORT AND ENGAGEMENT. MEMORY CARE IS AVAILABLE TO THOSE WHO REQUIRE IT. 28194187 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 1 0 0 0 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 1 47 0 355 1 0 0 0 0 0 1 0 0 0 0 0 0 0 X 16 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X WARREN HAMILTON 8603805125 40 LOEFFLER RD BLOOMFIELD CT 06002 KELLY PAPA PRESIDENT & CEO 38.50 2.00 X X 288520 0 46900 JOHN D SHULANSKY CHAIR 2.00 0.00 X X 0 0 0 JOHN WHEAT 1ST VICE CHAIR 2.00 0.00 X X 0 0 0 PHILIP SCHENCK 2ND VICE CHAIR (THRU 06/23) 2.00 0.00 X X 0 0 0 MARIE SPIVEY SECRETARY 2.00 1.00 X X 0 0 0 THOMAS WOOD TREASURER 2.00 1.00 X X 0 0 0 BRIAN CLEMOW BOARD MEMBER 1.00 1.00 X 0 0 0 YVONNE RENEE DAVIS BOARD MEMBER (THRU 05/23) 1.00 0.00 X 0 0 0 IRMGARD KLEE BOARD MEMBER (THRU 05/23) 1.00 0.00 X 0 0 0 OKEY AGBA BOARD MEMBER 1.00 0.00 X 0 0 0 LENWORTH JACOBS BOARD MEMBER 1.00 0.00 X 0 0 0 DEBORAH KOLTENUK BOARD MEMBER 1.00 0.00 X 0 0 0 R FREDERIC KNAUFT BOARD MEMBER 1.00 0.00 X 0 0 0 CAROL GUARDO BOARD MEMBER 1.00 0.00 X 0 0 0 FRANK BARRETT BOARD MEMBER 1.00 2.00 X 0 0 0 NANCY DEAN BOARD MEMBER 1.00 2.00 X 0 0 0 CAROL BARRY BOARD MEMBER 1.00 0.00 X 0 0 0 SALLY RITCHER BOARD MEMBER 1.00 0.00 X 0 0 0 ANNIE HILDRETH BOARD MEMBER 1.00 0.00 X 0 0 0 AMI DESAI VICE PRESIDENT OF HEALTH SERVICES 40.00 0.00 X 204235 0 32782 JOSEPH TEDONE VICE PRESIDENT OF HUMAN RESOURCES 40.00 0.00 X 153533 0 44007 ROBERT LEAKE CFO 40.00 0.00 X 213042 0 0 ROSS WEINER VP OF FACILITIES & MANAGEMENT 40.00 0.00 X 137775 0 16081 HEATHER STANTON VP OF COMMUNITY LIFE & RESIDENT SVCS 40.00 0.00 X 127769 0 23794 1124874 0 163564 12 0 1 0 I&D HOME SOLUTIONS 513 WILLIAMS ST LONGMEADOW MA 01106 CONSTRUCTION SERVICES 1429993 HARTFORD HEALTHCARE REHAB NETWORK PO BOX 412744 BOSTON MA 02241 HEALTHCARE SERVICES 1025047 RLPS ARCHITECTS 250 VALLEYBROOK DR LANCASTER PA 17601 ARCHITECTURAL SERVICES 1018061 ONEPOINT PARTNERS LLC 35 MAIN STREET SUITE 211C TOPSFIELD MA 01983 CONSULTING SERVICES 716860 JP CARROLL CONSTRUCTION INC 135 W DUDLEY TOWN RD BLOOMFIELD CT 06002 CONSTRUCTION SERVICES 666536 18 92526 762535 276452 1131513 RESIDENT SERVICE FEE REVENUE 623311 12481191 12481191 HEALTH CENTER PATIENT REVENUE 623311 7503524 7503524 AMORTIZATION OF ENTRANCE FEES 623311 4342911 4342911 ASSISTED LIVING REVENUE 623311 3031393 3031393 27359019 515078 515078 11417000 16000 8673769 0 2743231 16000 2759231 2759231 24040 92526 36195 -12155 -12155 OTHER INCOME 623311 944819 944819 944819 32697505 28303838 0 3262154 15000 15000 335420 335420 13233333 11776934 1456399 331642 331642 2239459 2149816 72456 17187 926112 876093 50019 92588 92588 78530 78530 1526750 1433435 93315 714256 714256 445728 143807 301921 136779 136779 3200276 3044394 155882 141127 135492 5635 944861 907067 37794 4169218 3942585 226633 387546 387546 DIETARY, FOOD, & SUPPLI 1608475 1598039 10436 REAL ESTATE TAXES 991525 956822 34703 MEDICAL AND RELATED SUP 895556 793416 102140 194219 89645 104574 32608400 28194187 4397026 17187 332340 1165115 203397 299619 1719036 2267409 338327 309639 136536139 81105353 53114908 55430786 12380981 10234353 5453142 5695745 73542131 75402666 7925025 7573831 37524973 41003574 21929000 20911000 22904 758327 706641 706641 68108543 70953373 X 5433588 4449293 5433588 4449293 73542131 75402666 X 89105 -861910 -211490 X 0 1 X 1 0 X 695433 1886328 1297810 1392334 1131513 6403418 27136167 26451390 29368532 28290335 28303838 139550262 27831600 28337718 30666342 29682669 29435351 145953680 283962 283962 0 283962 283962 145669718 294611 216747 199433 275491 515078 1501360 294611 216747 199433 275491 515078 1501360 79915 1073052 24040 1177007 28126211 28554465 30945690 31031212 29974469 148632047 0.98010 0.98370 0.01010 0.00830 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2022 AMOUNT: $ 1,020,955. GROSS FUNDRAISING REVENUE - 2021 AMOUNT: $ 79,915. 2022 AMOUNT: $ 52,097. 2023 AMOUNT: $ 24,040. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17162694 38354 2366206 682671 18884583 20923351 29983 -3107968 68271 17162694 19505954 190409 2677493 772920 76406 601180 20923351 21429612 387133 2804520 632670 4141691 340950 19505954 17280691 1683064 3322835 352771 465857 38350 21429612 0.00000 0.66000 0.34000 0 1 1 5596267 5596267 72577837 49446608 23131229 48521007 27115597 21405410 5928653 4232604 1696049 3912375 310544 3601831 55430786 ASSETS WHOSE USE IS LIMITED 4720332 RISK RETENTION GROUP SAVINGS ACCT 71600 INTEREST RATE SWAP OBLIGATION 903813 5695745 DEFERRED GAIN ON SALE OF ASSET 706641 706641 PART V, LINE 4: TO BENEFIT, ASSIST AND FURTHER THE CORPORATE PURPOSES OF DUNCASTER, INC., A NONPROFIT NONSTOCK CONNECTICUT CORPORATION EXEMPT FROM TAXATION UNDER SECTION 501(C)(3) OF THE IRS CODE. GOLF TOURNAMENT 116566 92526 24040 25477 10718 116566 92526 24040 25477 10718 36195 -12155 0 DUNCASTER RESIDENTS ASSOCIATION 40 LOEFFLER ROAD BLOOMFIELD CT 06002 222574407 501(C)(3) 15000 0 GENERAL ASSISTANCE 1 0 X X 0 0 0 0 0 0 0 0 0 KELLY PAPA PRESIDENT & CEO 288520 0 0 0 0 0 15571 0 31329 0 335420 0 0 0 AMI DESAI VICE PRESIDENT OF HEALTH SERVICES 204235 0 0 0 0 0 11831 0 20951 0 237017 0 0 0 ROBERT LEAKE CFO 213042 0 0 0 0 0 0 0 0 0 213042 0 0 0 JOSEPH TEDONE VICE PRESIDENT OF HUMAN RESOURCES 153533 0 0 0 0 0 12678 0 31329 0 197540 0 0 0 ROSS WEINER VP OF FACILITIES & MANAGEMENT 137775 0 0 0 0 0 4870 0 11211 0 153856 0 0 0 HEATHER STANTON VP OF COMMUNITY LIFE & RESIDENT SVCS 127769 0 0 0 0 0 4628 0 19166 0 151563 0 0 0 A CHEFA CUSIP 20774YTN7 20774YTP2 2014-09-24 12000000 CONSTRUCTION OF EXPENSION 0 0 0 B CHEFA 2020-12-16 12270000 REFINANCING AND RENOVATION 0 0 0 A 12000000 645919 926000 2014 0 0 0 1 B 11358000 12270000 453594 2969539 3000000 2020 0 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 1 0 0 0 0 0 0 0 B 0 1 0 0 0 0 0 0 0 A 1 B 1 JAMES BETTS SEE BELOW 45785 SEE BELOW 0 BRIAN CLEMOW SEE BELOW 45785 SEE BELOW 0 JOHN WHEAT SEE BELOW 11580 SEE BELOW 0 SALLY RICHTER SEE BELOW 127080 SEE BELOW 0 BRIAN CLEMOW SEE BELOW 13354 SEE BELOW 0 SCHEDULE L, PART IV, LINE 2: JAMES BETTS IS A FORMER MEMBER OF THE BOARD OF DIRECTORS OF OUR RELATED ORGANIZATION. HE WORKS FOR THE LAW FIRM SHIPMAN & GOODWIN WHICH IS ONE OF OUR LEGAL COUNSELS, ALTHOUGH HE DOES NOT ACT AS OUR ATTORNEY. SCHEDULE L, PART IV, LINE 3: BRIAN CLEMOW IS A CURRENT MEMBER OF THE BOARD OF DIRECTORS AND THE BOARD OF OUR RELATED ORGANIZATION. HE WORKS FOR THE LAW FIRM SHIPMAN & GOODMAN WHICH IS ONE OF OUR LEGAL COUNSELS, ALTHOUGH HE DOES NOT ACT AS OUR ATTORNEY. HE WAS ALSO A RESIDENT OF OUR FACILITY. SCHEDULE L, PART IV, LINE 3: CAROL GUARDO IS A CURRENT MEMBER OF THE BOARD OF DIRECTORS AND THE BOARD OF OUR RELATED ORGANIZATION AND IS ALSO A RESIDENT OF OUR FACILITY. SCHEDULE L, PART IV, LINE 4: SALLY RICHTER IS A CURRENT MEMBER OF THE BOARD OF DIRECTORS AND THE BOARD OF OUR RELATED ORGANIZATION AND IS ALSO A RESIDENT OF OUR FACILITY. FORM 990, PART VI, SECTION A, LINE 1A THE CHAIR SHALL RECOMMEND DIRECTORS REQUIRED FOR THE COMMITTEES IN THIS SECTION 13 AND SHALL RECOMMEND FOR ADDITIONAL COMMITTES TWO (2) OR MORE DIRECTORS, PLUS ADDITIONAL INDIVIDUALS WHO MAY OR MAY NOT BE DIRECTORS, TO CONSTITUTE A COMMITTEE, WHICH MAY BE STANDING OR AD HOC, EACH SUBJECT TO APPROVAL OF THE BOARD. IN THE EVENT THAT THE BOARD DOES NOT APPROVE THE DIRECTORS RECOMMENDED BY THE CHAIR, THE CHAIR SHALL RECOMMEND ADDITIONAL INDIVIDUALS TO CONSTITUTE A COMMITTEE, SUBJECT TO APPROVAL OF THE BOARD. THE TERM OF OFFICE OF COMMITTEE MEMBERS SHALL BE DETERMINED BY THE BOARD. COMMITTEE OF THE BOARD MAY INCLUDE, BUT NOT LIMITED TO, AN EXECUTIVE COMMITTEE, AN AUDIT COMMITTEE, A FINANCE COMMITTEE, AND COMMITTEE DEALING WITH HEALTH CARE, MARKETING, AND GOVERNANCE. EACH COMMITTEE SHALL HAVE AND EXERCISE ALL SUCH AUTHORITY OF THE BOARD OF DIRECTORS AS SHALL BE PROVIDED IN THE RESOLUTION ESTABLISHING SUCH COMMITTEE, PROVIDED THAT A COMMITTEE OF THE BOARD MAY NOT: (I) FILL VACANCIES ON THE BOARD OR ANY BOARD COMMITTEE; (II) AMEND AND THE CERTIFICATE OF INCORPORATION; (III) ADOPT, AMEND OR REPEAL THESE BYLAWS; (IV) APPROVE PLAN OF MERGER; (V) APPROVE A SALE, LEASE, EXCHANGE OR OTHER DISPOSITION OF ALL, OR SUBSTANTIALLY ALL, OF THE PROPERTY OF THE CORPORATION; (VI) APPROVE A PROPOSAL TO DISSOLVE THE CORPORATION; OR (VII) APPROVE ANY SIGNIFICANT EXPANSION OF THE PROPERTY OF THE CORPORATION. EACH COMMITTEE SHALL SERVE AT THE PLEASURE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B RETURN COMPLETED BY INDEPENDENT ACCOUNTANT. REVIEWED BY THE AUDIT COMMITTEE AND MADE AVAILABLE TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C THE AUDIT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE CONFLICT OF INTEREST POLICY. EACH PERSON IS REQUIRED TO PROVIDE AN ANNUAL DISCLOSURE STATEMENT AT THE BEGINNING OF EACH CALENDAR YEAR, AND WITHIN THIRTY (30) DAYS FOLLOWING THEIR ELECTION TO THEIR BOARD OF DIRECTORS. ANY CONFLICTS ARE DISCLOSED, REVIEWED AND RESOLVED BY THE CHIEF OPERATING OFFICER/CORPORATE COMPLIANCE OFFICER. THIS WAS LAST COMPLETED IN JANUARY 2024. FORM 990, PART VI, SECTION B, LINE 15A THE CHAIR SHALL ESTABLISH A COMPENSATION AND PERSONNEL COMMITTEE CONSISTING OF AT LEAST THREE (3) DIRECTORS. THE PURPOSE OF THE COMMITTEE IS TO DISCHARGE THE BOARD'S RESPONSIBILITIES RELATING TO COMPENSATION AND BENEFITS OF THE CORPORATION'S PRESIDENT AND CEO AND KEY MEMBERS OF SENIOR MANAGEMENT. TO FULFILL ITS DUTIES AND RESPONSIBILITIES, THE COMMITTEE SHALL: SET THE COMPENSATION LEVELS OF THE PRESIDENT/CEO AND KEY MEMBERS OF SENIOR MANAGEMENT BASED ON THE ANNUAL PERFORMANCE EVALUATIONS, TAKING INTO ACCOUNT PERIODIC REVIEWS OF COMPENSATION LEVELS AT PEER RETIREMENT COMMUNITIES. THE COMMITTEE SHALL DETERMINE COMPENSATION OF MANAGEMENT OTHER THAN THE PRESIDENT/CEO WITH DUE REGARD TO THE CEO'S RECOMMENDATIONS. THIS WAS LAST COMPLETED IN 2023. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST FORM 990, PART XI, LINE 9: CHANGE IN SWAP INTEREST -211,490. DUNCASTER FOUNDATION INC 40 LOEFFLER ROAD BLOOMFIELD CT 06002 061406263 SUPPORT MISSION OF DUNCASTER, INC. CT 501(C)(3) 11 N/A 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 DUNCASTER FOUNDATION INC C 762535 FMV DUNCASTER FOUNDATION INC O 137154 FMV DUNCASTER FOUNDATION INC Q 63654 FMV DUNCASTER FOUNDATION INC S 1508403 FMV