2024-06-14T14:18:50-05:00 2023-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 101670008 990PF 2023-01-01 454076946 SG SCHIMENTI FOUNDATION INC SGSC 2039125646 8805 TAMIAMI TRAIL N 368 NAPLES FL 341082525 GLENN ANGIOLILLO PRESIDENT 2039125646 2024-06-13 1 GLENN ANGIOLILLO 999009999 1 THOMAS F BLANEY CPA P00234022 2122862600 2024-06-13 3 AAL1 IAL1 2023 2023-04-26 12:10:37Z X 40803482 X 675418 703340 703340 372032 372032 20115 4400125 20115 120 3392 1771025 1098879 0 0 0 12456 0 12456 41157 41157 0 3061 578 0 6721 3126 3595 63395 44861 16051 1006264 1006264 1069659 44861 1022315 701366 1054018 21621738 9147623 9147623 0 774477 774477 1469724 1749174 1749174 98255 9970246 9970246 13532478 19161962 19161962 36722195 40803482 40803482 0 0 X 36722195 40803482 36722195 40803482 36722195 40803482 36722195 701366 3379921 40803482 0 40803482 PUBLICLY TRADED SECURITIES 3391564 3426650 -35086 -35086 GABELLI ASSOCIATES LIMITED CLASS A INITIAL SERIES 588.923 SHARES P 2021-12-01 2023-12-01 524629 500160 24469 24469 GABELLI ASSOCIATES LIMITED CLASS A INITIAL SERIES 533.629 SHARES P 2021-01-01 2023-12-01 475371 453200 22171 22171 CAPITAL GAINS DIVIDENDS P 8561 8561 8561 20115 14651 0 14651 0 14651 3551 0 26000 0 29551 0 14900 14900 0 0 0 0 0 0 0 0 0 1 1 0 1 1 DE 1 0 0 0 0 1 N/A GLENN ANGIOLILLO 2039125646 8805 TAMIAMI TRAIL N SUITE 368 NAPLES FL 341082525 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 GLENN ANGIOLILLO 8805 TAMIAMI TRAIL N SUITE 368 NAPLES FL 341082525 DIRECTOR, PRESIDENT, SECRETARY 12.50 0 0 0 GIAN ANGIOLILLO 8805 TAMIAMI TRAIL N SUITE 368 NAPLES FL 341082525 DIRECTOR 2.00 0 0 0 CHARLES MURPHY 8805 TAMIAMI TRAIL N SUITE 368 NAPLES FL 341082525 DIRECTOR 2.00 0 0 0 NONE 0 NONE 0 0 24333230 14265282 330283 38928795 0 0 38928795 583932 38344863 1917243 1917243 14651 563 15214 1902029 0 1902029 0 1902029 1022315 0 1022315 1902029 766445 0 0 1022315 766445 0 0 255870 0 0 0 0 0 0 0 0 1646159 0 0 0 X ABILIS INC 50 GLENVILLE STREET GREENWICH CT 068314140 N/A PC GENERAL OPERATING SUPPORT 10000 BOYS AND GIRLS CLUB OF GREENWICH 4 HORSENECK LANE GREENWICH CT 068306327 N/A PC GENERAL OPERATING SUPPORT 20000 CHURCH OF OUR LADY OF THE ROSARY 22 DON BOSCO PLACE PORT CHESTER NY 105735046 N/A PC FOOD PANTRY 801264 FAIRFIELD COLLEGE PREPARATORY SCHOOL 1073 N BENSON ROAD FAIRFIELD CT 068245171 N/A PC GENERAL OPERATING SUPPORT 75000 SALESIAN HIGH SCHOOL 148 E MAIN STREET NEW ROCHELLE NY 108015324 N/A PC GENERAL OPERATING SUPPORT 40000 WATERSIDE SCHOOL INC 770 PACIFIC STREET STAMFORD CT 069027329 N/A PC GENERAL OPERATING SUPPORT 25000 WESTPORT WESTON FAMILY YMCA FOUNDATION INC 14 ALLEN RAYMOND LANE WESTPORT CT 068801918 N/A PC GENERAL OPERATING SUPPORT 10000 YMCA OF GREENWICH 50 E PUTNAM AVENUE GREENWICH CT 068305601 N/A PC GENERAL OPERATING SUPPORT 25000 1006264 0 14 703340 14 372032 14 120 18 20115 0 1095607 0 1095607 0 0 0 0 0 0 0 0 0 0 X X 1 ART III TERM TRUST UNDER SG SCHIMENTI RESTATEMENT DTD 101 8805 TAMIAMI TRIAL NORTH SUITE 368 NAPLES FL 341082525 675418 X X 1 SM MERGER/ARBITRAGE, L.P. 305418 2023-03-31 ANNUAL BOOKKEEPING AND TAX RETURN PREPARATION 12456 0 12456 ADVENTIST HEALTH SYS WEST 3/1/32 5.43% 75,000 QTY 76413 76413 AERCAP IRELAND CAPITAL DAC 1/30/32 3.3% 150,000 QTY 130699 130699 AMERICAN ELECTRIC POWER CO INC 3/1/33 5.625% 70,000 QTY 73076 73076 AMERICAN EXPRESS CO 7/27/29 5.282% 75,000 QTY 76633 76633 AMERICAN INTL GROUP INC 6/30/30 3.4% 75,000 QTY 69112 69112 AMGEN INC 3/2/33 5.25% 75,000 QTY 77002 77002 AON CORP / AON GLOBAL HOLDINGS 2/28/33 5.35% 100,000 QTY 102764 102764 ASSURED GUARANTY US HOLDINGS I 6/15/31 3.15% 85,000 QTY 75462 75462 AT&T INC 12/1/33 2.55% 90,000 QTY 73424 73424 ATHENE HOLDING LTD 1/15/31 3.5% 90,000 QTY 79356 79356 AUTOZONE INC SR GLBL NT 8/1/33 5.2% 75,000 QTY 76466 76466 AXA EQUITABLE HOLDINGS INC 4/20/28 4.35% 80,000 QTY 77311 77311 BANK NEW YORK MELLON CORP FR 4/26/27 4.947% 100,000 QTY 100055 100055 BANK OF AMERICA CORP 7/23/30 3.194% 125,000 QTY 113465 113465 BANK OF NOVA SCOTIA/THE 6/12/28 5.25% 75,000 QTY 76196 76196 BAXTER INTL INC SR GLBL NT 2/1/32 2.539% 100,000 QTY 83982 83982 BBMCS MTG TR 4/15/56 5.753% 75,000 QTY 76621 76621 BECTON DICKINSON AND CO 8/22/32 4.298% 75,000 QTY 72485 72485 BENCHMARK 2023-V2 MTG TR FLT 5/15/55 5.3576% 70,000 QTY 70696 70696 BERRY GLOBAL INC 1/15/27 1.65% 85,000 QTY 76577 76577 BLOCK FINANCIAL LLC 8/15/30 3.875% 85,000 QTY 77830 77830 BOARDWALK PIPELINES LP SR NT 9/1/32 3.6% 75,000 QTY 66701 66701 BOSTON MEDICAL CENTER CORP 7/1/26 4.519% 75,000 QTY 72815 72815 BROADCOM INC 11/15/30 4.15% 90,000 QTY 86091 86091 BUNGE LTD FINANCE CORP 5/14/31 2.75% 65,000 QTY 56686 56686 CANADIAN IMPERIAL BANK OF 8/4/25 3.945% 75,000 QTY 73816 73816 CDW LLC / CDW FINANCE CORP 2/15/29 3.25% 75,000 QTY 68580 68580 CENTERPOINT ENERGY RES CORP SR 3/1/28 5.25% 75,000 QTY 76968 76968 CHARLES SCHWAB CORP/THE 5/19/29 5.643% 80,000 QTY 82130 82130 CHARTER COMMUNICATIONS OPERATI 4/1/32 2.8% 100,000 QTY 84491 84491 CHENIERE ENERGY PARTNERS L P 3/1/32 4% 110,000 QTY 99841 99841 CITIGROUP INC 4/23/29 4.075% 100,000 QTY 96334 96334 COMCAST CORP 5/15/33 4.8% 75,000 QTY 76073 76073 COMMONSPIRIT HEALTH 11/1/27 6.073% 75,000 QTY 77224 77224 CONTINENTAL RESOURCES INC/OK 1/15/28 4.375% 75,000 QTY 72682 72682 CVS HEALTH CORP 2/21/33 5.25% 100,000 QTY 102400 102400 DEUTSCHE BANK AG/NEW YORK 1/13/26 4.1% 100,000 QTY 97229 97229 DIAMONDBACK ENERGY INC SR NT 3/24/31 3.125% 85,000 QTY 75651 75651 DOLLAR GENERAL CORP 11/1/32 5% 75,000 QTY 74939 74939 DOMINION ENERGY INC SR GLBL -C NT 11/15/32 5.375% 100,000 QTY 102865 102865 DUKE ENERGY CORP 8/15/32 4.5% 75,000 QTY 72720 72720 EAGLE MATERIALS INC 7/1/31 2.5% 80,000 QTY 68098 68098 ENBRIDGE INC MTN CDS- SR GLBL NT 3/8/26 5.969% 70,000 QTY 70015 70015 ENERGY TRANSFER OPERATING LP 4/15/29 5.25% 75,000 QTY 75644 75644 ENTERGY TEXAS INC 1M GLBL BD 3/30/29 4% 75,000 QTY 72978 72978 EQT CORP 2/1/30 7% 70,000 QTY 75127 75127 EQUINIX INC 11/18/29 3.2% 85,000 QTY 78173 78173 ESSENTIAL UTILS INC SR GLBL NT 30 4/15/30 2.704% 90,000 QTY 78786 78786 EVERSOURCE ENERGY 5/15/33 5.125% 105,000 QTY 105730 105730 EXELON CORP 3/15/33 5.3% 100,000 QTY 102250 102250 EXPEDIA GROUP INC SR GLBL NT 2/15/30 3.25% 85,000 QTY 78032 78032 FISERV INC 3/2/33 5.6% 70,000 QTY 73087 73087 GENERAL MOTORS FINANCIAL CO IN 4/6/30 5.85% 75,000 QTY 77459 77459 GOLDMAN SACHS GROUP INC/THE 5/1/29 4.223% 100,000 QTY 96835 96835 GOLDMAN SACHS GRP INC MED TERM NOTE 6.000% 12/15/28 (38150AQG3) 100,000 QTY 100051 100051 HCA INC 9/1/28 5.625% 75,000 QTY 76817 76817 HSBC HOLDINGS PLC 3/13/28 4.041% 80,000 QTY 77123 77123 IDEX CORP 5/1/30 3% 85,000 QTY 75877 75877 INTERCONTINENTAL EXCHANGE 3/15/33 4.6% 80,000 QTY 79660 79660 JABIL INC 1/15/31 3% 85,000 QTY 73838 73838 JPMORGAN CHASE & CO 4/22/32 2.58% 125,000 QTY 105929 105929 KINDER MORGAN INC 2/15/31 2% 90,000 QTY 74863 74863 KROGER CO 9/15/29 8% 65,000 QTY 74311 74311 L3HARRIS TECHNOLOGIES INC 7/31/33 5.4% 70,000 QTY 72925 72925 LENNAR CORP 11/29/27 4.75% 75,000 QTY 74918 74918 LOUISVILLE GAS & ELEC CO 1M GLBL BD 4/15/33 5.45% 70,000 QTY 73046 73046 M D C HLDGS INC CR SEN SR GLBL 1/15/30 3.85% 85,000 QTY 77847 77847 MARRIOTT INTERNATIONAL INC/MD 10/15/32 3.5% 115,000 QTY 102714 102714 MARSH & MCLENNAN COS INC SR GLBL NT 9/15/33 5.4% 75,000 QTY 79102 79102 MITSUBISHI UFJ FINANCIAL G 7/20/27 1.538% 100,000 QTY 91416 91416 MORGAN STANLEY 1/23/30 4.431% 100,000 QTY 97502 97502 MOTOROLA SOLUTIONS INC SR GLBL NT 5/24/31 2.75% 100,000 QTY 85611 85611 MPLX LP 8/15/30 2.65% 90,000 QTY 77781 77781 NASDAQ INC 6/28/28 5.35% 75,000 QTY 77205 77205 NATIONAL GRID PLC 6/12/33 5.809% 75,000 QTY 78966 78966 NEWMONT CORP 7/15/32 2.6% 75,000 QTY 64239 64239 NEXTERA ENERGY CAPITAL HOLDING 1/15/31 2.44% 90,000 QTY 75551 75551 NORTHERN TRUST CORP 11/2/32 6.125% 95,000 QTY 102195 102195 NUCOR CORP SR GLBL NT 32 4/1/32 3.125% 85,000 QTY 76444 76444 NUTRIEN LTD 3/27/28 4.9% 75,000 QTY 75725 75725 NVENT FINANCE SARL 4/15/28 4.55% 100,000 QTY 97259 97259 OCCIDENTAL PETROLEUM CORP 7/15/30 8.875% 65,000 QTY 76063 76063 ONEOK INC 9/1/33 6.05% 75,000 QTY 79485 79485 ORACLE CORP 11/9/29 6.15% 75,000 QTY 80788 80788 OWENS CORNING 6/1/30 3.875% 80,000 QTY 75220 75220 PACIFIC GAS AND ELECTRIC CO 1/15/33 6.15% 100,000 QTY 103833 103833 PHILLIPS 66 6/30/33 5.3% 75,000 QTY 77135 77135 PLAINS ALL AMERICAN PIPELINE L 9/15/30 3.8% 85,000 QTY 78332 78332 PNC FINANCIAL SERVICES GROUP I 12/2/28 5.354% 110,000 QTY 111403 111403 PROVIDENCE ST JOSEPH HEALTH OB 10/1/33 5.403% 75,000 QTY 76544 76544 PUBLIC SVC ENTERPRISE GROUP SR NT 10/15/33 6.125% 75,000 QTY 80771 80771 PUGET ENERGY INC SR SEC GLBL NT 6/15/30 4.1% 80,000 QTY 73404 73404 PULTE CORP 6/15/32 7.875% 65,000 QTY 76503 76503 RAYTHEON TECHNOLOGIES CORP 2/27/33 5.15% 80,000 QTY 81650 81650 ROYAL BANK OF CANADA 1/12/28 4.9% 75,000 QTY 75870 75870 SCIENCE APPLICATIONS INT 7/1/33 5.5% 75,000 QTY 72469 72469 SEMPRA GLBL NT 8/1/33 5.5% 75,000 QTY 77888 77888 SOUTHERN CALIFORNIA EDISON CO 11/1/32 5.95% 70,000 QTY 75337 75337 SOUTHERN CO/THE 6/15/33 5.2% 105,000 QTY 107304 107304 SOUTHWEST AIRLINES CO 2/10/30 2.625% 90,000 QTY 78722 78722 STATE STREET CORP 11/4/28 5.82% 60,000 QTY 62283 62283 STEEL DYNAMICS INC 1/15/31 3.25% 100,000 QTY 90231 90231 TARGA RESOURCES CORP 2/1/33 4.2% 110,000 QTY 101387 101387 T-MOBILE USA INC 4/15/29 3.375% 80,000 QTY 74326 74326 TORONTO-DOMINION BANK/THE 7/17/28 5.523% 75,000 QTY 77269 77269 TRANSCANADA PIPELINES LTD 3/9/26 6.203% 75,000 QTY 74997 74997 TRUIST FINANCIAL CORP 1/26/29 4.873% 115,000 QTY 113412 113412 UPMC 5/15/33 5.035% 75,000 QTY 76210 76210 US BANCORP 2/1/29 4.653% 80,000 QTY 78807 78807 VALERO ENERGY CORP 4/15/32 7.5% 75,000 QTY 86383 86383 VERIZON COMMUNICATIONS INC 3/22/30 3.15% 75,000 QTY 68649 68649 VIATRIS INC 6/22/27 2.3% 85,000 QTY 77133 77133 VMWARE INC 5/15/30 4.7% 75,000 QTY 74083 74083 VULCAN MATERIALS CO 6/1/30 3.5% 75,000 QTY 69830 69830 WABTEC CORP 9/15/28 4.7% 75,000 QTY 74226 74226 WARNERMEDIA HOLDINGS INC 3/15/32 4.279% 115,000 QTY 105388 105388 WELLS FARGO & CO 3/24/28 3.526% 75,000 QTY 71593 71593 WESTERN MIDSTREAM OPERATING LP 4/1/33 6.15% 100,000 QTY 103956 103956 WEYERHAEUSER CO 12/15/33 6.875% 75,000 QTY 82589 82589 WILLIS NORTH AMERICA INC 9/15/28 4.5% 75,000 QTY 73070 73070 WRKCO INC SR GLBL NT 3/15/26 4.65% 80,000 QTY 79476 79476 XCEL ENERGY INC GLBL NT 6/1/32 4.6% 75,000 QTY 73237 73237 ACCENTURE PLC SHS CL A NEW (ACN) 12.000 SHARES 4211 4211 ADVANTEST CORP SPONSORED ADR NEW (ATEYY) 84.000 SHARES 2835 2835 ADYEN N V (ADYEY) 369.000 SHARES 4753 4753 ALPHABET INC NON VOTING CL C (GOOG) 1,200.000 SHARES 169116 169116 AON PLC (AON) 14.000 SHARES 4074 4074 AON PLC CLASS A (AON) 847.390 SHARES 246607 246607 APPLE INC (AAPL) 1,008.491 SHARES 194165 194165 ARCH CAPITAL GROUP COM STK (ACGL) 45.000 SHARES 3342 3342 ASM INTERNATIONAL NV ASM INTERNATIONAL N.V. (ASMIY) 7.000 SHARES 3634 3634 ASML HOLDING NV NY REG 2012 (ASML) 7.000 SHARES 5298 5298 ASTRAZENECA PLC (AZN) 51.000 SHARES 3435 3435 ATLAS COPCO AB CLASS A (ATLKY) 168.000 SHARES 2891 2891 ATLASSIAN CORP CL A (TEAM) 23.000 SHARES 5471 5471 BAE SYS PLC SPONSORED ADR (BAESY) 71.000 SHARES 4105 4105 CANADIAN NAT RES LTD COM CANADIAN NAT RES COM STK (CNQ) 38.000 SHARES 2490 2490 CANADIAN PAC RY LTD COM NPV (CP) 85.000 SHARES 6720 6720 COMPASS GROUP PLC SPON ADR EACH REP 1 ORD SHS (CMPGY) 94.000 SHARES 2614 2614 ENERGY SELCET SECTOR (XLE) 946.033 SHARES 79315 79315 EPAM SYS INC (EPAM) 7.000 SHARES 2081 2081 EVOLUTION AB (EVVTY) 32.000 SHARES 3821 3821 EXPERIAN PLC (EXPGY) 90.000 SHARES 3667 3667 FERGUSON PLC (FERG) 22.000 SHARES 4248 4248 FERRARI N V FERRARI N V (RACE) 18.000 SHARES 6092 6092 ICICI BK LTD (IBN) 140.000 SHARES 3338 3338 ICON PLC (ICLR) 21.000 SHARES 5944 5944 L OREAL S A ADR (LRLCY) 34.000 SHARES 3380 3380 LINDE PLC (LIN) 8.000 SHARES 3286 3286 LVMH MOET HENNESSY LOUIS VUITTON (LVMUY) 22.000 SHARES 3574 3574 MARRIOTT INTL INC NEW CL A (MAR) 1,465.086 SHARES 330392 330392 MERCADOLIBRE INC COM STK (MELI) 3.000 SHARES 4715 4715 NESTLE S A (NSRGY) 29.000 SHARES 3353 3353 NOVO-NORDISK A S (NVO) 69.000 SHARES 7138 7138 NVIDIA CORP (NVDA) 220.039 SHARES 108968 108968 PALO ALTO NETWORKS (PANW) 743.000 SHARES 219096 219096 RYMAN HOSPITALITY PPPTYS (RHP) 2,474.427 SHARES 272335 272335 SAFRAN ADR (SAFRY) 85.000 SHARES 3751 3751 SCHNEIDER ELECTRIC SE (SBGSY) 69.000 SHARES 2776 2776 STERIS PLC (STE) 15.000 SHARES 3298 3298 THOMSON REUTERS CORP (TRI) 20.000 SHARES 2924 2924 UBS GROUP AG COMMON STOCK (UBS) 95.000 SHARES 2936 2936 WASTE CONNECTIONS INC (WCN) 20.000 SHARES 2985 2985 492284 492284 282193 282193 GABELLI ASSOCIATES LIMITED CLASS A INITIAL SERIES 4,764.795 SHARES FMV 4323818 4323818 INVESCO QQQ TR UNIT SER 1 (QQQ) 7,974.469 SHARES FMV 3265705 3265705 ISHARES CORE S&P 500 ETF (IVV) 1,014.000 SHARES FMV 484317 484317 ISHARES CORE S&P 500 ETF (IVV) 2,199.000 SHARES FMV 1050308 1050308 ISHARES S&P500 VALUE ETF (IVE) 1,848.351 SHARES FMV 321410 321410 ISHARES TR ETF (USHY) 1,105.000 SHARES FMV 40167 40167 MFC FLEXSHARES TR MORNINGSTAR GLOB UPSTREAM NAT RES (GUNR) 3,868.000 SHARES FMV 158395 158395 MFC ISHARES CORE S&P MID-CAP ETF (IJH) 784.000 SHARES FMV 217286 217286 MFC ISHARES TR 1-5 YR INVT GRADE CORPORATE BD ETF (IGSB) 9,315.000 SHARES FMV 477627 477627 MFC ISHARES TR GLOBAL INFRASTRUCTURE ETF INDEX FD (IGF) 2,490.000 SHARES FMV 117155 117155 MFC ISHARES U.D. TREASURY BOND ETF (GOVT) 5,840.000 SHARES FMV 134554 134554 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL (BHYIX) 57,285.210 SHARES FMV 403287 403287 MFO DFA INVEST DIMENSIONS GROUP INC US SMALL CAP (DFSTX) 4,920.290 SHARES FMV 218264 218264 MFO HARBOR FUND CAPITAL APPRECIATION FUND (HACAX) 4,216.520 SHARES FMV 407990 407990 MFO INVESCO DEVELOPING MARKETS FUND (ODVIX) 3,976.310 SHARES FMV 153366 153366 MFO MFS INSTL INTL EQTY FD (MIEIX) 5,877.260 SHARES FMV 193597 193597 SCHWAB STRATEGIC TR ETF FUN EM MKT LARGE CO INDEX (FNDE) 1,461.000 SHARES FMV 39652 39652 SCHWAB STRATEGIC TR ETF FUNDAMNETAL INTL LARGE (FNDF) 8,025.000 SHARES FMV 270683 270683 SCHWAB US DIVIDEND ETF EQUITY (SCHD) 4,377.789 SHARES FMV 333281 333281 SM MERGER/ARBITRAGE, L.P. FMV 330283 330283 SPDR PORTFOLIO ETF INTERMEDIATETERM (SPIB) 1,216.000 SHARES FMV 39921 39921 SPDR S&P 500 TRUST ETF (SPY) 9,093.659 SHARES FMV 4322307 4322307 VANGUARD FTSE ETF DEVELOPED MARKETS ETF (VEA) 5,552.000 SHARES FMV 265941 265941 VANGUARD INTL EQUITY ETF INDEX EMERGING MKTS ETF (VWO) 3,242.000 SHARES FMV 133246 133246 VANGUARD MID CAP ETF (VO) 801.000 SHARES FMV 186345 186345 VANGUARD SCOTTSDALE ETF INTER-TERM TREAS INDEX FD (VGIT) 447.000 SHARES FMV 26516 26516 VANGUARD SHORT TERM ETF (BSV) 1,186.000 SHARES FMV 91346 91346 VANGUARD SMALL CAP ETF (VB) 342.000 SHARES FMV 72959 72959 VANGUARD SMALL CAP V ETF (VBR) 324.000 SHARES FMV 58310 58310 VANGUARD TOTAL BOND ETF (BND) 3,844.000 SHARES FMV 282726 282726 VANGUARD TOTAL STOCK ETF (VTI) 2,834.000 SHARES FMV 672281 672281 VANGUARD VALUE ETF (VTV) 461.000 SHARES FMV 68919 68919 BANK FEES 210 0 210 FILING FEES 25 0 25 INSURANCE 2266 0 2266 MEMBERSHIP FEES 815 0 815 OFFICE AND OTHER EXPENSES 279 0 279 OTHER INVESTMENT EXPENSES 3126 3126 0 SECURITIES LITIGATION PROCEEDS 120 120 120 OTHER INCOME (LOSS) THRU SCHEDULE K-1 3272 UNREALIZED GAIN ON INVESTMENTS 3379921 INVESTMENT MANAGEMENT AND ADVISORY 41157 41157 0 FEDERAL EXCISE TAX PAID 2500 0 0 FOREIGN TAXES WITHHELD 561 561 0 FOREIGN TAXES WITHHELD THRU SCHEDULE K-1 0 17 0