2024-08-09T10:03:38-05:00 2023-09-30 202153727 SB & COMPANY LLC 10200 GRAND CENTRAL AVE SUITE 250 OWINGS MILLS MD 21117 990 2022-10-01 520788987 UNITED PLANNING ORGANIZATION UNIT 2022384600 301 RHODE ISLAND AVENUE NW WASHINGTON DC 20001 ANDREA THOMAS PRESIDENT & CEO 2022384600 2024-08-07 1 0 STEPHEN MACKALL P00644231 4105840060 2022 2024-08-08 14:25:15Z ANDREA THOMAS 301 RHODE ISLAND AVENUE NW WASHINGTON DC 20001 41698779 0 X WWW.UPO.ORG X 1962 DC UNITED PLANNING ORGANIZATION'S MISSION IS UNITING PEOPLE WITH OPPOTUNITIES. 17 17 506 230 0 0 56114408 41208345 811758 0 0 0 199442 318271 57125608 41526616 0 473640 0 0 26092990 28365615 0 0 208086 28560993 11971466 54653983 40810721 2471625 715895 21237350 17994375 10426739 6467869 10810611 11526506 X UNITED PLANNING ORGANIZATION'S MISSION IS UNITING PEOPLE WITH OPPOTUNITIES. 0 0 13455349 COMMUNITY SERVICES - BY PARTNERING WITH OTHER COMMUNITY BASED ORGANIZATIONS, LOCAL BUSINESSES, GOVERNMENT AGENCIES AND VOLUNTEERS IN 2023, UPO PLANNED AND IMPLEMENTED SELFSUFFICIENCY INTERVENTIONS THAT SERVED A TOTAL OF 52,852 LOW-INCOME RESIDENTS (MEN, WOMEN AND CHILDREN) IN ALL FOUR QUADRANTS AND EIGHT WARDS OF WASHINGTON, DC. AS WE CONTINUE TO WORK POST COVID19, UPO REMAINS RESOLVED TO HELPING DC RESIDENTS MAINTAIN OR ACHIEVE ECOMONIC SECURITY. UPO CONSISTENTLY REACHES OUT WITHIN COMMUNITIES IN THE DISTRICT OF COLUMBIA THAT EXPERIENCE HIGH LEVELS OF POVERTY AND ECONOMIC INSECURITY. SERVICES ARE PROVIDED AT: ---FIVE (5) UPO COMMUNITY SERVICE CENTERS---EIGHTEEN DIRECTLY OPERATED HEAD START SITES---TWO PARTNER FUNDED SITES, AND ---THROUGH CONTRACTUAL RELATIONSHIPS WITH EIGHT COMMUNITY BASED ORGANIZATIONS (CBOS) WORKING AS CSBG SERVICE PROVIDERS. DIRECT SERVICES PROVIDED BY UPO INCLUDE EMPLOYMENT ASSISTANCE; EARLY EDUCATION; YOUTH SOCIAL AND EMOTIONAL DEVELOPMENT; YOUTH ACADEMIC ENRICHMENT; ADULT EDUCATION; VOCATIONAL SKILLS TRAINING AND CERTIFICATION; HOUSING SUPPORT AND ASSISTANCE; BUDGET AND INCOME MANAGEMENT COUNSELING; FINANCIAL LITERACY TRAINING; EMERGENCY SUPPORT SERVICES; NUTRITION EDUCATION; COMPREHENSIVE CASE MANAGEMENT; HEALTH RELATED SERVICES AND LINKAGES TO PRIVATE AND GOVERNMENT SUPPORT SERVICE PROGRAMS. SINCE 2020, ALL OF UPO'S COMMUNITY SERVICES PROGRAMS CONTINUE TO OPERATE WITH THE GOAL OF ENSURING THAT 1) INDIVIDUALS AND FAMILIES WITH LOW-INCOME ARE STABLE AND ACHIEVE ECONOMIC SECURITY; 2) COMMUNITIES WHERE PEOPLE WITH LOW-INCOMES LIVE ARE HEALTHY AND OFFER ECONOMIC OPPORTUNITY; AND 3) PEOPLE WITH LOW-INCOMES ARE ENGAGED AND ACTIVE IN BUILDING OPPORTUNITIES IN THEIR OWN COMMUNITIES. AS A RESULT OF THE SERVICES PROVIDED THROUGH UPO'S COMMUNITY SERVICES NETWORK THIS YEAR: ---479 INDIVIDUALS WITH LOW-INCOMES SECURED EMPLOYMENT. THESE EMPLOYMENT OPPORTUNITIES HAVE PLACED THEM IN A BETTER POSITION TO ATTAIN SELFSUFFICIENCY. OVER ---260 INDIVIDUALS WITH LOW-INCOMES COMPLETED EXTENSIVE VOCATIONAL SKILLS TRAINING AND RECEIVED NATIONAL CERTIFICATIONS THAT PLACED THEM IN A BETTER POSITION TO SECURE GAINFUL EMPLOYMENT ---1,365 PERSONS RECEIVED FREE TAX PREPARATION, COMPLEMENTED WITH MUCH NEEDED INCOME MANAGEMENT COUNSELING ---177 YOUTH RECEIVED ACADEMIC ENRICHMENT SERVICES ---109 FAMILIES RECEIVED ECONOMIC SECURITY-FOCUSED COMPREHENSIVE CASE MANAGEMENT; AND ---OVER 600 RECEIVED CHILDCARE SERVICES WITH OTHER SUPPORT SERVICES DESIGNED TO ENABLE THEM TO COMPETE FOR, SECURE AND MAINTAIN EMPLOYMENT. UPO ALSO COORDINATES COMMUNITY HEALTH INITIATIVES, COMMUNITY REINVESTMENT STRATEGIES, HOMEOWNERSHIP EDUCATION, ADVOCACY EFFORTS AND COMMUNITY ENGAGEMENT STRATEGIES. COMMUNITY SERVICES BLOCK GRANT (CSBG) FUNDS ARE ALSO USED TO SUPPORT HEAD START SERVICE DELIVERY; TRANSPORTATION FOR HOMELESS CUSTOMERS; COMPREHENSIVE TREATMENT ALONG WITH OTHER SERVICES AND PROGRAMS AIMED AT PROMOTING SELFSUFFICIENCY. 18196813 49898 LINE 4BHEAD START AND EARLY HEAD START - UNITED PLANNING ORGANIZATION'S (UPO) HEAD START PROGRAM WAS INITIATED IN 1964 AND WAS ONE OF THE FIRST PILOT PROGRAMS IN THE UNITED STATES. IN 2012, THE UPO OFFICE OF EARLY LEARNING (UPO-OEL) WAS AWARDED A BIRTH-TO-FIVE GRANT THAT PROVIDES SEAMLESS SERVICES FOR 1,200 CHILDREN AGES 6 WEEKS TO 3 YEARS OLD INCLUDING EXPECTING FAMILIES. UPO-OEL DIRECTLY OPERATES 17 EARLY LEARNING CENTERS AND PARTNERS WITH FIVE (5) NONPROFIT CHILDCARE AGENCIES THAT HAVE CONTRACTS. UPO IS THE LARGEST PROVIDER OF EARLY HEAD START (EHS) SERVICES IN WASHINGTON, DC. UPO-OEL IS ALSO A HUB FOR THE OFFICE OF THE STATE SUPERINTENDENT (0SSE) QUALITY IMPROVEMENT NETWORK (QIN) EARLY HEAD START CHILDCARE PARTNERSHIP INITIATIVE. THE INITIATIVE PROVIDES TRAINING AND TECHNICAL ASSISTANCE TO 12 CHILDCARE PARTNERS IN DC TO SUPPORT THEM IN IMPLEMENTING HIGHQUALITY SERVICES FOR OVER 566 CHILDREN. THE QIN-HUB IS A HIGH-PROFILE INITIATIVE THAT IS PART OF DC'S QUALITY RATING SYSTEM. HEAD START AND EARLY HEAD START ARE EDUCATIONAL PROGRAMS THAT PROVIDES COMPREHENSIVE SERVICES FOR CHILDREN AND FAMILIES. UPOOEL PROVIDES PARENT ENGAGEMENT, DEVELOPMENTAL SCREENINGS, MENTAL WELLNESS, HEALTH MONITORING, NUTRITIONAL ASSESSMENTS, AND SCHOOL READINESS. TEN PERCENT (10%) OF THE CHILDREN TO WHOM UPO-OEL PROVIDES SERVICE HAVE AT LEAST ONE DIAGNOSED DISABILITY. 3227232 HOMELESS - UPO ACTIVELY STANDS ON THE FRONTLINES OF HOMELESSNESS CARE AND PREVENTION. THE AGENCY CURRENTLY OPERATES A FLEET OF SHELTER TRANSPORT VEHICLES THAT ARE SPECIFICALLY EQUIPPED TO PROVIDE DIRECT, MANAGED SUPPORT TO UNHOUSED INDIVIDUALS. THIS FLEET IS AN INTEGRAL PART OF THE CITY'S CONTINUUM OF CARE FOR THE HOMELESS. 34879394 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 769 0 1 506 1 0 0 0 0 0 1 0 0 0 0 0 X 17 17 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X ANDREA THOMAS 2022384600 301 RHODE ISLAND AVENUE NW WASHINGTON DC 20001 RUTHVEN PHILLIP ESQ (CHAIR) 4.00 X X 0 0 0 MARY ELLEN CURTIN (SECRETARY) 4.00 X X 0 0 0 BARBARA BOVBJERG (TREASURER) 4.00 X X 0 0 0 KEVIN CHAVOUS ESQ (VICE CHAIR) 4.00 X X 0 0 0 LAFAYETTE BARNES DESIGNATED BY MAYOR OF THE DISTRICT OF COLUMBIA 2.00 X 0 0 0 MICHAEL AUSTIN DESIGNATED BY MAYOR OF THE DISTRICT OF COLUMBIA 1.00 X 0 0 0 LAFAYETTE BARNES DIRECTOR 1.00 X 0 0 0 ROBERT W WARREN DIRECTOR 1.00 X 0 0 0 OLIVER SPURGEON DIRECTOR 1.00 X 0 0 0 LAURA MANVILLE ELECTED BY UPO BOARD 1.00 X 0 0 0 ROBERT W WARREN ELECTED BY UPO BOARD 1.00 X 0 0 0 ROBERT THORNE ELECTED BY UPO BOARD 1.00 X 0 0 0 CHRISTIAN CLANSKY ELECTED BY UPO BOARD 1.00 X 0 0 0 ARON SZAPIRO ELECTED BY UPO BOARD 1.00 X 0 0 0 JENNIFER PARK PHD ELECTED BY UPO BOARD/(OHS POLICY COUNCIL) 1.00 X 0 0 0 DR CHRISTINE M WARNKE REPRESENTATIVE OF LOW-INCOME RESIDENTS 1.00 X 0 0 0 SALIM K ADOFO REPRESENTATIVE OF LOW-INCOME RESIDENTS 1.00 X 0 0 0 RHONDA N HAMILTON REPRESENTATIVE OF LOW-INCOME RESIDENTS 1.00 X 0 0 0 HADIYAH M MUHAMMAD REPRESENTATIVE OF LOW-INCOME RESIDENTS 1.00 X 0 0 0 OLIVER SPURGEON III REPRESENTATIVE OF LOW-INCOME RESIDENTS WARD 8 2.00 X 0 0 0 THOMAS ANDREA D PRESIDENT & CEO 40.00 X 194616 0 16135 OFORI-ADDO DANIEL CHIEF IMPACT OFFICER 40.00 X 155414 0 23502 TELELE JIMA EMPLOYEE 40.00 X 136037 0 10813 ROBINSON SYRITA VICE PRESIDENT - OFFICE OF EARLY LEARNING 40.00 X 142988 0 26307 GUINYARD DIANNA VICE PRESIDENT - OPERATIONS 40.00 X 142240 0 13254 JEAN HYVRON VICE PRESIDENT - TECHNOLOGY 40.00 X 131853 0 7252 903148 0 97263 6 0 1 0 VIDA SENIOR CENTERS 1842 CALVERT STREET NW WASHINGTON DC 20009 HEALTH AND WELLNESS SERVICES 431915 LAKESHORE LEARNING MATERIALS 2695 E DOMINGUEZ STREET CARSON CA 90895 LEARNING SERVICES 396519 CSI CORPORATION OF DC 633 PENNSYLVANIA AVENUE NW WASHINGTON DC 20004 SECURITY SERVICES 367649 ROBERT HALF INTERNATONAL INC 2613 CAMINO RAMON SAN RAMON CA 94583 EMPLOYMENT SERVICES 364281 SCHOOL HEALTH 865 MUIRFIELD DRIVE HANDOVER PARK IL 60133 HEALTH SUPPLIES & EQUIPMENT SERVICES 293417 5 39342223 1866122 41208345 314877 172163 142714 142714 OTHER INCOME 900099 175557 175557 175557 41526616 175557 0 142714 423742 423742 49898 49898 945338 817289 123557 4492 22759562 19186081 3431302 142179 4660715 4605577 21404 33734 5358087 4063892 1268993 25202 146022 129768 16254 749890 206759 541841 1290 113003 102492 10316 195 1154 303 851 107450 105961 1489 767697 725377 42320 503010 408184 94826 CLIENT ASSISTANCE 2014639 2014639 SUPPLIES 1688897 1522312 165591 994 RENT 360656 360656 OTHER 160961 156464 4497 40810721 34879394 5723241 208086 4897931 6226362 10138210 6518889 322409 138021 21149282 16038179 5878800 5111103 21237350 17994375 5938125 3142254 1278948 857276 3209666 2468339 10426739 6467869 X 4764695 5740658 6045916 5785848 10810611 11526506 21237350 17994375 715895 0 X 0 0 1 1 1 X 34361667 36144750 39439500 56114408 41208345 207268670 34361667 36144750 39439500 56114408 41208345 207268670 207268670 150957 147135 126336 204 424632 1984 414 219958 175353 397709 208091011 0.99600 0.99590 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 30916 900 31816 27891 3025 30916 27891 27891 0 0 1295520 1295520 15643230 12903753 2739477 774483 774483 3436049 3134426 301623 5111103 X 44504475 2977859 2977859 41526616 0 41526616 43788580 2977859 2977859 40810721 0 40810721 PART X, LINE 2: UPO PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEARS ENDED SEPTEMBER 30, 2023 AND 2022, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 SPANISH EDUCATIONAL DEVELOPMENT 4110 KANSAS AVE NW WASHINGTON DC 20010 237147887 501C3 235211 0 CLIENT ASSISTANCE HEALTHY BABIES PROJECT INC 4501 GRANT STREET NE WASHINGTON DC 20019 521711352 501C3 188531 0 CLIENT ASSISTANCE SCHOLARSHIPS 13 49898 PART I, LINE 2: UPO HAS A TRACKING SYSTEM TO ACCOUNT AND MONITOR EACH FEDERAL AND OTHER FUNDS RECEIVED AND EXPENDED AND THE FEDERAL PROGRAMS UNDER WHICH THEY WERE RECEIVED. UPO HAS A SYSTEM IN PLACE TO COMPLY AND COMPLIED WITH OCB 2 CFR PART 200 THE UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS, THE UNIFORM GUIDANCE. 1 X X X 0 0 0 0 0 0 0 0 0 THOMAS ANDREA D PRESIDENT & CEO 194616 0 0 0 0 0 10704 0 5431 0 210751 0 0 0 OFORI-ADDO DANIEL CHIEF IMPACT OFFICER 155414 0 0 0 0 0 8548 0 14954 0 178916 0 0 0 ROBINSON SYRITA VICE PRESIDENT - OFFICE OF EARLY LEA 142988 0 0 0 0 0 7864 0 18443 0 169295 0 0 0 GUINYARD DIANNA VICE PRESIDENT - OPERATIONS 142240 0 0 0 0 0 7823 0 5431 0 155494 0 0 0 A DISTRICT OF COLUMBIA ENTERPRIZE ZONE BOND 526001131 2005-09-01 11500000 PURCHASE ORGANIZATION'S HEADQUARTERS AND BUILD TWO NEW COMMUNITY BUILDINGS 0 0 0 A 6223874 11500000 230000 11270000 2004 1 0 1 1 A 0 0 1 0 1 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATIONS HAS MEMBERS AS DEFINED IN ITS BYLAWS. FORM 990, PART VI, SECTION A, LINE 7A THE DELEGATE, DISTRICT OF COLUMBIA, U.S. HOUSE OF REPRESENTATIVES SHALL DESIGNATE ONE (1) REPRESENTATIVE AND THE MAYOR OF THE DISTRICT OF COLUMBIA SHALL DESIGNATE SIX (6) RESPRESENTATIVES. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE OF THE UPO BOARD OF DIRECTORS. IT IS THEN RECOMMENDED BY THE COMMITTEE FOR APPROVAL BY THE EXECUTIVE COMMITTEE AND THE FULL BOARD OF DIRECTORS. ALL BOARD MEMBERS RECEIVE A COPY OF THE DRAFT FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C UPO'S BOARD OF DIRECTORS AND OFFICERS ARE REQUIRED TO REVIEW AND COMPLETE A CONFLICT OF INTEREST FORM ANNUALLY. EVERY EMPLOYEE IS PROVIDED WITH AN EMPLOYEE HANDBOOK, WHICH OUTLINES THE CONFLICT OF INTEREST POLICY. EVERY EMPLOYEE IS REQUIRED TO SIGN AN ACKNOWLEDGEMENT FORM FOR THE RECEIPT OF THE EMPLOYEE HANDBOOK. UPO BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY SITUATION THAT INVOLVES AN APPEARANCE OF A CONFLICT OF INTEREST OR IMPROPRIETY. BOARD MEMBERS LIST THESE DISCLOSURES AT THE END OF THE POLICY THAT IS PROVIDED ANNUALLY AS MENTIONED ABOVE. THE FOLLOWING PROCESS IS IMPLEMENTED IN A REASONABLE MANNER AND IS FOLLOWED FOR ALL PROHIBITED AND RELATED PARTY TRANSACTIONS: 1. THE NOMINATING, BYLAWS AND BOARD GOVERNANCE COMMITTEE OF BOARD MEMBERS COMPOSED ENTIRELY OF INDIVIDUALS, WHO HAVE NO INVOLVEMENT WITH ANY PROHIBITED OR RELATED PARTY TRANSACTIONS ("INDEPENDENT BOARD MEMBERS"), SHALL REVIEW, IN COMMUNICATION WITH THE UPO PRESIDENT & CEO, ALL RELATED PARTY TRANSACTIONS OF BOARD MEMBERS, INCLUDING THOSE THAT MAY BE PROHIBITED PURSUANT TO THE CONFLICT OF INTEREST POLICY. 2. THE NOMINATING, BYLAWS AND BOARD GOVERNANCE COMMITTEE, WITH THE ADVICE OF LEGAL COUNSEL AS NECESSARY, DETERMINES WHETHER A RELATED PARTY TRANSACTION IS A PROHIBITED TRANSACTION. 3. IF THE BOARD NOMINATING, BYLAWS AND BOARD GOVERNANCE COMMITTEE DETERMINES THAT THE TRANSACTION IS PROHIBITED, THEN THE BOARD NOMINATING, BYLAWS AND BOARD GOVERNANCE COMMITTEE SHALL RECOMMEND: (I) NOT TO ENTER INTO THE TRANSACTION (II) THE RESIGNATION OF THE BOARD MEMBER ASSOCIATED WITH THE PROHIBITED TRANSACTION OR (III) OTHER ACTION AS APPROPRIATE DEPENDING ON THE FACTS. IN MAKING THIS DETERMINATION, THE BOARD NOMINATING, BYLAWS AND BOARD GOVERNANCE COMMITTEE SHALL DETERMINE WHETHER, ALL FACTORS CONSIDERED, THE TRANSACTION IS FAIR AND REASONABLE TO, AND IS IN THE BEST INTEREST OF UPO. THE BOARD NOMINATING, BYLAWS AND BOARD GOVERNANCE COMMITTEE SHALL REVIEW, WHERE APPROPRIATE, INFORMATION CONCERNING ALTERNATIVES TO THE TRANSACTION COMPARABLE TRANSACTIONS ENTERED INTO BY OTHER PARTIES AND ORGANIZATIONS AND/OR INDEPENDENT APPRAISALS, AND ANY OTHER RELEVANT FACTORS. FOR THIS PURPOSE, A "TRANSACTION" MAY INCLUDE AN ONGOING BUSINESS, CONTRACTUAL, OR GRANT RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 15 UPO HAS A COMPENSATION COMPARABILITY SCALE TO DETERMINE APPROPRIATE SALARIES. THE SCALE WAS PREPARED USING NATIONAL AND LOCAL DATA OF NOTFORPROFITS WHOSE MISSIONS ARE FOCUSED ON COMMUNITY SERVICES. THE BOARD APPROVES THE HIRING AND COMPENSATION PACKAGE OF THE PRESIDENT & CEO AND OTHER OFFICERS OF UPO. THE LAST COMPENSATION REVIEW TOOK PLACE IN MAY 2015. FORM 990, PART VI, SECTION C, LINE 19 UPO HAS A COMPENSATION COMPARABILITY SCALE TO DETERMINE APPROPRIATE SALARIES. THE SCALE WAS PREPARED USING NATIONAL AND LOCAL DATA OF NOT-FOR-PROFITS WHOSE MISSIONS ARE FOCUSED ON COMMUNITY SERVICES. THE BOARD APPROVES THE HIRING AND COMPENSATION PACKAGE OF THE PRESIDENT & CEO AND OTHER OFFICERS OF UPO. THE LAST COMPENSATION REVIEW TOOK PLACE IN MAY 2015. THE UPO INSPIRE FOUNDATION 301 RHODE ISLAND AVE NW WASHINGTON DC 20001 900634570 DC 501(C)(3) LINE 7 UNITED PLANNING ORGANIZATION 1 UPO COMMUNITY DEVELOPMENT CORP 301 RHODE ISLAND AVE NW WASHINGTON DC 20001 521145355 DC 501(C)(3) LINE 10 UNITED PLANNING ORGANIZATION 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0