2024-05-09T15:03:40-05:00 2023-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2023-01-01 751247887 AMERICAN SOCIETY OF PENSION PROFESSIONALS AND ACTUARIES AMER 7035169300 4401 N FAIRFAX DRIVE 600 ARLINGTON VA 22203 BRIAN H GRAFF CEO 7035169300 2024-05-09 1 BRIAN GRAFF 999009999 0 RICHARD J LOCASTRO CPA P00288314 3019519090 3 AAL1 IAL1 2023 2023-04-26 12:10:37Z AMERICAN RETIREMENT ASSOCIATION BRIAN H GRAFF 4401 N FAIRFAX DRIVE 600 ARLINGTON VA 22203 31919697 0 X WWW.USARETIREMENT.ORG X 1966 TX SEE PART III, LINE 1. 18 18 86 150 1204354 0 0 0 23544676 25429271 224583 1064141 72987 60176 23842246 26553588 186186 54689 0 0 12600443 14091698 0 0 0 10214544 11380448 23001173 25526835 841073 1026753 34152164 35139535 22607084 22177883 11545080 12961652 TO EDUCATE PENSION ACTUARIES, CONSULTANTS, ADMINISTRATORS AND OTHER BENEFITS PROFESSIONALS AND TO PRESERVE AND ENHANCE THE PRIVATE PENSION SYSTEM AS PART OF THE DEVELOPMENT OF A COHERENT NATIONAL RETIREMENT INCOME POLICY. 0 0 CONFERENCES AND EVENTS ARE HELD THROUGHOUT THE YEAR TO PROVIDE CONTINUING EDUCATION AND NETWORKING OPPORTUNITIES AMONG RETIREMENT PLAN PROFESSIONALS IN GOVERNMENT AND INDUSTRY. IT IS ESTIMATED THAT THESE PROGRAMS SERVE APPROXIMATELY 6,000 MEMBERS OF THE INDUSTRY. EDUCATION AND EXAMINATIONS LEAD TO PROFESSIONAL CREDENTIALS AS WELL AS TOPICAL FIELDS OF STUDY AND MAY LEAD TO COLLEGE CREDITS. GOVERNMENT AFFAIRS ACTS AS AN ADVOCATE FOR ITS 35,000+ MEMBERS WITH GOVERNMENT AGENCIES IN ORDER TO PRESERVE AND ENHANCE THE PRIVATE PENSION SYSTEM AS A PART OF A COHESIVE AND COHERENT NATIONAL RETIREMENT INCOME POLICY. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 1 1 1 0 0 1 65 0 1 86 1 1 1 0 0 0 0 0 1 0 X 18 18 0 0 0 0 1 1 1 1 1 0 1 1 0 1 1 1 1 1 1 0 0 X BRIAN SHORT 7035169300 4401 N FAIRFAX DRIVE 600 ARLINGTON VA 22203 MIRIAM G MATRANGOLA PRESIDENT 5.00 1.00 X X 0 0 0 JEFFERY A ACHESON PRESIDENT-ELECT 1.00 1.00 X X 0 0 0 MARJORIE MANN TREASURER 1.00 1.00 X X 0 0 0 SAMUEL BRANDWEIN SECRETARY 1.00 0.00 X X 0 0 0 JOSEPH F DENOYIOR IMMEDIATE PAST PRESIDENT 1.00 0.00 X X 0 0 0 JUSTIN BONESTROO SENATORIAL MEMBER: ASPPA 1.00 0.00 X 0 0 0 AMANDA IVERSON SENATORIAL MEMBER: ASPPA 1.00 0.00 X 0 0 0 CORBY DALL SENATORIAL MEMBER: NAPA 1.00 0.00 X 0 0 0 RENEE SCHERZER SENATORIAL MEMBER: NAPA 1.00 0.00 X 0 0 0 ANGIE VADNAIS SENATORIAL MEMBER: ASEA 1.00 0.00 X 0 0 0 CLINT BLANKENSHIP SENATORIAL MEMBER: ASEA 1.00 0.00 X 0 0 0 LISA STUBBS SENATORIAL MEMBER: NTSA 1.00 0.00 X 0 0 0 TONI WHALEY SENATORIAL MEMBER: NTSA 1.00 0.00 X 0 0 0 GREG BRACCILI SENATORIAL MEMBER: PSCA 1.00 0.00 X 0 0 0 DIANE GARWOOD SENATORIAL MEMBER: PSCA (UNTIL 5/23) 1.00 0.00 X 0 0 0 ROBIN HOPE SENATORIAL MEMBER: PSCA (FROM 5/23) 1.00 0.00 X 0 0 0 PAUL D'AIUTOLO AT-LARGE MEMBER 1.00 0.00 X 0 0 0 PATRICIA WENZEL AT-LARGE MEMBER 1.00 0.00 X 0 0 0 LYNN YOUNG AT-LARGE MEMBER 1.00 0.00 X 0 0 0 BRIAN H GRAFF CEO 50.00 1.00 X 1523301 0 388145 BRIAN P SHORT CFO 40.00 0.00 X 237503 0 33901 VICTORIA BACKER COO 40.00 0.00 X 330760 0 49081 ALLISON WIELOBOB GENERAL COUNSEL 40.00 0.00 X 480106 0 47860 WILLIAM HANSEN CHIEF GOVERNMENT AFFAIRS OFFICER 40.00 0.00 X 442887 0 47423 CHRISTOPHER DEGRASSI CHIEF OF RETIREMENT EDUCATION 40.00 0.00 X 342557 0 37820 THOMAS CONNOLLY CHIEF SALES OFFICER 40.00 0.00 X 323440 0 36723 JOHN SULLIVAN CHIEF CONTENT OFFICER 40.00 0.00 X 277633 0 18349 3958187 0 659302 37 0 1 0 SAN DIEGO CONVENTION CENTER CO 111 WEST HARBOR DR SAN DIEGO CA 92101 CONFERENCE/MEETING SERVICES 691025 LSAV POWERHOUSE 3912 W MCLEAN AVE CHICAGO IL 60647 A/V 403426 ADAGE TECHNOLOGIES INC 10 S RIVERSIDE PLAZA CHICAGO IL 60606 SOFTWARE AND CONSULTING 375661 FONTEVA LLC 3033 WILSON BLVD SUITE 700 ARLINGTON VA 22201 SOFTWARE AND CONSULTING 353524 SHEPARD EXPOSITION SERVICES 1778 MARIETTA BLVD NW ATLANTA GA 30318 EVENT MANAGEMENT 335956 18 CONFERENCES 900099 8980053 8980053 MEMBERSHIP 900099 8313942 8313942 RETIREMENT PLAN ACADEMY 900099 6423453 6423453 PUBLICATIONS 900099 1396899 192545 1204354 GOV'T AFFAIRS SPONSORSHIPS 900099 250000 250000 64924 64924 25429271 500238 500238 5930012 5366109 563903 563903 563903 MISCELLANEOUS 900099 50276 50276 SIGNATURE AWARDS 900099 9900 9900 60176 26553588 24224917 1204354 1124317 54689 2276769 9159353 1182763 810401 662412 278718 72390 1282122 30000 656272 43177 622350 819698 1322 664594 762333 4423993 39166 802260 138124 CREDIT CARD FEES 284686 DUES & SUBSCRIPTIONS 167902 HONORARIA 160634 TAXES 105597 25110 25526835 10621674 10130180 2989247 697056 1870264 11360 3741 560156 860393 7355813 5219210 2358936 2136603 9866379 11092972 343421 1160564 7400991 7187762 34152164 35139535 2536700 2528558 10497047 10350513 1032091 805593 8541246 8493219 22607084 22177883 X 11545080 12961652 11545080 12961652 34152164 35139535 X 1026753 600850 -211031 X 0 1 X 1 0 0 1 0 0 1 8313942 1569322 -726725 842597 831394 11203 2398644 1829136 569508 4957169 3390074 1567095 2136603 SECURITY DEPOSITS 73197 DEFERRED COMPENSATION ASSET 614088 RABBI TRUST DEFERRED COMPENSATION ASSET 2580044 RIGHT OF USE LEASED ASSET 3920433 7187762 OPERATING LEASE LIABILITY 4910033 DEFERRED COMPENSATION LIABILITY 614088 ACCRUED PENSION LIABILITY 373468 RABBI TRUST DEFERRED COMPENSATION LIABILITY 2580044 FINANCE LEASE PAYABLE 15586 8493219 27138303 600850 13865 614715 26523588 30000 30000 26553588 25510700 13865 13865 25496835 30000 30000 25526835 PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME OF ASPPA FOUNDATION 13,865. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF ASPPA FOUNDATION 13,865. 1 ACTUARIAL FOUNDATION 475 N MARTINGALE ROAD 600 SCHAUMBURG IL 60173 363968441 501(C)(3) 13675 0 PROGRAM SUPPORT CONGRESSIONAL COALITION ON ADOPTION INSTITUTE 200 MASSACHUSETTS AVE NW 700 WASHINGTON DC 20001 542035617 501(C)(3) 10000 0 PROGRAM SUPPORT RULING OUR EXPERIENCES INC 1335 DUBLIN RD SUITE 18A COLUMBUS OH 43215 272913874 501(C)(3) 10000 0 PROGRAM SUPPORT AMERICAN SOCIETY OF PENSION ACTUARIES EDUCATION & RESEARCH FOUNDATION INC 4401 NORTH FAIRFAX DRIVE SUITE 600 ARLINGTON VA 22203 521093826 501(C)(3) 13865 0 PROGRAM SUPPORT 4 PART I, LINE 2: GRANTEES PROVIDE A DETAILED LIST OF THE AMOUNTS SPENT, WHICH IS VERIFIED AGAINST THE ORIGINAL PROPOSAL. X X 1 1 X X 0 1 0 BRIAN H GRAFF CEO 994031 0 440000 0 89270 0 329082 0 59063 0 1911446 0 0 0 ALLISON WIELOBOB GENERAL COUNSEL 449254 0 30000 0 852 0 37820 0 10040 0 527966 0 0 0 WILLIAM HANSEN CHIEF GOVERNMENT AFFAIRS OFFICER 407034 0 35000 0 853 0 37820 0 9603 0 490310 0 0 0 CHRISTOPHER DEGRASSI CHIEF OF RETIREMENT EDUCATION 316604 0 25000 0 953 0 37820 0 0 0 380377 0 0 0 VICTORIA BACKER COO 300688 0 30000 0 72 0 37820 0 11261 0 379841 0 0 0 THOMAS CONNOLLY CHIEF SALES OFFICER 261384 0 60000 0 2056 0 36723 0 0 0 360163 0 0 0 JOHN SULLIVAN CHIEF CONTENT OFFICER 257462 0 0 0 20171 0 9546 0 8803 0 295982 0 0 0 BRIAN P SHORT CFO 217430 0 20000 0 73 0 24298 0 9603 0 271404 0 0 0 PART I, LINE 1A THERE IS A TAX GROSS UP FOR DISABILITY AND LIFE INSURANCE. MONTHLY CLUB DUES ARE PAID ALONG WITH RELEVANT T&E CHARGES. THE CLUB IS PRIMARILY FOR BUSINESS ENTERTAINMENT. PART I, LINE 4B THE ORGANIZATION HAS AN UNFUNDED, NON-QUALIFIED DEFERRED COMPENSATION PLAN WITH BRIAN GRAFF UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE. INCLUDED IN DEFERRED COMPENSATION IN PART II, COLUMN C IS A TOTAL OF $291,262 REPRESENTING THE AMOUNT OF COMPENSATION REPORTED RATABLY OVER THE SERVICE PERIOD OF THE PLAN. BRIAN GRAFF CEO FUND SPLIT DOLLAR LIFE INSURANCE POLICY X 1870264 1870264 0 1 1 1870264 FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN RETIREMENT ASSOCIATION IS THE PREMIER EDUCATOR AND POLICY ADVOCATE FOR OVER 35,000 CAREER PROFESSIONALS ACTIVELY ENGAGED IN THE RETIREMENT PLAN INDUSTRY. FORM 990, PART VI, SECTION A, LINE 7A THE NOMINEES FOR THE GOVERNING BOARD ARE SELECTED BY THE NOMINATING COMMITTEE AND MEMBERS APPROVE (OR NOT) BY MAJORITY VOTE AT THE ANNUAL BUSINESS MEETING. FORM 990, PART VI, SECTION A, LINE 7B A MAJORITY OF THE CREDENTIALED MEMBERS MUST VOTE AFFIRMATIVELY FOR A CHANGE TO TAKE EFFECT WHEN THERE IS A CHANGE TO THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED BY SENIOR MANAGEMENT. THE FORM 990 WAS THEN SHARED WITH VARIOUS OFFICERS OF THE BOARD (THE PRESIDENT, PRESIDENT-ELECT, AND TREASURER) PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C PERSONS COVERED BY THIS POLICY ANNUALLY DISCLOSE OR UPDATE TO THE PRESIDENT ON A FORM PROVIDED BY THE ORGANIZATION THEIR INTERESTS THAT GIVES RISE TO CONFLICTS OF INTEREST, SUCH AS A LIST OF FAMILY MEMBERS, SUBSTANTIAL BUSINESS OR INVESTMENT HOLDINGS, AND OTHER TRANSACTIONS OR AFFILIATIONS WITH BUSINESSES AND OTHER ORGANIZATIONS OR THOSE OF FAMILY MEMBERS. FOR EACH INTEREST DISCLOSED TO THE PRESIDENT, HE OR SHE DETERMINES WHETHER TO: (A) TAKE NO ACTION; (B) ASSURE FULL DISCLOSURE TO THE BOARD OF DIRECTORS AND OTHER INDIVIDUALS COVERED BY THIS POLICY; (C) ASK THE PERSON TO RECUSE FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISIONS WITHIN THE ORGANIZATION; OR (D) ASK THE PERSON TO RESIGN FROM HIS OR HER POSITION IN THE ORGANIZATION OR, IF THE PERSON REFUSES TO RESIGN, BECOME SUBJECT TO POSSIBLE REMOVAL IN ACCORDANCE WITH THE ORGANIZATION'S REMOVAL PROCEDURES. THE ORGANIZATION'S CHIEF EMPLOYED EXECUTIVE AND CHIEF EMPLOYED FINANCE EXECUTIVE MONITOR PROPOSED OR ONGOING TRANSACTIONS FOR CONFLICTS OF INTEREST AND DISCLOSE THEM TO THE PRESIDENT IN ORDER TO DEAL WITH POTENTIAL OR ACTUAL CONFLICTS, WHETHER DISCOVERED BEFORE OR AFTER THE TRANSACTION HAS OCCURRED. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD APPOINTS OFFICERS (USUALLY PRESIDENT AND PRESIDENT ELECT) TO NEGOTIATE COMPENSATION FOR THE CEO. ALL OTHER COMPENSATION IS DETERMINED BY THE MANAGEMENT COUNCIL, WHICH CONSISTS OF THE PRESIDENT, PRESIDENT ELECT AND EXECUTIVE DIRECTOR. COMPARABLE DATA IS USED AND DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT ARE DOCUMENTED AS WELL. THE LAST COMPENSATION REVIEW TOOK PLACE IN MARCH 2023. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: MINIMUM DEFINED PENSION LIABILITY ADJUSTMENT -211,031. ASPPA PRACTICES LLC 4401 N FAIRFAX DRIVE STE 600 ARLINGTON VA 22203 260778592 LICENSING TMS DE 0 0 AMERICAN RETIREMENT ASSOCIATION ASPPA PENSION EDUCATION AND RESEARCH FOUNDATION INC 4401 N FAIRFAX DRIVE STE 600 ARLINGTON VA 22203 521093826 TO PROVIDE FINANCIAL ASSISTANCE TO STUDENTS OF ACTUARIAL SCIENCE VA 501(C)(3) LINE 12A, I AMERICAN RETIREMENT ASSOCIATION 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 ASPPA PENSION EDUCATION AND RESEARCH FOUNDATION INC B 13865 ACTUAL AMOUNT ASPPA PENSION EDUCATION AND RESEARCH FOUNDATION INC N 0 ACTUAL AMOUNT