2022-09-15T13:57:39-05:00 2021-12-31 341663731 ZINNER & CO LLP 3201 ENTERPRISE PARKWAY SUITE 410 CLEVELAND OH 441227329 990 2021-01-01 208376689 THE ABRAHAM J AND PHYLLIS KATZ CORD BLOOD FOUNDATION ABRA 2168960360 25001 EMERY ROAD 150 CLEVELAND OH 44128 MARCIE FINNEY EXECUTIVE DIRECTOR 2168960360 2022-09-15 1 MARCIE FINNEY 999009999 SUSAN D KRANTZ P00233254 2168310733 2022-08-31 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z CLEVELAND CORD BLOOD CENTER MARCIE FINNEY 25001 EMERY ROAD 150 CLEVELAND OH 44128 5595306 0 X WWW.CLEVELANDCORDBLOOD.ORG X 2006 OH THE ORGANIZATION'S VISION STATEMENT: A WORLD IN WHICH CORD BLOOD THERAPIES ENHANCE QUALITY OF LIFE FOR ALL.THE ORGANIZATION'S CORE VALUES ARE QUALITY, COLLABORATION, INNOVATION, LEADERSHIP, COMPASSION, AND INTERGRITY. 5 4 48 4 0 0 2928468 868277 3945497 4717237 1481 180 6828 9064 6882274 5594758 0 0 0 0 2808553 3088545 0 0 385711 3702608 3833970 6511161 6922515 371113 -1327757 4596233 3248318 1173463 1153296 3422770 2095022 THE ORGANIZATION IS ADVANCING UMBILICAL CORD BLOOD CELL THERAPY TREATMENTS: SAVING LIVES, ENHANCING HEALTH, AND EXPANDING KNOWLEDGE ONE BIRTH AT A TIME. 0 0 4514413 4485463 THE ORGANIZATION HAS BEEN ESTABLISHED TO HARVEST, PROCESS, AND UTILIZE UMBILICAL CORD BLOOD ("UCB") STEM CELLS FOR CLINICAL TRANSPLANTATION, MEDICAL RESEARCH, AND DISTRIBUTION, AND TO PROVIDE EDUCATION TO PHYSICIANS AND THE PUBLIC AT LARGE ON ADVANCES IN THE UTILIZATION OF UCB-DERIVED STEM CELLS FOR THE TREATMENT OF CANCER AND OTHER DISEASES. 709297 BEGINNING IN 2014, THE ORGANIZATION PERFORMS LABORATORY RESEARCH IN CELL THERAPEUTICS WITH FOUR STUDIES CURRENTLY IN PROGRESS. 532938 231774 IN 2020, THE CORD BLOOD CENTER ESTABLISHED A CELL THERAPY INCUBATOR TO OFFER NEW TECHNOLOGIES FOR CELL PROCESSING AND DISTRIBUTE CORD BLOOD BASED PRODUCTS. 5756648 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 37 0 1 48 1 0 0 0 0 0 0 0 0 0 0 0 0 X 5 4 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 OH MN GA CA X MARCIE FINNEY 2168960360 25001 EMERY ROAD 150 CLEVELAND OH 44128 ALEXANDER KATZ DIRECTOR 1.00 X 0 0 0 BRUCE GOODMAN CHAIRMAN, DIRECTOR 2.00 X X 0 0 0 MARY J LAUGHLIN MEDICAL DIRECTOR 25.00 X 162806 0 0 DAVID WOOLF DIRECTOR 1.00 X 0 0 0 BARBARA DROBNEY TREASURER, DIRECTOR 2.00 X X 0 0 0 MARCIE FINNEY EXECUTIVE DIRECTOR 40.00 X 182944 0 26055 WOUTER VAN'T HOF CORD BLOOD BANK DIRECTOR 40.00 X 176692 0 14875 522442 0 40930 3 0 1 0 JES DEVELOPMENT LTD 25E 3733 PARK EAST DRIVE SUITE 210 BEACHWOOD OH 44122 RENT & OTHER SERVICES 203192 EVERSHEDS SUTHERLAND 999 PEACHTREE ST NE SUITE 2300 ATLANTA GA 30309 LEGAL FEES 125020 2 413922 454355 868277 DISTRIBUTION - CLINICA 541700 1883500 1883500 DISTRIBUTION - RESEARC 541700 1312160 1312160 HRSA CONTRACT 541700 852850 852850 REIMBURSED SALARIES/EX 541700 376221 376221 CD 34 PRODUCT 541700 228781 228781 63725 63725 4717237 209 209 519 548 -29 -29 -29 MISCELLANEOUS REVENUE 900099 9064 9064 9064 5594758 4717237 0 9244 522442 441768 57866 22808 1985460 1678872 219910 86678 397439 327513 54449 15477 183204 155926 19224 8054 60445 2110 270 58065 234737 157541 67127 10069 181396 165622 15394 380 42411 35837 4708 1866 PROFESSIONAL FEES 1122013 1035722 86291 0 LAB EXPENSES 1094287 1094287 0 0 CONSULTING 377959 40785 160380 176794 POSTAGE & SHIPPING 247782 246179 1586 17 472940 374486 92951 5503 6922515 5756648 780156 385711 73368 436618 452641 206222 2547566 889558 415794 462397 53669 40020 115426 162200 4532709 3889231 628419 643478 288401 387973 20949 19852 4596233 3248318 574011 330009 599452 823287 1173463 1153296 X 729785 1224579 2692985 870443 3422770 2095022 4596233 3248318 -1327757 9 0 X X 0 1 X 1 0 X 2148583 4490817 510090 2928468 868277 10946235 3763058 3672549 4279919 3945497 4717237 20378260 5911641 8163366 4790009 6873965 5585514 31324495 928503 1659274 458659 2536510 290498 5873444 862279 754817 648073 1011277 1761479 5037925 1790782 2414091 1106732 3547787 2051977 10911369 20413126 681 3511 5158 1481 209 11040 681 3511 5158 1481 209 11040 4034 4788 6296 6828 9064 31010 5916356 8171665 4801463 6882274 5594787 31366545 0.65080 0.62910 0.00040 0.00030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 774523 582596 191927 2916603 2477264 439339 841583 829371 12212 643478 DEFERRED LEASE INCENTIVE 95844 DEFERRED RENT LIABILITY 42424 CURRENT PORTION OF DEFERRED LEASE INCENTIVES 27541 SBA KEYBANK LOAN 512239 CURRENT PORTION OF TERM LOANS 50957 TERM LOANS, NET OF CURRENT PORTION 94282 823287 X 5594767 9 9 5594758 0 5594758 6922515 0 6922515 0 6922515 PART X, LINE 2: THE ORGANIZATION FOLLOWS THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES. UNCERTAIN INCOME TAX POSITIONS ARE EVALUATED AT LEAST ANNUALLY BY MANAGEMENT. AS OF DECEMBER 31, 2021, THE ORGANIZATION HAS IDENTIFIED NO UNCERTAIN INCOME TAX POSITIONS AND HAS INCURRED NO AMOUNTS FOR INCOME TAX PENALTIES AND INTEREST FOR THE YEAR. X X X 0 0 0 0 0 0 0 0 0 MARCIE FINNEY EXECUTIVE DIRECTOR 175662 0 0 0 7282 0 0 0 26055 0 208999 0 0 0 WOUTER VAN'T HOF CORD BLOOD BANK DIRECTOR 170567 0 0 0 6125 0 0 0 14875 0 191567 0 0 0 MARY J LAUGHLIN MEDICAL DIRECTOR 162806 0 0 0 0 0 0 0 0 0 162806 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B CURRENTLY THERE ARE NO ACTIVE COMMITTEES OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF THE RETURN IS PROVIDED FIRST TO MANAGEMENT AND THEN TO THE FULL BOARD OF DIRECTORS FOR THEIR REVIEW AND COMMENT PRIOR TO FILING. ONCE FINALIZED, A COPY OF THE FORM 990, AS FILED WITH THE IRS, IS SUPPLIED TO EACH BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CONFLICT OF INTEREST STATEMENTS ARE COMPLETED AND SIGNED BY EACH DIRECTOR, OFFICER AND KEY EMPLOYEE. ALL KNOWN POTENTIAL CONFLICTS ARE LISTED AND SHARED WITH THE BOARD OF DIRECTORS. SHOULD A DECISION COME TO THE BOARD INVOLVING ONE OF THE STATED CONFLICTS, THE INDIVIDUAL WILL FOLLOW THE WRITTEN CONFLICT OF INTEREST POLICY AND DISCLOSE HIS OR HER CONFLICT, PROVIDE ANY INFORMATION DESIRED BY THE BOARD, AND RECUSE HIM OR HERSELF FROM THE MEETING FOR THE DELIBERATIONS AND THE VOTE ON THE MATTER INVOLVING THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 DUE TO THE SMALL NUMBER OF NONPROFIT CORD BLOOD BANKS IN THE UNITED STATES, SALARY INFORMATION IS AVAILABLE FOR THE OFFICERS AND KEY EMPLOYEES ON 990S FILED ON CANDID.ORG. IN ADDITION, THE BOARD MEMBERS, WHO ARE EITHER DIRECTORS OF ANOTHER CORD BLOOD BANK AND HAVE THEIR OWN ORGANIZATION TO COMPARE WITH THE CLEVELAND CORD BLOOD CENTER OR OWNERS AND OFFICERS OF SMALL BUSINESSES, USE THEIR KNOWLEDGE OF THE INDUSTRY TO DETERMINE REASONABLENESS OF THE COMPENSATION. THE FULL BOARD APPROVES THE COMPENSATION BY FORMAL VOTE AT A BOARD MEETING, WHICH IS DOCUMENTED IN THE MINUTES OR BY SIGNED WRITTEN CONSENT WITHOUT A MEETING. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, THE CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. IN ADDITION, THE ORGANIZATION'S FORMS 990 ARE AVAILABLE ON CANDID.ORG AND SOME OF ITS ORGANIZING DOCUMENTS ARE AVAILABLE ON THE OHIO SECRETARY OF STATE'S WEBSITE. FORM 990, PART XII, LINE 2C THE PROCESS USED BY THE FULL BOARD THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT HAS NOT CHANGED FROM THE PRIOR YEAR. ADVANCED-IMMUNE CELLULAR THERAPEUTICS LLC 25001 EMERY ROAD 150 CLEVELAND OH 44128 844121128 CONDUCTS PRECLINICAL RESEARCH, FOCUSED ON ENHANCING TREG CELLS OH 500 THE ABRAHAM J AND PHYLLIS KATZ CORD BLOOD FOUNDATION CLEVELAND CELL THERAPY INCUBATOR LLC 25001 EMERY ROAD 150 CLEVELAND OH 44128 844085190 ADVANCEMENT OF NEW CELL PROCESSING TECHNOLOGIES AND PRODUCTS OH 1313798 713553 THE ABRAHAM J AND PHYLLIS KATZ CORD BLOOD FOUNDATION APPLIX BACT CELL THERAPEUTICS LLC 25001 EMERY ROAD 150 CLEVELAND OH 44128 863656067 CONDUCTS PRECLINICAL RESEARCH, FOCUSED ON DEVELOPING A WOUND HEALING PRODUCT OH 2763 THE ABRAHAM J AND PHYLLIS KATZ CORD BLOOD FOUNDATION