2022-09-10T11:58:22-05:00 2021-12-31 420714325 RSM US LLP 151 WEST 42ND STREET 19TH FLR NEW YORK NY 10036 990PF 2021-01-01 330603766 SWENSON FAMILY FOUNDATION SWEN 7142646814 PO BOX 12263 ORANGE CA 92859 CHERYL LENTZ PRESIDENT 7142646814 2022-09-10 1 CHERYL LENTZ 999009999 KAREN LO P01434915 2123721000 2022-09-07 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X X 117353437 X X 4171167 4171167 202825 11236724 202825 3215 3215 4377207 4377207 0 0 0 19672 0 19672 36791 18396 18395 113144 113144 0 45757 0 0 14188 14038 150 229552 145578 38217 4469497 4469497 4699049 145578 4507714 -321842 4231629 1302755 5569599 5569599 484028 2549402 2549402 26229 0 25200 26229 26229 29717322 26662764 28848173 76645748 73059594 78111369 2304385 2290008 2248665 110479438 110157596 117353437 0 0 X 0 0 0 0 110479438 110157596 110479438 110157596 110479438 110157596 110479438 -321842 0 110157596 0 110157596 SALE OF PUBLICLY TRADED SECURITIES 2021-01-01 2021-12-31 11207711 11002842 204869 204869 ST CG- OAKTREE SENIOR LOAN FUND LP K-1 P 2021-01-01 29013 29013 29013 LT CG- OAKTREE SENIOR LOAN FUND LP K-1 P 2021-01-01 31057 -31057 -31057 202825 58820 0 58820 0 58820 43599 0 45500 0 89099 X 212 30067 30067 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A SWENSON FAMILY FOUNDATION 7142646814 9961 FOXRUN ROAD SANTA ANA CA 92705 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SUSAN G SWENSON 34372 COVE LANTERN DANA POINT CA 92629 PRESIDENT 2.00 0 0 0 ROSIE SWENSON 34372 COVE LANTERN DANA POINT CA 92629 SECRETARY 1.00 0 0 0 CHERYL L LENTZ 34372 COVE LANTERN DANA POINT CA 92629 CFO 0.00 0 0 0 TIMOTHY J SWENSON 34372 COVE LANTERN DANA POINT CA 92629 DIRECTOR 0.00 0 0 0 EOIN L KREDITOR 34372 COVE LANTERN DANA POINT CA 92629 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 NONE 0 0 116465078 4086976 0 120552054 0 0 120552054 2411041 118141013 5907051 5907051 58820 58820 5848231 0 5848231 0 5848231 4507714 0 4507714 5848231 0 0 326667 40907 367574 4507714 0 0 0 4507714 0 367574 367574 0 0 0 0 0 972943 0 0 0 SUSAN G SWENSON X BIG SKY BIBLE CHURCH 383 E ALKALI CREEK RD BILLINGS MT 59105 NONE PC CAMP CAFETERIA 1000000 CALIFORNIA LUTHERAN UNIVERSITY 60 WEST OLSEN ROAD 1350 THOUSAND OAKS CA 91360 NONE PC SCHOLARSHIPS/SUMMER RESEARCH PROGRAM 430892 CALIFORNIA LUTHERAN UNIVERSITY 60 WEST OLSEN ROAD 1350 THOUSAND OAKS CA 91360 NONE PC SWENSON SCIENCE BUILDING 500000 CHAPMAN UNIVERSITY ONE UNIVERSITY DRIVE ORANGE CA 92866 NONE PC JIS ENGINEERING HALL 500000 CONCORDIA LUTHERAN CHURCH 1708 JOHN AVENUE SUPERIOR WI 54880 NONE PC PROGRAM SUPPORT 25000 FIRST EVANGICAL COVENANT CHURCH 3311 HAMMOND AVENUE SUPERIOR WI 54880 NONE PC PROGRAM SUPPORT 50000 FRIENDS OF HOLY INNOCENTS 750 TERRADO PLZ STE 43 COVINA CA 91723 NONE PC PROGRAM SUPPORT 500000 GIVSUM FOUNDATION 3424 VIA OPORTO SUITE G204 NEWPORT BEACH CA 92663 NONE PC PROGRAM SUPPORT - MORNINGSTAR KIDS 50000 GLORIA DEI LUTHERAN CHURCH 33501 STONEHILL DRIVE DANA POINT CA 92629 NONE PC FINAL BUILDING PLEDGE 50100 OCEAN INSTITUTE 24200 DANA POINT HARBOR DR DANA POINT CA 92629 NONE PC SCHOLARSHIP 600500 SEGERSTROME CENTER FOR THE ARTS 600 TOWN CENTER DRIVE COSTA MESA CA 92626 NONE PC PROGRAM SUPPORT 5000 ST PAUL'S LUTHERAN SCHOOL 5634 LUTHER RD SE PRIOR LAKE MN 55372 NONE PC PROGRAM SUPPORT - INSTRUMENTAL MUSIC DEPT 50000 SUPERIOR DOUGLAS CO YMCA 9 N 21 ST SUPERIOR CA 54880 NONE PC PROGRAM SUPPORT 5000 UNIVERSITY MN DULUTH 1300 S 2ND ST STE 200 MINNEAPOLIS MN 554541029 NONE PC SWENSON SCHOLARS TUITION/SUMMER RESEARCH TUITION 99603 UNIVERSITY MN DULUTH 1300 S 2ND ST STE 200 MINNEAPOLIS MN 554541029 NONE PC PROGRAM SUPPORT 207385 UNIVERSITY OF MINNESOTA DULUTH - LABOVITZ FAMILY SCHOLARSHIP 1049 UNIVERSITY DR DULUTH MN 55812 NONE PC SCHOLARSHIP 5000 UNIVERSITY OF WISCONSIN SUPERIOR FOUNDATION INC PO BOX 2000 SUPERIOR WI 548804500 NONE PC ANNUAL SWENSON FAMILY SCHOLARSHIPS/SUMMER UNDERGRADUATE RESEARCH FELLOWSHIP (SURF) 391017 4469497 0 14 4171167 14 3215 18 202825 0 4377207 0 4377207 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 36791 18396 18395 THE FOUNDATION IS REQUIRED TO MAKE ANNUAL DISTRIBUTIONS OF APPROXIMATELY $6 MILLION BASED UPON THE FAIR MARKET VALUE OF ITS ASSETS. IN ADDITION, THE FOUNDATION HAS OTHER REQUIRED EXPENSES TO ADMINISTER THE FOUNDATION. THE DISTRIBUTIONS AND OTHER EXPENSES ARE PAID PERIODICALLY THROUGHOUT THE YEAR. THEREFORE, THE CASH DEEMED HELD FOR CHARITABLE ACTIVITIES IS 2% OF THE AVERAGE FAIR MARKET VALUE ON LINE 3 RATHER THAN 1 1/2%. AMERICAN INTL GROUP 975360 1105600 ANHEUSER BUSCH INBEV WOR 1014595 1171060 ARES CAPITAL CORP 683403 740817 AT&T INC 1015197 1123280 BANK OF AMERICA CORP 1017154 1173340 BROADCOM CRP/CAYMEN FL 795880 867432 BROOKFIELD FINANCE INC 1020407 1152940 COMCAST CORP 1005249 1154070 CONOCOPHILLIPS COMPANY 129964 145936 JPMORGAN CHASE & CO 691348 757596 MCKESSON CORP 500000 484435 MISUBISHI UFJ FIN GRP 989090 1120720 MONSANTO CO 258847 257548 ROYAL BK SCOTLND GRP PLC 1014824 1042750 SANTANDER HOLDINGS USA 600000 625386 STATE STREET COPR 307773 319347 VALERO ENERGY CORP 373395 373863 NEW YORK ST URBAN DEV CORP REV 1008940 1005930 INTEL CORP 992910 1020680 JPMORGAN CHASE & CO 997730 1027120 MORGAN STANLEY 1011460 1034290 UNITED PARCEL SERVICE 983050 1019880 GOLDMAN SACHS GROUP INC/THE 975400 1011250 HSBC HLDGS PLC 1005500 1037060 NEW YORK ST DORM AUTH REVENUES 500000 523540 ORACLE CORP 984190 1040010 CALIFORNIA ST 1009590 1072970 WELLS FARGO CO 989550 1065580 MICROSOFT CORP 1007050 1066730 INTERCONTINENTAL EXCHANGE INC 760545 811283 SIMON PROPERTY GROUP LP 981620 1058150 US BANCORP 978930 1056710 AMAZON.COM INC 979500 1080020 MARIN CA CMNTY CLG DIST 1000000 1107330 PFIZER INC 1009450 1112510 TOTAL CAPITAL SA 1037730 1115270 COMCAST CORP 1025480 1135230 HOME DEPOT INC 1038250 1126070 TOYOTA MOTOR CREDIT CORP 1019580 1112040 CHARLES SCHWAB CORP 1026300 1121920 3M COMPANY 999650 1084550 UNION PACIFIC CORP 996920 1105590 JOHN DEERE CAPITAL CORP 498450 550655 JPMORGAN CHASE & CO 504260 551880 STANFORD UNIVERSITY 1000000 1070890 CALIFORNIA ST HLTH FACS FING A 200000 207236 GLAXOSMITHKLINE CAPITAL 989470 1090440 PORTLAND OR CMNTY CLG DIST 1042080 1153680 FISERV INC 999160 1075440 NEW YORK ST DORM AUTH REVENUE 2029 250000 259790 UNIVERSITY OF CALIFORNIA 1000000 1098670 DENVER CO CITY & CNTY DEDICATE 773880 815835 LEAVENWORTH CNTY KS UNIF SCH D 350000 354977 FAIRFAX CNTY VA 992870 1112400 HOUSTON TX UTILITY SYS REVENUE 750000 763808 BANK OF AMERICA CORP 1002680 1101540 COSTCO WHOLESALE CORP 1024850 968760 SAN FRANCISCO CALIF CITY & CNT 215000 217457 UNIVERSITY OF COLORADO CO 300000 310527 GEORGIA ST 1091540 1135520 MADISON CNT NY CAPITAL RESOUR 500000 537400 ALPHABET INC 745178 708945 APPLE INC 1001675 942590 NEW YORK CITY NY TRANSITIONAL 1000000 1081610 OREGON ST DEPT OF TRANSPRTN HI 500000 525070 ANHEUSER BUSCH INBEV WOR 1568020 1801275 AMGEN INC 1014910 1005500 COCA-COLA CO/THE 1001255 943200 UNIVERSITY OF WASHINGTON 750000 731498 PROCTER & GAMBLE CO 997390 1008260 STATE OF OREGON DEPARTMENT OF ADMIN 1000000 1121570 OREGON ST DEPT OF TRANSPRTN HI 690000 775118 AMAZON.COM INC 2031 497230 506805 UNITEDHEALTH GROUP INC 1000440 1017420 ASTRAZENECA FINANCE LLC 1005080 1007000 ARIZONA BOARD OF RIGHTS-A 500000 510630 NEW YORK CITY NY TRANSITIONAL 2031 1005990 1106150 CITIGROUP INC 1005960 1005190 SANTA CLARA VALLEY WATER DISTRICT 500000 555615 CITY & COUNTY OF SAN FANCISCO CA 1000000 1099250 STATE OF CONNECTICUT BRADLEY 1000000 1079920 FULTON CNTY GA DEV AUTH REVENU 500000 501020 NEW YORK NY 1011300 1123620 COMCAST CORP 2033 513805 585125 CALIFORNIA ST 2033 1046600 1159960 VERIZON COMMUNICATION 1008710 1175650 SAINT PAUL MN SALES TAX REVENUE 1000000 1088640 0 0 26662764 28848173 OAKTREE SENIOR LOAN FUND LP AT COST 2290008 2248665 LEGAL FEES 19672 0 19672 OTHER PORTFOLIO EXPENSES 14038 14038 0 REGISTRATION RENEWAL FEE 150 0 150 PASSTHROUGH K-1 INCOME 3215 3215 3215 ASSET MANAGEMENT FEES 113144 113144 0 2020 EXCISE TAX - EXTENSION 40000 0 0 2021 EXCISE TAX - ESTIMATE 5757 0 0